Efficacy in Financial Rulemaking
Data
The root for this script is finreg. Most of the data are in finreg/data (some in a subfolder merged_resources). Others are up one level in FINREGRULEMAKE2/Data. This can and should be streamlined significantly.
Sophistication
We measure comment sophistication in two ways. First, we measure technical sophistication by the number of words in a comment that are found in a dictionary of technical banking and finance terms. Second, we measure legal sophistication by the number of legal citations, as indicated by the Blue Book (a legal citation manual).
File: Data/Dictionary_Terms.RData contains six objects (3 sets of measures for both comments and attachments)
1. Dictionary counts of technical terms used in comments and attachments
We use the Oxford Dictionary of Finance and Banking and the Merriam Webster law dictionary. While Black’s is a more common law dictionary, a complete version is not available online.
Objects: technical_terms_comments and technical_terms_attachment
Variables:
doc_id- the comment_url or attachment_url in the comments and attachments files in master.sqliteuk_law- UK law terms - this is in the file as I was curious how many of the terms would be in a UK law dictionary.banking- US banking terms in Merriam Webster’s banking dictionaryus_law- US law terms in Merriam Webster’s US law dictionary. We didn’t use Black’s law dictionary because it’s incomplete, as shown at the beginning of thedictionary_and_bluebook.Rfileoverlap- terms in both banking and us_lawdictionary_terms - banking + us_law - overlapComment- 1 if from the comments file in Master, 0 if from attachments
2. Tables and Figures
Counts of Tables and Figures. Looks at the maximum number of tables, with large jumps excluded. For example, a document with tables 1, 2, 3, and 99 would treat 99 as an error and say there were three tables. This mostly comes from bad OCRing or documents that have footnotes in between the word “table” and the table number.
Objects: Tables_and_Figures_attachments and Tables_and_Figures_comments
Variables:
comment_url- the comment_url or attachment_url in the comments and attachments files in master.SQLiteFigures- counts of figuresTables- counts of tablesComment- 1 if from comments, 0 if from attachmentsVisualizations- sum of figures + tables
3. Bluebook legal citations
Counts of citations to US code, Supreme Court cases, appellate and district court cases, the code of federal regulations, and the federal register
Objects: bluebok_comments and bluebook_attachments
Variables:
Comment- 1 if from comments, 0 if from attachmentscomment_url- the comment_url or attachment_url in the comments and attachments files in master.SQLiteUS_Code- counts of US code citationsSupreme_Court_Cases- counts of Supreme Court casesAppeals_and_District_Court_Cases- counts of citations to Appeals and district court casesCode_of_Federal_Regulations- counts of citations to CFRFederal_Register_Total- counts of citations to the federal registerTotal_Legal_Citations- the sum of the above except comment dummy
# sophistication
load(here::here("Data", "Dictionary_Terms.Rdata") %>% str_remove("finreg/") )
# drop duplicates
technical_terms_comments %<>%
distinct()
technical_terms_attachments %<>%
distinct()
bluebook_comments %<>%
distinct()
bluebook_attachments %<>%
distinct() # summarize and merge term counts from comment text boxes and attachments
# max <- . %>% base::max(na.rm = TRUE)
# sum by comment URL
#FIXME, why are these not unique!
bluebook_c <- bluebook_comments %>%
drop_na(Total_Legal_Citations) %>%
group_by(comment_url) %>%
dplyr::select(-comment) %>%
summarise_all(base::max)
# whereas these should not be unique to comment URL
bluebook_a <- bluebook_attachments %>%
drop_na(Total_Legal_Citations) %>%
group_by(comment_url) %>%
dplyr::select(-comment) %>%
summarise_all(base::max)
# join both and max again
bluebook <- full_join(bluebook_a,
bluebook_c) %>%
group_by(comment_url) %>%
summarise_all(base::max)
# # check for unique comment_url
# bluebook %>% count(comment_url, sort = T)
# sum by comment URL
#FIXME, why are these not unique!?
technical_terms_c <- technical_terms_comments %>%
drop_na(dictionary_terms) %>%
group_by(comment_url) %>%
dplyr::select(-comment) %>%
summarise_all(base::max)
# whereas these should not be unique to comment URL
technical_terms_a <- technical_terms_attachments %>%
drop_na(dictionary_terms) %>%
group_by(comment_url) %>%
dplyr::select(-comment) %>%
summarise_all(base::max)
# join both and sum again
technical_terms <- full_join(technical_terms_a,
technical_terms_c) %>%
group_by(comment_url) %>%
summarise_all(base::max)
# # check for unique comment_url
# technical_terms %>% count(comment_url, sort = T)
full_join(technical_terms, bluebook) %>% kablebox()# check that they are the same
# full_join(bluebook, technical_terms)Assets
load(here::here("data", "commenter_assets.Rdata"))
d <- commenter_assets
# patch since I got rid of the original org type
d$org_type <- d$org_type2
#FIXME MOVE TO TOP
# d$comment_url %<>% str_replace("document\\?D=", "comment/")
d %>% arrange(assets) %>%
dplyr::select(org_name, assets, revenue, comment_url) %>% kablebox()d %>% arrange(marketcap2) %>%
dplyr::select(org_name, marketcap, comment_url) %>% kablebox()d %>% arrange(-MeanContribAmount) %>%
dplyr::select(org_name, MeanContribAmount, comment_url) %>% kablebox()d %>% filter(str_dct(org_name, "chamber")) %>%
dplyr::select(organization, comment_org_name, org_name, assets, revenue, MeanContribAmount, comment_url) %>% kablebox()| organization | comment_org_name | org_name | assets | revenue | MeanContribAmount | comment_url |
|---|---|---|---|---|---|---|
| african american credit union coalition | african american credit union coalition | african american chamber commercerce oregon | 387528 | 279408 | 0 | https://www.ncua.gov/files/comment-letters/2013/CL20131204Smith.pdf |
| u.s. chamber of commerce | us chamber commerce | us chamber of commerce | NA | NA | 623881 | https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=35548 |
| u.s. chamber of commerce | us chamber commerce | us chamber of commerce | NA | NA | 623881 | https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=46742 |
| u.s. chamber of commerce | us chamber commerce | us chamber of commerce | NA | NA | 623881 | https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=56777 |
| u.s. chamber of commerce | us chamber commerce | us chamber of commerce | NA | NA | 623881 | https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=57402 |
| u.s. chamber of commerce | us chamber commerce | us chamber of commerce | NA | NA | 623881 | https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=58969 |
| u.s. chamber of commerce | us chamber commerce | us chamber of commerce | NA | NA | 623881 | https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=59347 |
| u.s. chamber of commerce | us chamber commerce | us chamber of commerce | NA | NA | 623881 | https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=59419 |
| u.s. chamber of commerce | us chamber commerce | us chamber of commerce | NA | NA | 623881 | https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=59418 |
| u.s. chamber of commerce | us chamber commerce | us chamber of commerce | NA | NA | 623881 | https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=58335 |
| u.s. chamber of commerce | us chamber commerce | us chamber of commerce | NA | NA | 623881 | https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=58943 |
| u.s. chamber of commerce | us chamber commerce | us chamber of commerce | NA | NA | 623881 | https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=59494 |
| u.s. chamber of commerce | us chamber commerce | us chamber of commerce | NA | NA | 623881 | https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=57496 |
| u.s. chamber of commerce | us chamber commerce | us chamber of commerce | NA | NA | 623881 | https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=59721 |
| rotary international professional silver investor chamber of commerce attorney | rotary international professional silver investor chamber commerce attorney | martin county chamber commerce | 39491 | 81658 | NA | https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=28597 |
| u.s. chamber of commerce | us chamber commerce | us chamber of commerce | NA | NA | 623881 | https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=30868 |
| u.s. chamber of commerce | us chamber commerce | us chamber of commerce | NA | NA | 623881 | https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=30867 |
| u.s. chamber of commerce | us chamber commerce | us chamber of commerce | NA | NA | 623881 | https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=27535 |
| us chamber of commerce | us chamber commerce | us chamber of commerce | NA | NA | 623881 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=622 |
| u.s. chamber of commerce | us chamber commerce | us chamber of commerce | NA | NA | 623881 | https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=33865 |
| teresa grove, yorba linda, california | teresa grove yorba linda california | yorba linda chamber commerce | 164103 | 149019 | NA | https://www.sec.gov/comments/s7-08-10/s70810-34.htm |
| village of bald head island, nc | village bald head island nc | bald head island chamber commerce | NA | NA | 0 | https://www.regulations.gov/comment/OCC-2013-0016-0010 |
| citizens bank robertsdale, al | citizens bank robertsdale al | whiting robertsdale chamber commerce | NA | NA | NA | https://www.regulations.gov/comment/OCC-2012-0009-0377 |
| u.s. chamber of commerce | us chamber commerce | us chamber of commerce | NA | NA | 623881 | https://www.regulations.gov/comment/OCC-2013-0014-0018 |
| fresno metro black chamber of commerce | fresno metro black chamber commerce | fresno metro black chamber commerce | NA | NA | NA | https://www.regulations.gov/comment/OCC-2013-0014-0074 |
| citizens bank robertsdale, al | citizens bank robertsdale al | whiting robertsdale chamber commerce | NA | NA | NA | https://www.regulations.gov/comment/OCC-2012-0008-0387 |
| u.s. chamber of commerce | us chamber commerce | us chamber of commerce | NA | NA | 623881 | https://www.regulations.gov/comment/OCC-2011-0014-0039 |
| u.s. chamber of commerce | us chamber commerce | us chamber of commerce | NA | NA | 623881 | https://www.regulations.gov/comment/OCC-2011-0014-0040 |
| bank of agriculture and commerce | bank agriculture commerce | port lavaca chamber commerce agriculture calhoun county | 59350 | 169147 | 0 | https://www.regulations.gov/comment/OCC-2012-0010-0839 |
| u.s. chamber of commerce | us chamber commerce | us chamber of commerce | NA | NA | 623881 | https://www.regulations.gov/comment/OCC-2011-0014-0079 |
| bank of agriculture and commerce | bank agriculture commerce | port lavaca chamber commerce agriculture calhoun county | 59350 | 169147 | 0 | https://www.regulations.gov/comment/OCC-2012-0009-0957 |
| u.s. chamber of commerce | us chamber commerce | us chamber of commerce | NA | NA | 623881 | https://www.regulations.gov/comment/OCC-2011-0014-0211 |
| bank of agriculture and commerce | bank agriculture commerce | port lavaca chamber commerce agriculture calhoun county | 59350 | 169147 | 0 | https://www.regulations.gov/comment/OCC-2012-0008-0954 |
| us chamber of commerce | us chamber commerce | us chamber of commerce | NA | NA | 623881 | https://www.regulations.gov/comment/OCC-2011-0014-0315 |
| u.s. chamber of commerce | us chamber commerce | us chamber of commerce | NA | NA | 623881 | https://www.regulations.gov/comment/OCC-2011-0001-0481 |
| u.s. chamber of commerce | us chamber commerce | us chamber of commerce | NA | NA | 623881 | https://www.regulations.gov/comment/OCC-2011-0014-3241 |
| u.s. chamber of commerce | us chamber commerce | us chamber of commerce | NA | NA | 623881 | https://www.regulations.gov/comment/OCC-2011-0014-3253 |
| u.s. chamber of commerce | us chamber commerce | us chamber of commerce | NA | NA | 623881 | https://www.regulations.gov/comment/OCC-2011-0001-2356 |
| u.s. chamber of commerce | us chamber commerce | us chamber of commerce | NA | NA | 623881 | https://www.regulations.gov/comment/CFPB-2012-0010-0026 |
| california chamber of commerce | california chamber commerce | california chamber commerce | NA | NA | 0 | https://www.regulations.gov/comment/CFPB-2016-0025-0053 |
| u.s. chamber of commerce | us chamber commerce | us chamber of commerce | NA | NA | 623881 | https://www.regulations.gov/comment/CFPB-2014-0024-0026 |
| u.s. chamber of commerce | us chamber commerce | us chamber of commerce | NA | NA | 623881 | https://www.regulations.gov/comment/CFPB-2012-0005-0077 |
| u.s. chamber of commerce | us chamber commerce | us chamber of commerce | NA | NA | 623881 | https://www.regulations.gov/comment/CFPB-2011-0002-0470 |
| u.s. chamber of commerce | us chamber commerce | us chamber of commerce | NA | NA | 623881 | https://www.regulations.gov/comment/CFPB-2011-0005-0005 |
| tyler county title, llc | tyler county title | tyler county chamber commerce | 15571 | 37496 | NA | https://www.regulations.gov/comment/CFPB-2012-0028-0994 |
| u.s. chamber of commerce | us chamber commerce | us chamber of commerce | NA | NA | 623881 | https://www.regulations.gov/comment/CFPB-2013-0033-0329 |
| u.s. chamber of commerce | us chamber commerce | us chamber of commerce | NA | NA | 623881 | https://www.regulations.gov/comment/CFPB-2014-0010-0103 |
| farmers and merchants trust company of chambersburg | farmers merchants trust company chambersburg | farmers merchants trust company chambersburg | 25030 | 52394 | NA | https://www.regulations.gov/comment/CFPB-2014-0019-0134 |
| chambers bancshares, inc. | chambers bancshares | chambers bancshares | NA | NA | NA | https://www.regulations.gov/comment/CFPB-2014-0019-0313 |
| shelter island capital | shelter island capital | shelter island chamber commerce | 52944 | 55622 | 0 | https://www.regulations.gov/comment/CFPB-2013-0002-0267 |
| chamber of commerce | chamber commerce | us chamber of commerce | NA | NA | 20000 | https://www.regulations.gov/comment/CFPB-2011-0008-1273 |
| california hispanic chambers of commerce | california hispanic chambers commerce | california hispanic chambers commerce foundation | 275926 | 314625 | NA | https://www.regulations.gov/comment/CFPB-2016-0025-144114 |
| california black chamber of commerce | california black chamber commerce | minnesota black chamber commerce | 14338 | 27939 | NA | https://www.regulations.gov/comment/CFPB-2016-0025-4121 |
| cambodian american chamber of commerce | cambodian american chamber commerce | hong konghawaii chamber commerce | NA | NA | NA | https://www.regulations.gov/comment/CFPB-2016-0025-137362 |
| ohio chamber of commerce | ohio chamber commerce | ohio chamber commerce | 14351635 | 4022613 | 0 | https://www.regulations.gov/comment/CFPB-2016-0025-141905 |
| nashville chamber of commerce | nashville chamber commerce | nashville chamber commerce | 57159 | 41695 | NA | https://www.regulations.gov/comment/CFPB-2016-0025-142884 |
| ohio chamber of commerce | ohio chamber commerce | ohio chamber commerce | 14351635 | 4022613 | 0 | https://www.regulations.gov/comment/CFPB-2016-0025-199990 |
| california hispanic chamber of commerce | california hispanic chamber commerce | odessa hispanic chamber charitable foundation | NA | NA | 17000 | https://www.regulations.gov/comment/CFPB-2016-0025-200237 |
| state chamber of oklahoma | state chamber oklahoma | greater oklahoma city chamber commerce | 9738427 | 15590063 | 0 | https://www.regulations.gov/comment/CFPB-2016-0025-200323 |
| michigan chamber of commerce | michigan chamber commerce | michigan korean chamber commerce | NA | NA | 0 | https://www.regulations.gov/comment/CFPB-2016-0025-201022 |
| missouri chamber of commerce and industry | missouri chamber commerce industry | missouri chamber commerce industry | 4173448 | 4038177 | 0 | https://www.regulations.gov/comment/CFPB-2016-0025-201186 |
| u.s. chamber of commerce, center for capital markets competitiveness, tom quaadman (23842 kb pdf) | us chamber commerce | us chamber of commerce | NA | NA | 623881 | https://www.federalreserve.gov/SECRS/2013/May/20130521/R-1438/R-1438_043013_111114_389717962083_1.pdf |
| u.s. chamber of commerce, tom quaadman & ann m. beauchesne (3031 kb pdf) | us chamber commerce | us chamber of commerce | NA | NA | 623881 | https://www.federalreserve.gov/SECRS/2017/February/20170208/R-1550/R-1550_011817_131688_286658311250_1.pdf |
| u.s. chamber of commerce, david hirschmann and myron brilliant (1405 kb pdf) | us chamber commerce | us chamber of commerce | NA | NA | 623881 | https://www.federalreserve.gov/SECRS/2013/January/20130130/R-1432/R-1432_121012_110915_523709339984_1.pdf |
Efficacy
File: Data/attachment_efficacy_w_docket.csv.
Variables:
efficacy=cumulative_sequence_length_over_10
Other efficacy measures that we are not using:
- number_of_other_sequences_over_10
- number_of_other_sequences_over_25
- number_of_other_sequences_over_50
- number_of_other_sequences_over_100
- cumulative_sequence_length_over_10
- cumulative_sequence_length_over_25
- cumulative_sequence_length_over_50
- cumulative_sequence_length_over_100
- longest_sequence_length
- longest_repeated_text
# attachments table
# lookup table
attachments <- read_csv(here::here("Data", "attachments.csv"))
# attachments table is many to many
attachments %>% distinct() %>% add_count(attachment_url, sort = T)## # A tibble: 127,465 × 3
## comment_url attachment_url n
## <chr> <chr> <int>
## 1 https://comments.cftc.gov/PublicComments/ViewComment.as… https://comme… 17
## 2 https://comments.cftc.gov/PublicComments/ViewComment.as… https://comme… 17
## 3 https://comments.cftc.gov/PublicComments/ViewComment.as… https://comme… 17
## 4 https://comments.cftc.gov/PublicComments/ViewComment.as… https://comme… 17
## 5 https://comments.cftc.gov/PublicComments/ViewComment.as… https://comme… 17
## 6 https://comments.cftc.gov/PublicComments/ViewComment.as… https://comme… 17
## 7 https://comments.cftc.gov/PublicComments/ViewComment.as… https://comme… 17
## 8 https://comments.cftc.gov/PublicComments/ViewComment.as… https://comme… 17
## 9 https://comments.cftc.gov/PublicComments/ViewComment.as… https://comme… 17
## 10 https://comments.cftc.gov/PublicComments/ViewComment.as… https://comme… 17
## # ℹ 127,455 more rows# the matched data are generally in the attachments table (or they are not attachments)
d %>% count(comment_url %in% attachments$comment_url, comment_agency)## # A tibble: 10 × 3
## `comment_url %in% attachments$comment_url` comment_agency n
## <lgl> <chr> <int>
## 1 FALSE CFPB 10107
## 2 FALSE CFTC 5334
## 3 FALSE OCC 56
## 4 TRUE CFPB 12257
## 5 TRUE CFTC 4026
## 6 TRUE FDIC 708
## 7 TRUE FRS 6634
## 8 TRUE NCUA 64
## 9 TRUE OCC 6089
## 10 TRUE SEC 7397# efficacy data
efficacy_raw <- read_csv( here::here("data", "new_attachment_efficacy_w_docket.csv") %>% str_remove("finreg/") )
efficacy_raw %>% kablebox()| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=22871 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=22871 | 1308 | 6712 | 227 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 3 | 0 | 0 | 0 | 49 | 0 | 0 | 0 | 20 | Further Definition of Swap Dealer Security-Based Swap Dealer Major Swap Participant Major Security-Based Swap Participant and Eligible Contract Participant 75 |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23234 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23234 | 775 | 2732 | 76 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 17 | 3 | 0 | 0 | 296 | 97 | 0 | 0 | 36 | the transaction as a whole to evaluate whether any embedded optionality operates on the price or delivery term of the contract and whether an embedded commodity option is marketed or option is marketed or traded separately from the underlying contract |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23239 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23239 | 285 | 667 | 33 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 2 | 0 | 0 | 0 | 33 | 0 | 0 | 0 | 17 | Further Definition of Swap Security-Based Swap and Security-Based Swap Agreement Security-Based Swap Agreement Mixed Swaps Security-Based Swap Agreement Recordkeeping 76 |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23240 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23240 | 2706 | 19657 | 629 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 12 | 1 | 0 | 0 | 199 | 35 | 0 | 0 | 35 | any agreement contract or transaction a counterparty of which is a Federal Reserve bank the Federal Government or a Federal agency that is expressly backed by the full faith and by the full faith and credit of the United States |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23264 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23264 | 1235 | 4914 | 183 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 18 | 2 | 0 | 0 | 302 | 53 | 0 | 0 | 28 | How would the proposed interpretive guidance set forth in this section affect full requirements contracts capacity contracts reserve sharing agreements sharing agreements tolling agreements energy management agreements and ancillary services |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23267 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23267 | 811 | 2659 | 100 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 15 | 1 | 0 | 0 | 231 | 32 | 0 | 0 | 32 | for compliance with an obligation to sell a certain percentage of renewable energy Many times this forward sale takes place prior to the construction of a project to enable developers the construction of a project to enable developers to secure |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23299 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23299 | 243 | 553 | 20 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 4 | 1 | 0 | 0 | 78 | 28 | 0 | 0 | 28 | How would the proposed interpretive guidance set forth in this section affect full requirements contracts capacity contracts reserve sharing agreements sharing agreements tolling agreements energy management agreements and ancillary services |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23300 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23300 | 560 | 2123 | 62 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 14 | 1 | 0 | 0 | 222 | 29 | 0 | 0 | 29 | agreement contract or transaction which reinsures any agreement contract or transaction meeting the criteria of paragraph xxx 4 i A A C of this section is also an insurance product |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23301 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23301 | 813 | 2763 | 105 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 4 | 0 | 0 | 0 | 68 | 0 | 0 | 0 | 24 | Should the forward contract exclusion from the swap definition apply to environmental commodities such as emissions allowances carbon offsets credits as emissions allowances carbon offsets credits or renewable energy certificates |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23246 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23246 | 557 | 1513 | 52 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 4 | 2 | 1 | 0 | 119 | 87 | 54 | 0 | 54 | that provides on an executory basis for the exchange on a fixed or contingent basis of 1 or more payments based on the value or level of 1 or more interest or other rates currencies commodities securities instruments of indebtedness indices quantitative measures or other financial or economic interests or other financial or economic interests or property of any kind |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23247 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23247 | 1007 | 4272 | 88 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 14 | 2 | 0 | 0 | 241 | 76 | 0 | 0 | 43 | provides that the participant is entitled to receive from the grantor all of the economic benefit of the whole or part of a loan or commitment to the extent of payments received by the grantor in respect of such loan the grantor in respect of such loan or commitment and |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23248 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23248 | 970 | 3891 | 117 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 10 | 2 | 2 | 0 | 229 | 114 | 114 | 0 | 60 | i May be used to adjust the forward contract price but do not undermine the overall nature of the contract as a forward contract ii do not target the delivery term so that the predominant feature of the contract is actual delivery and iii cannot be severed and marketed separately from the overall forward contract in which they are embedded |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23250 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23250 | 1036 | 3258 | 84 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 2 | 0 | 0 | 0 | 26 | 0 | 0 | 0 | 16 | Further Definition of Swap Security-Based Swap and Security-Based Swap Agreement and Security-Based Swap Agreement Mixed Swaps Security-Based Swap Agreement Recordkeeping |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23251 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23251 | 608 | 2025 | 61 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 14 | 3 | 0 | 0 | 268 | 104 | 0 | 0 | 40 | In exchange for another party’s promise to provide a benefit of pecuniary value for the loss damage injury or impairment of an identified interest of the insured as a result of the occurrence of a specified event or contingency outside |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23252 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23252 | 950 | 3909 | 125 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 21 | 4 | 0 | 0 | 357 | 130 | 0 | 0 | 43 | provides that the participant is entitled to receive from the grantor all of the economic benefit of the whole or part of a loan or commitment to the extent of payments received by the grantor in respect of such loan the grantor in respect of such loan or commitment and |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23253 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23253 | 1184 | 4124 | 143 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 5 | 1 | 0 | 0 | 102 | 44 | 0 | 0 | 44 | under the Commodity Exchange Act CEA and the Securities Exchange Act of 1934 Exchange Act to further define the terms swap security-based swap and security-based swap agreement collectively Product Definitions regarding mixed swaps and governing books and records with respect governing books and records with respect to security-based swap agreements |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23256 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23256 | 1645 | 6635 | 291 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 21 | 4 | 0 | 0 | 351 | 130 | 0 | 0 | 38 | too low and potentially disruptive when viewed against entities that the swap markets now trade as separate entities In the CDS market for example entities that share ownership ties of ties of substantially more than 20 percent trade quite independently |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23257 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23257 | 1076 | 6276 | 124 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 30 | 4 | 1 | 0 | 522 | 164 | 54 | 0 | 54 | as a requirement that loan participations must qualify for true sale treatment in order to avoid classification as a swap A true sale or true participation analysis is a test aimed at determining whether a transaction has resulted in the underlying assets being legally isolated from the transferor’s creditors for isolated from the transferor’s creditors for U.S bankruptcy law purposes |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23258 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23258 | 513 | 1559 | 53 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 6 | 0 | 0 | 0 | 78 | 0 | 0 | 0 | 17 | swap any sale of a nonfinancial commodity or security for or security for deferred shipment or delivery so long as |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23260 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23260 | 202 | 332 | 8 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23261 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23261 | 534 | 1476 | 49 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 4 | 0 | 0 | 0 | 55 | 0 | 0 | 0 | 18 | See Further Definition of Swap Security-Based Swap and Security-Based Swap Security-Based Swap Agreement Mixed Swaps Security-Based Swap Agreement Recordkeeping 76 |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23262 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23262 | 1030 | 5493 | 181 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 42 | 3 | 0 | 0 | 645 | 88 | 0 | 0 | 36 | the transaction as a whole to evaluate whether any embedded optionality operates on the price or delivery term of the contract and whether an embedded commodity option is marketed or option is marketed or traded separately from the underlying contract |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23268 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23268 | 766 | 2969 | 80 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 25 | 0 | 0 | 0 | 345 | 0 | 0 | 0 | 22 | all transactions currently reportable as insurance in the provider’s regulatory and financial reports under a state’s or a foreign jurisdiction’s reports under a state’s or a foreign jurisdiction’s insurance laws |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23269 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23269 | 667 | 2560 | 71 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 13 | 0 | 0 | 0 | 196 | 0 | 0 | 0 | 24 | Should the forward contract exclusion from the swap definition apply to environmental commodities such as emissions allowances carbon offsets credits as emissions allowances carbon offsets credits or renewable energy certificates |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23270 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23270 | 1198 | 5724 | 135 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 8 | 1 | 0 | 0 | 115 | 29 | 0 | 0 | 29 | Multilateral Investment Guarantee Agency African Development Bank African Development Fund Asian Development Bank Inter-American Development Bank Bank for Economic Cooperation Cooperation and Development in the Middle East and North Africa |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23272 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23272 | 775 | 3584 | 130 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 14 | 2 | 0 | 0 | 229 | 71 | 0 | 0 | 40 | loans or mortgages with variable rates of interest or embedded interest rate options including such loans with provisions for the rates to change upon certain events related to the consumer such as a higher rate of interest following a default |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23273 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23273 | 525 | 1679 | 54 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 5 | 0 | 0 | 0 | 65 | 0 | 0 | 0 | 16 | Further Definition of Swap Security-Based Swap and Security-Based Swap Agreement and Security-Based Swap Agreement Mixed Swaps Security-Based Swap Agreement Recordkeeping |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23274 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23274 | 440 | 1103 | 38 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23275 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23275 | 457 | 1266 | 49 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 9 | 0 | 0 | 0 | 133 | 0 | 0 | 0 | 21 | the forward contract exclusion would affect full requirements contracts reserve sharing agreements tolling agreements energy management agreements and ancillary services agreements tolling agreements energy management agreements and ancillary services The |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23255 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23255 | 598 | 1915 | 59 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 19 | 4 | 0 | 0 | 354 | 117 | 0 | 0 | 36 | it is commonplace for energy suppliers to enter into commercial transactions with customers local distribution companies electric utility companies industrial commercial and residential customers power plants etc which provide volumetric etc which provide volumetric price and delivery-related flexibility and variability |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23266 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23266 | 794 | 2490 | 80 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 3 | 1 | 0 | 0 | 53 | 32 | 0 | 0 | 32 | effect the REC is an intangible contract right or interest in that specific quantity of energy thus it is quite analogous to a warehouse receipt that represents title to a a warehouse receipt that represents title to a physical commodity |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23254 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23254 | 2792 | 18972 | 512 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 32 | 3 | 0 | 0 | 510 | 87 | 0 | 0 | 33 | conventional insurance products particularly annuities can be assigned by the owner and often state insurance law requires such assignability as a condition for approval of the product for sale under approval of the product for sale under applicable insurance law |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23276 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23276 | 1271 | 6970 | 271 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 29 | 6 | 1 | 0 | 589 | 247 | 80 | 0 | 80 | and In the case of consumer arrangements they Involve an asset of which the consumer is the owner or beneficiary or that the consumer is purchasing or they involve a service provided or to be provided by or to the consumer or In the case of commercial arrangements they are entered into By commercial or non-profit entities as principals or by their agents to serve an independent commercial business or non-profit purpose and Other than for speculative hedging or investment |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23277 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23277 | 330 | 845 | 36 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 5 | 0 | 0 | 0 | 77 | 0 | 0 | 0 | 24 | Should the forward contract exclusion from the swap definition apply to environmental commodities such as emissions allowances carbon offsets credits as emissions allowances carbon offsets credits or renewable energy certificates |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23278 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23278 | 736 | 3022 | 94 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 12 | 0 | 0 | 0 | 182 | 0 | 0 | 0 | 24 | Should the forward contract exclusion from the swap definition apply to environmental commodities such as emissions allowances carbon offsets credits as emissions allowances carbon offsets credits or renewable energy certificates |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23280 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23280 | 751 | 2433 | 68 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 4 | 1 | 0 | 0 | 86 | 38 | 0 | 0 | 38 | consumer agreements contracts or transactions to purchase products or services at a fixed price or a capped or collared price at a future date or over a certain time period time period such as agreements to purchase home heating fuel |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23281 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23281 | 1055 | 4258 | 147 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 8 | 1 | 0 | 0 | 129 | 31 | 0 | 0 | 31 | a transaction that solely involves the exchange of two different currencies on a specific future date at a fixed rate agreed upon on the inception of the contract covering the upon on the inception of the contract covering the exchange |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23263 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23263 | 1260 | 6395 | 226 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 13 | 4 | 0 | 0 | 254 | 129 | 0 | 0 | 43 | underlying postulate of the forward exclusion is that the CEA’s regulatory scheme for futures trading simply should not apply to private commercial merchandising transactions which create enforceable obligations to deliver but in which delivery is deferred for reasons of commercial delivery is deferred for reasons of commercial convenience or necessity |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23305 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23305 | 931 | 3779 | 159 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 21 | 1 | 0 | 0 | 283 | 31 | 0 | 0 | 31 | include a provision related to whether a product is recognized at fair value on an ongoing basis with changes in fair value reflected in earnings under U.S generally accepted accounting value reflected in earnings under U.S generally accepted accounting principles |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23244 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23244 | 245 | 672 | 15 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 2 | 0 | 0 | 0 | 20 | 0 | 0 | 0 | 10 | of the terms swap security-based swap and security-based swap agreement |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23245 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23245 | 407 | 1168 | 46 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 16 | 0 | 0 | 0 | 252 | 0 | 0 | 0 | 23 | agreements contracts or transactions have optionality as to delivery and if so whether they or any other agreement contract or they or any other agreement contract or transaction in a |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23292 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23292 | 2713 | 23664 | 584 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 34 | 3 | 0 | 0 | 518 | 87 | 0 | 0 | 32 | master agreement frequently used to document transactions for deferred delivery and receipt of nonfinancial electric energy and the terms of the ISDA North American Power Annex contain substantially identical master North American Power Annex contain substantially identical master agreement provisions |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23293 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23293 | 867 | 3117 | 113 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 1 | 1 | 0 | 0 | 26 | 26 | 0 | 0 | 26 | between end users whose primary purpose is consistent with that of an end user and in which any embedded option which any embedded option is directly related to end use |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23294 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23294 | 1586 | 8010 | 276 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 14 | 4 | 0 | 0 | 249 | 109 | 0 | 0 | 32 | based on the value of 1 or more interest or other rates currencies commodities securities instruments of indebtedness indices quantitative measures or other financial or economic interests or property of other financial or economic interests or property of any kind |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23283 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23283 | 724 | 2418 | 93 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 7 | 0 | 0 | 0 | 112 | 0 | 0 | 0 | 20 | commercial or non-profit entities as principals or by their agents to serve an independent commercial business or non-profit purpose and |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23284 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23284 | 577 | 1914 | 51 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 1 | 0 | 0 | 0 | 16 | 0 | 0 | 0 | 16 | Further Definition of Swap Security-Based Swap and Security-Based Swap Agreement and Security-Based Swap Agreement Mixed Swaps Security-Based Swap Agreement Recordkeeping |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23285 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23285 | 1625 | 8472 | 271 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 11 | 0 | 0 | 0 | 166 | 0 | 0 | 0 | 23 | NDFs are widely used by U.S corporations that do business in emerging markets to hedge their exposure to the currencies to hedge their exposure to the currencies of those markets |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23295 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23295 | 1460 | 5289 | 200 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 8 | 2 | 0 | 0 | 162 | 67 | 0 | 0 | 42 | bond which can be resold for its cash value purchasers of environmental commodities intend to take delivery of RECs or carbon offsets for either compliance purposes or in order to make an environmental claim regarding their renewable energy use or environmental claim regarding their renewable energy use or carbon footprint |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23296 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23296 | 1010 | 4944 | 157 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 17 | 5 | 0 | 0 | 346 | 147 | 0 | 0 | 33 | a reverse exchange of the 2 currencies described in subparagraph A at a later date and at a fixed rate that is agreed upon on the inception of the contract upon on the inception of the contract covering the exchange |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23297 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23297 | 215 | 443 | 20 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 1 | 0 | 0 | 0 | 22 | 0 | 0 | 0 | 22 | should be an effective means of helping to distinguish between those contracts that qualify for exclusion from the definition of that qualify for exclusion from the definition of swap and |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23304 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23304 | 593 | 1709 | 49 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 7 | 2 | 0 | 0 | 122 | 54 | 0 | 0 | 28 | to have an insurable interest that is the subject of the agreement contract or transaction and thereby carry the risk the risk of loss with respect to that interest continuously |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23322 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23322 | 1683 | 8475 | 279 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 44 | 11 | 2 | 0 | 929 | 442 | 157 | 0 | 94 | provides 4 Any designated clearing organization that knowingly or recklessly evades or participates in or facilitates an evasion of the requirements of section 2 h shall be liable for a civil money penalty in twice the amount otherwise available for a violation of section 2 h 5 Any swap dealer or major swap participant that knowingly or recklessly evades or participates in or facilitates an evasion of the requirements of section 2 h shall be liable for a civil money penalty in twice the amount otherwise available for a violation amount otherwise available for a violation of section 2 h |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23286 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23286 | 656 | 2067 | 69 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 10 | 3 | 2 | 1 | 303 | 201 | 164 | 100 | 100 | As required by the Residential Exchange Statute the amount of such power exchanged is based on the related utility’s residential and small farm customer’s power needs also known as loads in the Pacific Northwest Region Under this exchange no actual power is transferred to or from Bonneville Instead consistent with Congressional intent the exchange transaction is implemented as an accounting device that avoids the costs and burdens associated with a physical exchange of power and that results in the payment of funds by Bonneville to the REP exchanging utilities Reduced to the essentials the Residential Exchange Statute as implemented in |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23287 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23287 | 1412 | 8258 | 227 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 68 | 13 | 0 | 0 | 1273 | 444 | 0 | 0 | 43 | provides that the participant is entitled to receive from the grantor all of the economic benefit of the whole or part of a loan or commitment to the extent of payments received by the grantor in respect of such loan the grantor in respect of such loan or commitment and |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23288 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23288 | 1810 | 8728 | 279 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 35 | 10 | 2 | 0 | 755 | 372 | 124 | 0 | 73 | interpretation does not explicitly refer to commercial market participants it would seem to cover financial players as long as those entities regularly make or take delivery of the underlying commodity in connection with their business Examples of such entities would be hedge funds or other investment vehicles that regularly make or take delivery of commodities e.g gold in conjunction with their line of business that is as part of their business that is as part of their investment strategies CME |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23289 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23289 | 1150 | 6704 | 189 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 43 | 11 | 2 | 0 | 928 | 443 | 144 | 0 | 73 | an asset-backed security as defined in section 3 a 77 of the Act 15 U.S.C 78c a 77 is otherwise publicly available or 3 In the case of an asset-backed security as defined in section 3 a 77 of the Act 15 U.S.C 78c a 77 information of the type and level included in public distribution reports for similar asset-backed securities is publicly available about both the issuing entity and available about both the issuing entity and such asset-backed security |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23290 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23290 | 1412 | 6910 | 222 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 19 | 2 | 1 | 0 | 362 | 131 | 84 | 0 | 84 | which is of the character of or is commonly known to the trade as an option privilege indemnity bid offer put call advance guaranty or decline guaranty contrary to any rule regulation or order of the Commission prohibiting any such transaction or allowing any such transaction under such terms and conditions as the Commission shall prescribe Any such order rule or regulation may be made only after notice and opportunity for hearing and the Commission may set different terms and Commission may set different terms and conditions for different markets |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23291 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23291 | 377 | 861 | 25 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 4 | 1 | 0 | 0 | 68 | 33 | 0 | 0 | 33 | intangible nature of carbon makes it much easier for speculators or those simply seeking to hedge carbon price risk to take delivery of the carbon itself rather than enter into the carbon itself rather than enter into a derivatives transaction |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23358 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23358 | 874 | 2705 | 86 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23356 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23356 | 842 | 2458 | 86 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 8 | 0 | 0 | 0 | 126 | 0 | 0 | 0 | 24 | Should the forward contract exclusion from the swap definition apply to environmental commodities such as emissions allowances carbon offsets credits as emissions allowances carbon offsets credits or renewable energy certificates |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23403 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23403 | 593 | 1760 | 62 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 1 | 0 | 0 | 0 | 11 | 0 | 0 | 0 | 11 | as swaps is inconsistent with the text goals and purpose swaps is inconsistent with the text goals and purpose of |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23408 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23408 | 1381 | 6178 | 163 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 13 | 0 | 0 | 0 | 192 | 0 | 0 | 0 | 24 | advanced international comity national treatment limited regulatory resources limits on the Commissions respective extraterritorial jurisdiction and international harmonization as rationales jurisdiction and international harmonization as rationales for such an approach |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23664 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23664 | 923 | 3285 | 109 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 6 | 1 | 0 | 0 | 94 | 29 | 0 | 0 | 29 | transactions should be considered under the standards and procedures specified in section 722 of the Dodd-Frank Act for a public public interest waiver rather than through this joint rulemaking to |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23730 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23730 | 825 | 4091 | 78 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 36 | 2 | 0 | 0 | 544 | 69 | 0 | 0 | 35 | and With respect to financial guaranty insurance only in the event of payment default or insolvency of the obligor any acceleration of payments under the policy is at the sole policy is at the sole discretion of the insurer and |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23006 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23006 | 414 | 1097 | 24 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 12 | 1 | 0 | 0 | 179 | 27 | 0 | 0 | 27 | under the Commodity Exchange Act CEA and the Securities Exchange Act of 1934 Exchange Act to further define the terms define the terms swap security-based swap and security-based swap agreement |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23747 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23747 | 327 | 740 | 24 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 2 | 1 | 0 | 0 | 45 | 32 | 0 | 0 | 32 | a increase instability in the currently fragile municipal bond market and b decrease the availability or attractiveness of bond insurance to municipal issuers that would otherwise save money by employing issuers that would otherwise save money by employing bond insurance |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23775 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23775 | 398 | 1026 | 33 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 3 | 0 | 0 | 0 | 57 | 0 | 0 | 0 | 24 | Should the forward contract exclusion from the swap definition apply to environmental commodities such as emissions allowances carbon offsets credits as emissions allowances carbon offsets credits or renewable energy certificates |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23782 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23782 | 408 | 928 | 29 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 2 | 0 | 0 | 0 | 21 | 0 | 0 | 0 | 11 | Interagency Working Group for the Study on Oversight of Carbon Working Group for the Study on Oversight of Carbon Markets |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23818 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23818 | 249 | 551 | 18 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 2 | 0 | 0 | 0 | 26 | 0 | 0 | 0 | 16 | purchase or sale of a REC is settled through the is settled through the transfer of title to the REC |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23211 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23211 | 358 | 955 | 39 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 5 | 1 | 1 | 0 | 124 | 79 | 79 | 0 | 79 | The terms used in the rule’s criteria are different from the terms used with respect to a surety bond For example the bond is generally not referred to as a policy In addition the beneficiary of a bond typically is known as the obligee Further the bond’s limit is referred to as the penal sum Nevertheless the criteria can be applied to surety bonds and fidelity bonds and such application application would exclude bonds from the statutory definition of swaps |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23212 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23212 | 186 | 314 | 12 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 2 | 1 | 0 | 0 | 39 | 25 | 0 | 0 | 25 | exclude any sale of a nonfinancial commodity or security for deferred shipment or delivery so long as the transaction is long as the transaction is intended to be physically settled |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23215 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23215 | 850 | 2999 | 100 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 7 | 2 | 0 | 0 | 135 | 56 | 0 | 0 | 29 | If such agreement contract or transaction is intended to be physically settled the Commissions believe it would be within the the security forward exclusion and therefore outside the swap and |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23232 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23232 | 563 | 1790 | 49 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 4 | 0 | 0 | 0 | 50 | 0 | 0 | 0 | 15 | Further Definition of Swap Security-Based Swap and Security-Based Swap Agreement Swap and Security-Based Swap Agreement Mixed Swaps Security-Based Swap Agreement |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23359 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23359 | 805 | 2881 | 87 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 5 | 1 | 0 | 0 | 89 | 35 | 0 | 0 | 35 | any agreement contract or transaction a counterparty of which is a Federal Reserve bank the Federal Government or a Federal agency that is expressly backed by the full faith and by the full faith and credit of the United States |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23819 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23819 | 179 | 464 | 10 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23820 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23820 | 633 | 2258 | 89 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 9 | 2 | 0 | 0 | 174 | 62 | 0 | 0 | 33 | regulatory scheme for futures trading simply should not apply to private commercial merchandising transactions which create enforceable obligations to deliver but in which delivery is deferred for reasons of commercial delivery is deferred for reasons of commercial convenience or necessity |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=24221 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=24221 | 1139 | 6422 | 213 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 44 | 3 | 0 | 0 | 677 | 88 | 0 | 0 | 36 | the transaction as a whole to evaluate whether any embedded optionality operates on the price or delivery term of the contract and whether an embedded commodity option is marketed or option is marketed or traded separately from the underlying contract |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23909 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23909 | 487 | 1103 | 33 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23975 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23975 | 266 | 495 | 28 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=24417 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=24417 | 705 | 2382 | 55 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 4 | 1 | 1 | 0 | 101 | 60 | 60 | 0 | 60 | the purchase sale or exchange of a foreign currency by a bank on behalf of a retail customer for the sole purpose of effecting a purchase or sale of a foreign security or in order to clear or settle such purchase or sale when the settlement period for such FX transaction is within the settlement cycle for such foreign security |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=24405 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=24405 | 1074 | 3679 | 125 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=24399 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=24399 | 269 | 572 | 22 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=24443 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=24443 | 297 | 609 | 22 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=24239 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=24239 | 390 | 856 | 22 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=24283 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=24283 | 705 | 2382 | 55 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 4 | 1 | 1 | 0 | 101 | 60 | 60 | 0 | 60 | the purchase sale or exchange of a foreign currency by a bank on behalf of a retail customer for the sole purpose of effecting a purchase or sale of a foreign security or in order to clear or settle such purchase or sale when the settlement period for such FX transaction is within the settlement cycle for such foreign security |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23233 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23233 | 755 | 3153 | 62 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 14 | 3 | 0 | 0 | 245 | 94 | 0 | 0 | 35 | issued by a corporation subject to the supervision of the insurance commissioner bank commissioner or any agency or officer performing like functions of any State or Territory of the United or Territory of the United States or the District of |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23265 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23265 | 1182 | 4242 | 135 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 8 | 1 | 0 | 0 | 142 | 41 | 0 | 0 | 41 | Section 3 a 8 has long been recognized as the definitive provision as to where Congress intends to separate securities products that are subject to SEC regulation from insurance and annuity products that are to be left to state insurance products that are to be left to state insurance regulation |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=24419 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=24419 | 1292 | 4796 | 122 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 9 | 2 | 1 | 0 | 174 | 88 | 60 | 0 | 60 | i May be used to adjust the forward contract price but do not undermine the overall nature of the contract as a forward contract ii do not target the delivery term so that the predominant feature of the contract is actual delivery and iii cannot be severed and marketed separately from the overall forward contract in which they are embedded |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=22956 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=22956 | 1540 | 8504 | 220 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 5 | 0 | 0 | 0 | 52 | 0 | 0 | 0 | 12 | from Richard M Whiting Executive Director and General Counsel Financial M Whiting Executive Director and General Counsel Financial Services Roundtable |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=24732 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=24732 | 615 | 2034 | 68 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 5 | 3 | 2 | 1 | 274 | 235 | 207 | 136 | 136 | noted above the CFTC believes that its interpretation which clarifies that oral book-out agreements must be followed in a commercially reasonable timeframe by a confirmation in some type of written or electronic form would result in a new collection of information requirement within the meaning of the PRA Therefore the CFTC is submitting the new book-out information collection to OMB for review in accordance with 44 U.S.C 3506 c 2 A and 5 CFR 1320.8 d The CFTC will by separate action publish in the Federal Register a notice on the paperwork burden associated with the interpretation’s requirement that oral book-outs be followed in a commercially reasonable timeframe by confirmation in some type of written or electronic form in accordance with 5 CFR 1320.8 and 1320.10 If approved this new If approved this new collection of information will be mandatory |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=24809 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=24809 | 1192 | 6776 | 178 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 20 | 9 | 4 | 1 | 655 | 498 | 316 | 108 | 108 | CFTC will interpret an agreement contract or transaction not to be an option if the following three elements are satisfied 1 The subject of the agreement contract or transaction is usage of a specified facility or part thereof rather than the purchase or sale of the commodity that is to be created transported processed or stored using the specified facility 2 the agreement contract or transaction grants the buyer the exclusive use of the specified facility or part thereof during its term and provides for an unconditional obligation on the part of the seller to grant the buyer the exclusive the exclusive use of the specified facility or part thereof |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=24831 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=24831 | 863 | 3291 | 103 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 6 | 3 | 2 | 1 | 280 | 225 | 197 | 126 | 126 | noted above the CFTC believes that its interpretation which clarifies that oral book-out agreements must be followed in a commercially reasonable timeframe by a confirmation in some type of written or electronic form would result in a new collection of information requirement within the meaning of the PRA Therefore the CFTC is submitting the new book-out information collection to OMB for review in accordance with 44 U.S.C 3506 c 2 A and 5 CFR 1320.8 d The CFTC will by separate action publish in the Federal Register a notice on the paperwork burden associated with the interpretation’s requirement that oral book-outs be followed in a commercially reasonable timeframe by confirmation in some type of written or electronic form in accordance electronic form in accordance with 5 CFR 1320.8 and 1320.10 |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=24773 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=24773 | 761 | 2772 | 94 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 13 | 7 | 2 | 0 | 406 | 301 | 127 | 0 | 74 | if the right to use the specified facility is only obtained via the payment of a demand charge or reservation fee and the exercise of the right or use of the specified facility or part thereof entails the further payment of actual storage fees usage fees rents or other analogous service charges not included in the demand charge or reservation fee such agreement contract or transaction is a commodity option or transaction is a commodity option subject to the swap |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=24590 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=24590 | 977 | 4099 | 142 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 7 | 4 | 3 | 1 | 377 | 328 | 301 | 144 | 144 | In other words the predominant basis for failing to exercise the option would be that the demand or supply as applicable that the optionality was intended to satisfy if needed never materialized materialized at a level below that for which the parties contracted or changed due to physical factors or regulatory requirements outside the parties control Such failure to exercise or an exercise for a reduced amount of the underlying commodity could for example be due to colder than expected weather during the summer decreasing demand for air conditioning in turn decreasing demand for power to run the air conditioning The Commission does not interpret this to mean that absolutely all factors involved in the decision to exercise an option must be beyond the parties control but rather the decision must be predominantly driven by factors affecting supply and demand by factors affecting supply and demand that are beyond a |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=24778 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=24778 | 919 | 4160 | 135 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 14 | 7 | 2 | 1 | 484 | 391 | 222 | 145 | 145 | 1 The embedded optionality does not undermine the overall nature of the agreement contract or transaction as a forward contract 2 The predominant feature of the agreement contract or transaction is actual delivery 3 The embedded optionality cannot be severed and marketed separately from the overall agreement contract or transaction in which it is embedded 4 The seller of a nonfinancial commodity underlying the agreement contract or transaction with embedded volumetric optionality intends at the time it enters into the agreement contract or transaction to deliver the underlying nonfinancial commodity if the optionality is exercised 5 The buyer of a nonfinancial commodity underlying the agreement contract or transaction with embedded volumetric optionality intends at the time it enters into the agreement contract or transaction to take delivery of the underlying nonfinancial commodity if it exercises the embedded volumetric optionality 6 the embedded volumetric optionality 6 Both parties are commercial parties |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=24779 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=24779 | 698 | 2975 | 107 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 21 | 12 | 6 | 0 | 780 | 621 | 424 | 0 | 86 | subject of the agreement contract or transaction is usage of a specified facility or part thereof rather than the purchase or sale of the commodity that is to be created transported processed or stored using the specified facility 2 the agreement contract or transaction grants the buyer the exclusive use of the specified facility or part thereof during its term and provides for an unconditional obligation on the part of the seller to grant the buyer the exclusive use of the exclusive use of the specified facility or part thereof |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=24786 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=24786 | 517 | 1580 | 40 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 2 | 0 | 0 | 0 | 34 | 0 | 0 | 0 | 17 | on Further Definition of Swap Security-Based Swap and Security-Based Swap and Security-Based Swap Agreement Mixed Swaps Security-Based Swap Agreement Recordkeeping |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=24787 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=24787 | 896 | 3978 | 110 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 25 | 5 | 0 | 0 | 473 | 167 | 0 | 0 | 38 | seller of a nonfinancial commodity underlying the agreement contract or transaction with embedded volumetric optionality intends at the time it enters into the agreement contract or transaction to deliver the deliver the underlying nonfinancial commodity if the optionality is exercised |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=24788 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=24788 | 392 | 933 | 36 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 1 | 0 | 0 | 0 | 14 | 0 | 0 | 0 | 14 | Further Definition of Swap Security-Based Swap and Security-Based Swap Agreement Security-Based Swap and Security-Based Swap Agreement Mixed Swaps Security-Based Swap |
| NA | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=24789 | 0 | https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=24789 | 814 | 3330 | 145 | 2012-08-12 | 1032 | 2011-11008 | 2012-18003 | 1 | 18 | 8 | 4 | 1 | 630 | 452 | 319 | 139 | 139 | no 6 above have embedded optionality in the first instance Based on descriptions by commenters it appears that they may have a binding obligation for delivery but have no set amount specified for delivery Instead delivery including the possibility of nominal or zero delivery is determined by the terms and conditions contained within the agreement contract or transaction including for example the satisfaction of a condition precedent to delivery such as a commodity price or temperature reaching a level specified in the agreement contract or transaction That is the variation in delivery is not driven by the exercise of embedded optionality by the parties Do the agreements contracts and transactions listed in question no 6 exhibit these kinds of characteristics If so should the CFTC consider them in some manner manner other than its forward interpretation Why or why not |
efficacy_raw %>% count(is.na(cumulative_sequence_length_over_10))## # A tibble: 2 × 2
## `is.na(cumulative_sequence_length_over_10)` n
## <lgl> <int>
## 1 FALSE 58270
## 2 TRUE 17160# url is comment url, but missing many
efficacy_raw %>% count(url %in% attachments$comment_url)## # A tibble: 2 × 2
## `url %in% attachments$comment_url` n
## <lgl> <int>
## 1 FALSE 67368
## 2 TRUE 8062# those dockets we have
efficacy_raw %>% filter(url %in% attachments$comment_url) %>% count(docket_id) %>% kablebox()| docket_id | n |
|---|---|
| 3133-AE22 | 28 |
| R-1392_V1 | 14 |
| R-1397_V1 | 12 |
| R-1399_V1 | 15 |
| R-1400_V1 | 2 |
| R-1401_V2 | 31 |
| R-1404_V1 | 1542 |
| R-1405_V1 | 35 |
| R-1407_V1 | 34 |
| R-1412_V1 | 10 |
| R-1413_V1 | 55 |
| R-1414_V1 | 21 |
| R-1415_V3 | 20 |
| R-1426_V1 | 5 |
| R-1428_V1 | 6 |
| R-1430_V1 | 3 |
| R-1432_V1 | 484 |
| R-1438_V1 | 98 |
| R-1438_V2 | 62 |
| R-1442_V1 | 1202 |
| R-1443_V1 | 44 |
| R-1443_V3 | 1 |
| R-1455_V1 | 5 |
| R-1457_V1 | 16 |
| R-1458_V1 | 4 |
| R-1460_V1 | 25 |
| R-1463_V1 | 2 |
| R-1476_V1 | 8 |
| R-1477_V1 | 6 |
| R-1482_V1 | 5 |
| R-1483_V1 | 4 |
| R-1486_V1 | 43 |
| R-1487_V1 | 9 |
| R-1488_V1 | 2 |
| R-1489_V1 | 10 |
| R-1492_V1 | 18 |
| R-1505_V1 | 21 |
| R-1535_V1 | 1 |
| R-1538_V1 | 27 |
| R-1548_V1 | 11 |
| S7-02-11 | 7 |
| S7-02-12 | 9 |
| S7-02-13 | 68 |
| S7-03-11 | 6 |
| S7-03-15 | 14 |
| S7-04-11 | 16 |
| S7-05-11 | 36 |
| S7-06-15 | 12 |
| S7-07-11 | 44 |
| S7-07-13 | 957 |
| S7-08-10 | 95 |
| S7-08-11 | 23 |
| S7-09-15 | 40 |
| S7-10-11 | 5 |
| S7-11-11 | 11 |
| S7-13-11 | 48 |
| S7-15-11 | 11 |
| S7-15-15 | 2 |
| S7-16-11 | 51 |
| S7-17-11 | 11 |
| S7-18-08 | 45 |
| S7-18-11 | 40 |
| S7-21-11 | 29 |
| S7-22-11 | 5 |
| S7-23-07 | 20 |
| S7-23-11 | 20 |
| S7-25-10 | 86 |
| S7-25-11 | 51 |
| S7-26-10 | 46 |
| S7-26-11 | 3 |
| S7-30-11 | 7 |
| S7-31-10 | 57 |
| S7-33-10 | 132 |
| S7-34-10 | 137 |
| S7-35-10 | 33 |
| S7-36-10 | 68 |
| S7-37-10 | 117 |
| S7-39-10 | 95 |
| S7-40-10 | 301 |
| S7-40-11 | 52 |
| S7-41-10 | 25 |
| S7-41-11 | 350 |
| S7-42-10 | 147 |
| S7-44-10 | 16 |
| S7-45-10 | 773 |
# those we dont have
efficacy_raw %>% filter(!url %in% attachments$comment_url) %>% count(docket_id) %>% kablebox()| docket_id | n |
|---|---|
| 1007 | 579 |
| 1016 | 26 |
| 1032 | 125 |
| 1037 | 70 |
| 1038 | 35 |
| 1075 | 38 |
| 1125 | 31 |
| 1157 | 349 |
| 1161 | 63 |
| 1171 | 5 |
| 1176 | 108 |
| 1217 | 1 |
| 1237 | 26 |
| 1247 | 9 |
| 1252 | 28 |
| 1262 | 12 |
| 1291 | 83 |
| 1346 | 1 |
| 1391 | 10 |
| 1427 | 65 |
| 1503 | 10 |
| 1614 | 17 |
| 1619 | 4 |
| 1711 | 10 |
| 1729 | 1 |
| 1733 | 5 |
| 3038-AD13 | 3 |
| 868 | 16 |
| 878 | 2 |
| 888 | 1 |
| 889 | 27 |
| 890 | 31 |
| 895 | 39 |
| 902 | 41 |
| 903 | 26 |
| 913 | 20 |
| 916 | 20 |
| 920 | 75 |
| 921 | 16 |
| 924 | 93 |
| 934 | 46 |
| 935 | 82 |
| 937 | 124 |
| 939 | 42 |
| 955 | 123 |
| 965 | 173 |
| 968 | 70 |
| 970 | 53 |
| 973 | 66 |
| 974 | 17 |
| 983 | 6 |
| 985 | 5 |
| 994 | 56 |
| CFPB-2011-0003 | 8 |
| CFPB-2011-0005 | 6 |
| CFPB-2011-0006 | 3 |
| CFPB-2011-0007 | 5 |
| CFPB-2011-0008 | 1711 |
| CFPB-2011-0009 | 59 |
| CFPB-2012-0005 | 48 |
| CFPB-2012-0010 | 26 |
| CFPB-2012-0021 | 26 |
| CFPB-2012-0022 | 68 |
| CFPB-2012-0029 | 126 |
| CFPB-2012-0031 | 46 |
| CFPB-2012-0032 | 38 |
| CFPB-2012-0033 | 117 |
| CFPB-2012-0034 | 114 |
| CFPB-2012-0037 | 102 |
| CFPB-2012-0050 | 81 |
| CFPB-2013-0001 | 1 |
| CFPB-2013-0002 | 356 |
| CFPB-2013-0005 | 20 |
| CFPB-2013-0009 | 9 |
| CFPB-2013-0010 | 42 |
| CFPB-2013-0018 | 110 |
| CFPB-2014-0003 | 11 |
| CFPB-2014-0006 | 36 |
| CFPB-2014-0008 | 29 |
| CFPB-2014-0009 | 50 |
| CFPB-2014-0010 | 54 |
| CFPB-2014-0019 | 253 |
| CFPB-2014-0024 | 21 |
| CFPB-2014-0028 | 23 |
| CFPB-2014-0033 | 147 |
| CFPB-2016-0020 | 1170 |
| CFPB-2016-0025 | 59284 |
| docket_id | 184 |
# comment_url is blank
efficacy_raw %>% count(comment_url %in% attachments$comment_url)## # A tibble: 1 × 2
## `comment_url %in% attachments$comment_url` n
## <lgl> <int>
## 1 FALSE 75430efficacy_raw %>% count(url %in% attachments$comment_url)## # A tibble: 2 × 2
## `url %in% attachments$comment_url` n
## <lgl> <int>
## 1 FALSE 67368
## 2 TRUE 8062# attachment_url is correct
efficacy_raw %>% count(attachment_url %in% attachments$attachment_url)## # A tibble: 2 × 2
## `attachment_url %in% attachments$attachment_url` n
## <lgl> <int>
## 1 FALSE 184
## 2 TRUE 75246# except for the additional headers
efficacy_raw %>% filter(!attachment_url %in% attachments$attachment_url) %>% kablebox()| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
| comment_url | attachment_url | comment | url | Types | Tokens | Sentences | Comments_Until | docket_id | fr_document_id_proposed | fr_document_id_final | iteration | number_of_other_sequences_over_10 | number_of_other_sequences_over_25 | number_of_other_sequences_over_50 | number_of_other_sequences_over_100 | cumulative_sequence_length_over_10 | cumulative_sequence_length_over_25 | cumulative_sequence_length_over_50 | cumulative_sequence_length_over_100 | longest_sequence_length | longest_repeated_text |
# check for OCC comments (missing as of May 2023)
efficacy_raw %>% filter(str_detect(attachment_url, "OCC"))## # A tibble: 0 × 22
## # ℹ 22 variables: comment_url <chr>, attachment_url <chr>, comment <chr>,
## # url <chr>, Types <chr>, Tokens <chr>, Sentences <chr>,
## # Comments_Until <chr>, docket_id <chr>, fr_document_id_proposed <chr>,
## # fr_document_id_final <chr>, iteration <chr>,
## # number_of_other_sequences_over_10 <chr>,
## # number_of_other_sequences_over_25 <chr>,
## # number_of_other_sequences_over_50 <chr>, …attachments %>% filter(str_detect(attachment_url, "OCC"))## # A tibble: 11,926 × 2
## comment_url attachment_url
## <chr> <chr>
## 1 https://www.regulations.gov/comment/OCC-2010-0003-0036 https://downloads.reg…
## 2 https://www.regulations.gov/comment/OCC-2010-0003-0031 https://downloads.reg…
## 3 https://www.regulations.gov/comment/OCC-2010-0003-0023 https://downloads.reg…
## 4 https://www.regulations.gov/comment/OCC-2010-0003-0030 https://downloads.reg…
## 5 https://www.regulations.gov/comment/OCC-2010-0003-0020 https://downloads.reg…
## 6 https://www.regulations.gov/comment/OCC-2010-0003-0037 https://downloads.reg…
## 7 https://www.regulations.gov/comment/OCC-2010-0003-0026 https://downloads.reg…
## 8 https://www.regulations.gov/comment/OCC-2010-0003-0024 https://downloads.reg…
## 9 https://www.regulations.gov/comment/OCC-2010-0003-0032 https://downloads.reg…
## 10 https://www.regulations.gov/comment/OCC-2010-0003-0028 https://downloads.reg…
## # ℹ 11,916 more rows# merge in comment url from attachments table
# drop empty url
efficacy_raw %<>% select(-comment_url)
efficacy_raw %>% count(attachment_url, sort = T)## # A tibble: 74,356 × 2
## attachment_url n
## <chr> <int>
## 1 attachment_url 184
## 2 https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23084 12
## 3 https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=22604 9
## 4 https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=22912 9
## 5 https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=22582 8
## 6 https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=22726 8
## 7 https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=22802 8
## 8 https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=22936 8
## 9 https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=22465 7
## 10 https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=22553 7
## # ℹ 74,346 more rows# JOINING LOOKUP TABLE DOES MUCH BETTER THAN USING URL VAR
#FIXME
efficacy_raw %<>% left_join(attachments) %>% distinct()
#efficacy_raw %<>% mutate(comment_url = url)
# efficacy_raw %>% filter(url == comment_url)
# inspect
# efficacy_raw %>% distinct() %>% dplyr::select(attachment_url, fr_document_id_final) %>% add_count(attachment_url) %>% arrange(-n) %>% kablebox()
# # look for non-numeric values other than headers
# efficacy_raw %>%
# filter(!is.na(cumulative_sequence_length_over_10),
# comment_url != "comment_url") %>%
# mutate(efficacy = cumulative_sequence_length_over_10 %>% as.numeric() ) %>%
# filter(is.na(efficacy)) %>%
# dplyr::select(comment_url, cumulative_sequence_length_over_10)
# select needed vars. URL is comment URL (even for attachments)
efficacy <- efficacy_raw %>%
# make comment URL
mutate(efficacy = cumulative_sequence_length_over_10 %>% as.numeric() )%>%
dplyr::distinct(comment_url, efficacy)
efficacy %>% count(comment_url, sort = T)## # A tibble: 74,685 × 2
## comment_url n
## <chr> <int>
## 1 https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=50454 6
## 2 https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=50455 6
## 3 https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=50456 6
## 4 https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=50457 6
## 5 https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=50458 6
## 6 https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=50459 6
## 7 https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=50460 6
## 8 https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=50461 6
## 9 https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=50462 6
## 10 https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=50463 6
## # ℹ 74,675 more rows# dropping 17k
efficacy %<>% drop_na(efficacy)
# take most efficacious attachment per comment
efficacy %<>% group_by(comment_url) %>% slice_max(order_by = efficacy) %>% ungroup()
efficacy %>% arrange(-efficacy) %>% kablebox()# d$comment_url %in% efficacy$comment_url %>% sum
# efficacy$comment_url %in% d$comment_url %>% sum
#efficacy %>% filter(str_detect(comment_url, "CFPB")) %>% kablebox()
d %<>%
mutate(comment_url = comment_url %>%
str_replace("\\?", "QUESTIONMARK")
) %>%
left_join(efficacy %>% mutate(comment_url = comment_url %>%
str_replace("\\?", "QUESTIONMARK")
)
)
# transform back
d %<>%
mutate(comment_url = comment_url %>%
str_replace("QUESTIONMARK", "\\?")
)
d %>% count(is.na(efficacy))## # A tibble: 2 × 2
## `is.na(efficacy)` n
## <lgl> <int>
## 1 FALSE 9035
## 2 TRUE 43637# we should have efficacy for these
d %>% filter(comment_url %in% attachments$comment_url) %>% group_by(comment_agency) %>% count(is.na(efficacy))## # A tibble: 12 × 3
## # Groups: comment_agency [7]
## comment_agency `is.na(efficacy)` n
## <chr> <lgl> <int>
## 1 CFPB FALSE 3890
## 2 CFPB TRUE 8367
## 3 CFTC FALSE 1776
## 4 CFTC TRUE 2250
## 5 FDIC TRUE 708
## 6 FRS FALSE 1281
## 7 FRS TRUE 5353
## 8 NCUA FALSE 22
## 9 NCUA TRUE 42
## 10 OCC TRUE 6089
## 11 SEC FALSE 2066
## 12 SEC TRUE 5331d%>% filter(is.na(efficacy), # missing from efficacy
comment_url %in% attachments$comment_url) %>% # but in attachments
group_by(Agency) %>% slice_head(n = 10) %>% select(comment_url) %>% kablebox()
# missing
efficacy %>% filter(str_dct(comment_url,"61025"))
efficacy_raw %>% filter(str_dct(attachment_url,"61025"))
attachments %>% filter(str_dct(comment_url,"=61025"))
# No attachments
efficacy %>% filter(str_dct(comment_url,"CLAppraisal20140609J"))
efficacy %>% filter(str_dct(comment_url,"CFPB-2016-0020-0008"))
efficacy %>% filter(!comment_url %in% attachments$comment_url)# check the number of NAS
bluebook_comments %>%
summarise_all(is.na) %>%
summarise_all(sum)
# multiple per URL?
bluebook_comments %>% count(comment_url, sort = T)
bluebook_attachments %>% count(comment_url, sort = T)
# example
bluebook_attachments %>% filter(comment_url == "https://www.regulations.gov/comment/OCC-2011-0008-0126") %>% kablebox()
bluebook_comments %>% filter(comment_url == "https://www.regulations.gov/comment/OCC-2011-0008-0126") %>% kablebox()
technical_terms_comments %>% count(comment_url, sort = T)
technical_terms_attachments %>% count(comment_url, sort = T)Join sophistication and asset data
# Join
d %<>%
left_join(bluebook %>% dplyr::select(comment_url, Total_Legal_Citations)) %>%
left_join(technical_terms %>% dplyr::select(comment_url, dictionary_terms))
d %>%
dplyr::select(comment_url, org_name, Total_Legal_Citations, dictionary_terms, assets, marketcap, MeanContribAmount) %>%
filter(!is.na(dictionary_terms)) %>%
kablebox()# write out missing comment URLs
d %>%
filter(is.na(dictionary_terms)) %>% dplyr::select(comment_url) %>% write_csv(file = "dictionary_terms_missing.csv")
# FIXME Missing as of May 2022
# bluebook %>% filter(str_detect(comment_url, "CFPB-2019-0021-0406"))
# technical_terms %>% filter(str_detect(comment_url, "CFPB-2019-0021-0406"))
#FIXME DROP BAD EFFICACY COMMENTS
efficacy%<>% filter(!comment_url %in% c(
"https://comments.cftc.gov/Handlers/PdfHandler.ashx?id=23750",
"https://www.regulations.gov/comment/CFPB-2012-0029-0054"
))
# look for outliers
efficacy %>% arrange(-efficacy) %>% kablebox(
)technical_terms %>%
dplyr::select(comment_url, dictionary_terms) %>%
arrange(-dictionary_terms) %>% kablebox()#FIXME DROP BAD TECHNICAL TERM MEASURE
technical_terms %<>% filter(!comment_url %in% c(
"https://www.regulations.gov/comment/OCC-2013-0008-0028"
))
#FIXME DROP BAD TECHNICAL TERM MEASURE
technical_terms %<>% filter(!comment_url %in% c(
"https://www.regulations.gov/comment/OCC-2013-0008-0028"
))
bluebook %>%
dplyr::select(comment_url, Total_Legal_Citations) %>%
arrange(-Total_Legal_Citations) %>% kablebox()efficacyXsophistication <- bluebook %>%
dplyr::select(comment_url, Total_Legal_Citations) %>% drop_na(Total_Legal_Citations) %>%
left_join(
technical_terms %>%
dplyr::select(comment_url, dictionary_terms)
) %>%
left_join(efficacy) %>%
mutate(efficacy = replace_na(efficacy, 0),
org = ifelse(comment_url %in% d$comment_url, "Matched organization", "Individual or\nunmatched organization") )Matched vs. unmatched comments
# matched-by-terms
efficacyXsophistication %>%
ggplot() +
aes(x = dictionary_terms, fill = org) +
geom_histogram() +
facet_wrap("org", ncol = 1, scales = "free_y") +
scale_y_log10() +
labs(title = str_c("Comments on Dodd-Frank Rules, N = ", nrow(efficacyXsophistication) %>% prettyNum(big.mark = ",")),
y = "Number of Comments",
x = "Technical Terms in Comment",
fill = "")
efficacyXsophistication %>%
ggplot() +
aes(x = dictionary_terms, fill = org) +
geom_density(alpha = .5, color = NA) +
#facet_wrap("org", ncol = 1, scales = "free_y") +
scale_x_log10() +
labs(title = str_c("Comments on Dodd-Frank Rules, N = ", nrow(efficacyXsophistication) %>% prettyNum(big.mark = ",")),
y = "",
x = "Technical Terms in Comment",
fill = "") 
# matched-by-bluebook
efficacyXsophistication %>%
ggplot() +
aes(x = Total_Legal_Citations, fill = org) +
geom_histogram() +
facet_wrap("org", ncol = 1, scales = "free_y") +
scale_y_log10() +
labs(title = str_c("Comments on Dodd-Frank Rules, N = ", nrow(efficacyXsophistication) %>% prettyNum(big.mark = ",")),
y = "Number of Comments",
x = "Legal Citations in Comment",
fill = "")
efficacyXsophistication %>%
ggplot() +
aes(x = Total_Legal_Citations, fill = org) +
geom_density(alpha = .5, color = NA) +
#facet_wrap("org", ncol = 1, scales = "free_y") +
scale_x_log10() +
labs(title = str_c("Comments on Dodd-Frank Rules, N = ", nrow(efficacyXsophistication) %>% prettyNum(big.mark = ",")),
y = "",
x = "Legal Citations in Comment",
fill = "") 
# matched-by-efficacy
efficacyXsophistication %>%
ggplot() +
aes(x = efficacy, fill = org) +
geom_histogram() +
facet_wrap("org", ncol = 1, scales = "free_y") +
scale_y_log10() +
labs(title = str_c("Comments on Dodd-Frank Rules, N = ", nrow(efficacyXsophistication) %>% prettyNum(big.mark = ",")),
y = "Number of Comments",
x = "Lobbying Success\n(Words From Comment\nAdded to Final Rule)",
fill = "")
efficacyXsophistication %>%
ggplot() +
aes(x = efficacy, fill = org) +
geom_density(alpha = .5, color = NA) +
#facet_wrap("org", ncol = 1, scales = "free_y") +
scale_x_log10() +
labs(title = str_c("Comments on Dodd-Frank Rules, N = ", nrow(efficacyXsophistication) %>% prettyNum(big.mark = ",")),
y = "Number of Comments",
x = "Lobbying Success\n(Words From Comment\nAdded to Final Rule)",
fill = "") 
Efficacy by Sophistication
# efficacyXsophistication
efficacyXsophistication %>% arrange(-efficacy) %>% kablebox()eXsplot <- efficacyXsophistication %>% # filter(efficacy > 0) %>% #FIXME
ggplot() +
aes(x = dictionary_terms, y = efficacy) +
geom_point(aes(y = 10131, x = 7705), color = "red", shape = 0, size = 3) +
geom_point(alpha = .5) +
geom_smooth(method = "lm") +
geom_smooth(color = "light blue") +
labs(caption = str_c("Comments on Dodd-Frank Rules, N = ", nrow(efficacyXsophistication) %>% prettyNum(big.mark = ",")),
y = "Lobbying Success\n(Words From Comment\nAdded to Final Rule)",
x = "Technical Terms in Comment",
color = "") +
theme(legend.position = "bottom")
eXsplot +
annotate(y = 10131, x = 7705, color = "red", geom = "text", label = "U.S. Chamber of Commerce et al.", vjust = .8, hjust = -0.05, size = 3.5)
eXsplot +
scale_x_log10() +
scale_y_log10() +
annotate(y = 10131, x = 7705, color = "red", geom = "text", label = "U.S. Chamber of Commerce et al.", vjust = .8, hjust = 1.05, size = 3.5)
# color
eXsplot +
annotate(y = 10131, x = 7705, color = "red", geom = "text",
label = "U.S. Chamber of Commerce et al.",
vjust = .8, hjust = -0.05, size = 3.5) +
aes(color = org) + labs(color = "")
eXsplot +
scale_x_log10() +
scale_y_log10() +
aes(color = org)+ labs(color = "") +
annotate(y = 10131, x = 7705, color = "red", geom = "text", label = "U.S. Chamber of Commerce et al.", vjust = .8, hjust = 1.05, size = 3.5)
# legal citations
eXsplot <- efficacyXsophistication %>% # filter(efficacy > 0) %>% #FIXME
ggplot() +
aes(x = Total_Legal_Citations, y = efficacy) +
geom_point(alpha = .5) +
geom_smooth(method = "lm") +
geom_smooth(color = "light blue") +
labs(caption = str_c("Comments on Dodd-Frank Rules, N = ", nrow(efficacyXsophistication) %>% prettyNum(big.mark = ",")),
color = "",
y = "Lobbying Success\n(Words From Comment\nAdded to Final Rule)",
x = "Legal Citations in Comment") +
geom_point(aes(x = 31, y = 10131), color = "red", shape = 0, size = 3)+
theme(legend.position = "bottom")
eXsplot +
annotate(x = 31, y = 10131, color = "red", geom = "text", label = "U.S. Chamber of Commerce et al.", vjust = .8, hjust = -0.05, size = 3.5)
eXsplot +
scale_x_log10() +
scale_y_log10() +
annotate(y = 10131, x = 31, color = "red", geom = "text", label = "U.S. Chamber of Commerce et al.", vjust = .5, hjust = 1.05, size = 3.5)
# color
eXsplot +
annotate(x = 31, y = 10131, color = "red", geom = "text", label = "U.S. Chamber of Commerce et al.", vjust = .8, hjust = -0.05, size = 3.5) + aes(color = org) + labs(color = "")
eXsplot +
scale_x_log10() +
scale_y_log10() +
aes(color = org) + labs(color = "") +
annotate(y = 10131, x = 31, color = "red", geom = "text", label = "U.S. Chamber of Commerce et al.", vjust = .8, hjust = 1.05, size = 3.5)
Efficacy by Volunteers
#efficacyXvol
efficacyXvol <- commenter_assets %>%
left_join(efficacy) %>%
mutate(efficacy = replace_na(efficacy, 0),
org = ifelse(comment_url %in% d$comment_url, "Matched organization", "Individual or\nunmatched organization") )
eXvplot <- efficacyXvol %>% # filter(efficacy > 0) %>% #FIXME
ggplot() +
aes(x = TotalVolunteersCnt, y = efficacy) +
#geom_point(aes(y = 10131, x = 7705), color = "red", shape = 0, size = 3) +
geom_point(alpha = .5) +
geom_smooth(method = "lm") +
geom_smooth(color = "light blue") +
labs(caption = str_c("Comments on Dodd-Frank Rules, N = ", nrow(efficacyXvol) %>% prettyNum(big.mark = ",")),
y = "Lobbying Success\n(Words From Comment\nAdded to Final Rule)",
x = "Volunteers",
color = "") +
theme(legend.position = "bottom")
eXvplot #+ annotate(y = 10131, x = 7705, color = "red", geom = "text", label = "U.S. Chamber of Commerce et al.", vjust = .8, hjust = -0.05, size = 3.5)
eXvplot +
scale_x_log10() +
scale_y_log10()
Number of comments per agency
Technical terms measured for 52,671 of 52,672 comments.
# matches
d %>%
count(Agency, name = "n comments matched with org") %>%
left_join(
d %>%
filter(comment_url %in% technical_terms$comment_url) %>%
count(Agency, name = "n with dictionary terms measured")
) %>%
left_join(
d %>%
dplyr::select(-efficacy) %>%
filter(comment_url %in% efficacy$comment_url) %>%
count(Agency, name = "n with efficacy measured")
) %>%
kablebox()| Agency | n comments matched with org | n with dictionary terms measured | n with efficacy measured |
|---|---|---|---|
| CFPB | 22364 | 22364 | 3889 |
| CFTC | 9360 | 9360 | 1776 |
| FDIC | 708 | 708 | NA |
| FRS | 6634 | 6634 | 1281 |
| NCUA | 64 | 64 | 22 |
| OCC | 6145 | 6144 | NA |
| SEC | 7397 | 7397 | 2066 |
Plots
Sophistication x assets
Legal citations x assets
# assets-blue
d %>% count(is.na(dictionary_terms))## # A tibble: 1 × 2
## `is.na(dictionary_terms)` n
## <lgl> <int>
## 1 FALSE 52672b <- d %>% filter(!is.na(dictionary_terms)) #TODO CHECK FOR MISSING MARKETCAP
b %>% dplyr::select(org_name, Total_Legal_Citations, org_resources, comment_url) %>%
drop_na(org_name, org_resources) %>%
kablebox()# FDIC ASSETS
# FDIC ASSETS
p <- b %>%
filter(!is.na(`ASSET`)) %>%
ggplot() +
aes(x = ASSET, # %>% log(),
y = Total_Legal_Citations ) +
geom_point(alpha = .5) +
geom_smooth(method = "lm") +
geom_smooth(color = "light blue") +
labs(x = "Assets",
y = "Legal Sophistication",
title = "FDIC-Insured Banks")
p
p +
scale_y_log10() +
scale_x_log10()
# nonprofits
p <- b %>%
ggplot() +
aes(x = assets,
y = Total_Legal_Citations) +
geom_jitter(alpha = .5) +
geom_smooth(method = "lm" )+
geom_smooth(color = "light blue") +
labs(x = "Assets",
y = "Legal Sophistication",
title = "Nonprofits")
p
p +
scale_y_log10() +
scale_x_log10()
# contribution
p <- b %>%
ggplot() +
aes(x = MeanContribAmount/1000,
y = Total_Legal_Citations) +
geom_jitter(alpha = .5) +
geom_smooth(method = "lm"
) +
geom_smooth(color = "light blue") +
labs(x = "Mean PAC Contribution (Thousands USD)",
y = "Legal Sophistication",
title = "Campaign Donors")
p
p +
scale_y_log10() +
scale_x_log10()
p <- b %>%
#filter(marketcap2 > 1000000) %>%
ggplot() +
aes(x = marketcap2/1000000000,
y = Total_Legal_Citations) +
geom_jitter(alpha = .5) +
geom_smooth(method = "lm"
) +
geom_smooth(color = "light blue") +
labs(x = "Market Capitalization (Billions)",
y = "Legal Sophistication",
title = "Publicly-Traded Companies")
p
p +
scale_y_log10() +
scale_x_log10() +
xlim(c(0, 400))
# b %>% count(comment_agency, is.na( assets))
b %>% filter(Total_Legal_Citations>10,
!is.na(org_name)) %>% dplyr::select(org_name,Total_Legal_Citations, comment_url, everything()) %>% arrange(-Total_Legal_Citations) %>% kablebox()| org_name | Total_Legal_Citations | comment_url | docket_id | comment_docket_count | comment_agency | comment_org_name | CIK_name | CreditUnions_name | FDIC_Institutions_name | FFIECInstitutions_name | SEC_Institutions_name | compustat_resources_name | nonprofits_resources_name | opensecrets_resources_jwVersion_name | best_match_name_crp | best_match_name_corp | best_match_name_nonprofit | best_match_name | exact_match_present | CIK_score | SEC_Institutions-bestMatch:CIK | compustat_resources-bestMatch:cik | CIK-bestMatch:CIK | FDIC_Institutions-bestMatch:CERT | FFIECInstitutions-bestMatch:FDIC Certificate Number | CreditUnions-bestMatch:RSSD | FDIC_Institutions-bestMatch:FED_RSSD | FFIECInstitutions-bestMatch:IDRSSD | opensecrets_resources_jwVersion-bestMatch:parentID | SEC_Institutions-bestMatch:Ticker | compustat_resources-bestMatch:naics | nonprofits_resources-bestMatch:ein | matches | org_type2 | opensecrets_resources_name | org_comments | best_match_org_comments | organization | CERT | cik | rssd | ein | parentID | Agency | payday | ASSET | MeanLobbyingAmount | TotalLobbyingAmount | MeanContribAmount | TotalContribAmount | MeanContribAmountPerYearContributed | assets | revenue | marketcap | marketcap2 | naics | Total Assets | TotalVolunteersCnt | TotalEmployeeCnt | WebsiteAddressTxt | org_resources | org_type | efficacy | dictionary_terms |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| advance financial | 273 | https://www.regulations.gov/comment/CFPB-2016-0025-3913 | CFPB-2016-0025 | 1 | CFPB | advance financial | advance financial bancorp | advance financial | advance financial savings bank fsb | NA | advance financial bancorp | NA | advance financial foundation | NA | NA | advance financial savings bank fsb | advance financial | advance financial | 1 | 1.0000000 | 1023398 | NA | NA | 29472 | NA | 511391 | 562179 | NA | NA | AFBC | NA | 463809740 | advance financial bancorp-CIK;advance financial-Credit Union;advance financial savings bank fsb-FDIC;advance financial foundation-Nonprofit;advance financial bancorp-SEC | Credit Union | NA | 1967 | 1967 | advance financial | NA | NA | NA | 463809740 | NA | CFPB | Payday Loan Rules | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | Credit Union | NA | 16394 |
| federated investors | 198 | https://www.federalreserve.gov/SECRS/2012/June/20120608/R-1438/R-1438_043012_107253_401117527948_1.pdf | R-1438 | 1 | FRS | federated investors | federated investors inc pa | NA | NA | NA | federated investors | federated investors | federated investors foundation | federated investors | federated investors | federated investors | federated investors foundation | federated investors | 1 | 1.0000000 | 1056288 | 1056288 | 1056288 | NA | NA | NA | NA | NA | D000000452 | FII | 523930 | 232913182 | federated investors inc pa-CIK;federated investors-Computstat;federated investors foundation-Nonprofit;federated investors-OpenSecrets;federated investors-SEC | Bank | federated investors | 11 | 13 | federated investors, inc., john d. hawke, jr. (25973 kb pdf) | NA | 0001056288 | NA | NA | D000000452 | FRS | All Other Rules | NA | 1075500.00 | 6453000 | 129401.87 | 13846000 | 2307666.7 | 455400 | 6087 | NA | NA | NA | NA | NA | NA | NA | 455400 | Bank | 94 | 21992 |
| arnold porter | 157 | https://www.federalreserve.gov/SECRS/2011/July/20110701/R-1405/R-1414_061011_81449_500089184441_1.pdf | R-1405 | 1 | FRS | arnold porter | arnold porter | NA | NA | NA | NA | NA | arnold porter foundation | arnold porter | arnold porter | arnold porter | arnold porter foundation | arnold porter | 1 | 1.0000000 | NA | NA | 906344 | NA | NA | NA | NA | NA | D000000538 | NA | NA | 521656501 | arnold porter-CIK;arnold porter foundation-Nonprofit;arnold porter-OpenSecrets | Other Company | arnold porter | 16 | 16 | arnold & porter llp, john d. hawke jr. (21 mb pdf) | NA | 0000906344 | NA | NA | D000000538 | FRS | All Other Rules | NA | 0.00 | 0 | 0.00 | 0 | 0.0 | 1365344 | 16970 | NA | NA | NA | NA | NA | NA | NA | 1365344 | Other Company | 322 | 21734 |
| arnold porter | 157 | https://www.federalreserve.gov/SECRS/2011/July/20110701/R-1414/R-1414_061011_81449_500089184441_1.pdf | R-1414 | 1 | FRS | arnold porter | arnold porter | NA | NA | NA | NA | NA | arnold porter foundation | arnold porter | arnold porter | arnold porter | arnold porter foundation | arnold porter | 1 | 1.0000000 | NA | NA | 906344 | NA | NA | NA | NA | NA | D000000538 | NA | NA | 521656501 | arnold porter-CIK;arnold porter foundation-Nonprofit;arnold porter-OpenSecrets | Other Company | arnold porter | 16 | 16 | arnold & porter llp, john d. hawke jr. (21 mb pdf) | NA | 0000906344 | NA | NA | D000000538 | FRS | All Other Rules | NA | 0.00 | 0 | 0.00 | 0 | 0.0 | 1365344 | 16970 | NA | NA | NA | NA | NA | NA | NA | 1365344 | Other Company | 508 | 21734 |
| consumer mortgage coalition | 149 | https://www.regulations.gov/comment/CFPB-2014-0033-0164 | CFPB-2014-0033 | 1 | CFPB | consumer mortgage coalition | NA | NA | NA | NA | NA | NA | consumer mortgage coalition | NA | NA | NA | consumer mortgage coalition | consumer mortgage coalition | 1 | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | 521985066 | consumer mortgage coalition-Nonprofit | Other Nonprofit | NA | 52 | 52 | consumer mortgage coalition | NA | NA | NA | 521985066 | NA | CFPB | All Other Rules | NA | NA | NA | NA | NA | NA | 325391 | 936924 | NA | NA | NA | NA | NA | NA | NA | 325391 | Other Nonprofit | 590 | 16402 |
| consumer mortgage coalition | 144 | https://www.regulations.gov/comment/CFPB-2011-0003-0009 | CFPB-2011-0003 | 1 | CFPB | consumer mortgage coalition | NA | NA | NA | NA | NA | NA | consumer mortgage coalition | NA | NA | NA | consumer mortgage coalition | consumer mortgage coalition | 1 | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | 521985066 | consumer mortgage coalition-Nonprofit | Other Nonprofit | NA | 52 | 52 | consumer mortgage coalition | NA | NA | NA | 521985066 | NA | CFPB | All Other Rules | NA | NA | NA | NA | NA | NA | 325391 | 936924 | NA | NA | NA | NA | NA | NA | NA | 325391 | Other Nonprofit | 722 | 7083 |
| consumer mortgage coalition | 144 | https://www.regulations.gov/comment/CFPB-2011-0007-0006 | CFPB-2011-0007 | 1 | CFPB | consumer mortgage coalition | NA | NA | NA | NA | NA | NA | consumer mortgage coalition | NA | NA | NA | consumer mortgage coalition | consumer mortgage coalition | 1 | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | 521985066 | consumer mortgage coalition-Nonprofit | Other Nonprofit | NA | 52 | 52 | consumer mortgage coalition | NA | NA | NA | 521985066 | NA | CFPB | All Other Rules | NA | NA | NA | NA | NA | NA | 325391 | 936924 | NA | NA | NA | NA | NA | NA | NA | 325391 | Other Nonprofit | 442 | 7083 |
| consumer mortgage coalition | 144 | https://www.regulations.gov/comment/CFPB-2011-0005-0008 | CFPB-2011-0005 | 1 | CFPB | consumer mortgage coalition | NA | NA | NA | NA | NA | NA | consumer mortgage coalition | NA | NA | NA | consumer mortgage coalition | consumer mortgage coalition | 1 | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | 521985066 | consumer mortgage coalition-Nonprofit | Other Nonprofit | NA | 52 | 52 | consumer mortgage coalition | NA | NA | NA | 521985066 | NA | CFPB | All Other Rules | NA | NA | NA | NA | NA | NA | 325391 | 936924 | NA | NA | NA | NA | NA | NA | NA | 325391 | Other Nonprofit | 156 | 7083 |
| consumer mortgage coalition | 144 | https://www.regulations.gov/comment/CFPB-2011-0006-0006 | CFPB-2011-0006 | 1 | CFPB | consumer mortgage coalition | NA | NA | NA | NA | NA | NA | consumer mortgage coalition | NA | NA | NA | consumer mortgage coalition | consumer mortgage coalition | 1 | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | 521985066 | consumer mortgage coalition-Nonprofit | Other Nonprofit | NA | 52 | 52 | consumer mortgage coalition | NA | NA | NA | 521985066 | NA | CFPB | All Other Rules | NA | NA | NA | NA | NA | NA | 325391 | 936924 | NA | NA | NA | NA | NA | NA | NA | 325391 | Other Nonprofit | 1013 | 7083 |
| proactive money management inc adv | 130 | https://www.regulations.gov/comment/CFPB-2012-0029-0054 | CFPB-2012-0029 | 1 | CFPB | money management international | proactive money management inc adv | NA | NA | NA | NA | NA | money management international | money management international | money management international | proactive money management inc adv | money management international | proactive money management inc adv | 1 | 1.0481339 | NA | NA | NA | NA | NA | NA | NA | NA | D000053899 | NA | NA | 541837741 | proactive money management inc adv-CIK;money management international-Nonprofit;money management international-OpenSecrets | Other Company | money management international | 4 | 4 | money management international, inc. | NA | NA | NA | NA | D000053899 | CFPB | All Other Rules | NA | 0.00 | 0 | 0.00 | 0 | 0.0 | 71317748 | 99293092 | NA | NA | NA | NA | 34 | 872 | WWW.MONEYMANAGEMENT.ORG | 71317748 | Other Company | 46512 | 22908 |
| national consumer law center | 114 | https://www.regulations.gov/comment/CFPB-2013-0033-0386 | CFPB-2013-0033 | 1 | CFPB | national consumer law center | NA | NA | NA | NA | NA | NA | national consumer law center | NA | NA | NA | national consumer law center | national consumer law center | 1 | NA | NA | NA | NA | NA | NA | NA | NA | NA | D000056959 | NA | NA | 42488502 | national consumer law center-Nonprofit | Other Nonprofit | NA | 56 | 57 | national consumer law center | NA | NA | NA | 42488502 | D000056959 | CFPB | All Other Rules | NA | 188879.83 | 1133279 | 42876.32 | 943279 | 157213.2 | 17440205 | 6936521 | NA | NA | NA | NA | NA | NA | NA | 17440205 | Other Nonprofit | NA | 26080 |
| native american financial services association | 107 | https://www.regulations.gov/comment/OCC-2012-0013-0006 | OCC-2012-0013- | 1 | OCC | american financial services association | NA | NA | NA | NA | NA | NA | native american financial services association | american financial services assn | american financial services assn | NA | native american financial services association | native american financial services association | 0 | NA | 744825 | 1261436 | NA | 27255 | 16375 | NA | NA | 300036 | D000000590 | NA | 523120 | 455572815 | native american financial services association-Nonprofit;american financial services assn-OpenSecrets | Other Nonprofit | american financial services assn | 17 | 15 | american financial services association | NA | NA | NA | 455572815 | D000000590 | OCC | All Other Rules | NA | 462500.00 | 2775000 | 38021.98 | 3460000 | 576666.7 | NA | NA | NA | NA | NA | NA | 0 | 0 | WWW.MYNAFSA.ORG | NA | Other Nonprofit | NA | 14482 |
| american financial services assn | 102 | https://www.federalreserve.gov/SECRS/2012/November/20121101/R-1443/R-1443_101512_108748_442534424344_1.pdf | R-1443_V1 | 1 | FRS | american financial services association | NA | NA | NA | NA | NA | NA | NA | american financial services assn | american financial services assn | NA | NA | american financial services assn | 0 | NA | 744825 | 1261436 | NA | 27255 | 16375 | NA | NA | 300036 | D000000590 | NA | 523120 | 954573503 | american financial services assn-OpenSecrets | Other PAC Donor | american financial services assn | 17 | 2 | american financial services association, consumer mortgage coalition and mortgage bankers association (2243 kb pdf) | NA | NA | NA | NA | D000000590 | FRS | All Other Rules | NA | 462500.00 | 2775000 | 38021.98 | 3460000 | 576666.7 | 196516 | 716339 | NA | NA | NA | NA | 7 | 1 | WWW.ACUMA.ORG | 196516 | Other PAC Donor | 191 | 14470 |
| national consumer law center | 96 | https://www.regulations.gov/comment/CFPB-2016-0020-5831 | CFPB-2016-0020 | 1 | CFPB | national consumer law center | NA | NA | NA | NA | NA | NA | national consumer law center | NA | NA | NA | national consumer law center | national consumer law center | 1 | NA | NA | NA | NA | NA | NA | NA | NA | NA | D000056959 | NA | NA | 42488502 | national consumer law center-Nonprofit | Other Nonprofit | NA | 56 | 57 | national consumer law center | NA | NA | NA | 42488502 | D000056959 | CFPB | All Other Rules | NA | 188879.83 | 1133279 | 42876.32 | 943279 | 157213.2 | 17440205 | 6936521 | NA | NA | NA | NA | NA | NA | NA | 17440205 | Other Nonprofit | 1899 | 14194 |
| first interstate bank card na national association | 95 | https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=57146 | 1157 | 1 | CFTC | securities industry financial markets association source on 21312 | fulton financial advisors na | NA | first interstate bank card na national association | NA | NA | NA | citibank na employees association | NA | NA | first interstate bank card na national association | citibank na employees association | first interstate bank card na national association | 0 | 1.0000000 | NA | NA | NA | 34114 | NA | NA | 2382326 | NA | NA | NA | NA | 132878534 | fulton financial advisors na-CIK;first interstate bank card na national association-FDIC;citibank na employees association-Nonprofit | Bank | NA | 4 | 24 | securities industry and financial markets association (from other source on 2/13/12) | 34114 | NA | 2382326 | NA | NA | CFTC | All Other Rules | 1301304 | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | 0 | 0 | N/A | 1301304 | Bank | 2656 | 21526 |
| securities industry financial markets association | 95 | https://www.federalreserve.gov/SECRS/2012/March/20120305/R-1432/R-1432_021312_104703_532361297436_1.pdf | R-1432 | 1 | FRS | securities industry financial markets association | securities industry financial markets association | NA | NA | NA | NA | NA | securities industry financial markets association | NA | NA | securities industry financial markets association | securities industry financial markets association | securities industry financial markets association | 1 | 1.0000000 | NA | NA | 1417488 | NA | NA | NA | NA | NA | D000000229 | NA | NA | 320178959 | securities industry financial markets association-CIK;securities industry financial markets association-Nonprofit | Other Company | NA | 30 | 30 | securities industry and financial markets association, american bankers association, financial services roundtable, the clearing house association (2907 kb pdf) | NA | 0001417488 | NA | NA | D000000229 | FRS | All Other Rules | NA | 7083333.33 | 42500000 | 255071.09 | 53820000 | 8970000.0 | 68486624 | 64291432 | NA | NA | NA | NA | NA | NA | NA | 68486624 | Other Company | 2587 | 21507 |
| national consumer law center | 86 | https://www.regulations.gov/comment/CFPB-2014-0033-0136 | CFPB-2014-0033 | 1 | CFPB | national consumer law center | NA | NA | NA | NA | NA | NA | national consumer law center | NA | NA | NA | national consumer law center | national consumer law center | 1 | NA | NA | NA | NA | NA | NA | NA | NA | NA | D000056959 | NA | NA | 42488502 | national consumer law center-Nonprofit | Other Nonprofit | NA | 56 | 57 | national consumer law center | NA | NA | NA | 42488502 | D000056959 | CFPB | All Other Rules | NA | 188879.83 | 1133279 | 42876.32 | 943279 | 157213.2 | 17440205 | 6936521 | NA | NA | NA | NA | NA | NA | NA | 17440205 | Other Nonprofit | 3202 | 10933 |
| east bay capital fund iii | 82 | https://www.regulations.gov/comment/CFPB-2013-0033-0393 | CFPB-2013-0033 | 1 | CFPB | east bay community law center | east bay capital fund iii | NA | NA | NA | NA | NA | east bay conversion reinvestment commission | NA | NA | east bay capital fund iii | east bay conversion reinvestment commission | east bay capital fund iii | 0 | 1.0144343 | NA | NA | NA | 34912 | 33794 | NA | NA | 2037185 | D000050345 | NA | NA | 943201693 | east bay capital fund iii-CIK;east bay conversion reinvestment commission-Nonprofit | Other Company | NA | 1 | 1 | east bay community law center | 34912 | NA | 2037185 | NA | D000050345 | CFPB | All Other Rules | 134330 | 83333.33 | 500000 | 20000.00 | 420000 | 70000.0 | 1408605 | 114372 | NA | NA | NA | NA | NA | NA | NA | 1408605 | Other Company | NA | 20190 |
| center responsible lending | 80 | https://www.regulations.gov/comment/CFPB-2016-0025-154512 | CFPB-2016-0025 | 1 | CFPB | center responsible lending | NA | NA | NA | NA | NA | NA | center responsible lending | center responsible lending | center responsible lending | NA | center responsible lending | center responsible lending | 1 | NA | NA | NA | NA | NA | NA | NA | NA | NA | D000058864 | NA | NA | 743043913 | center responsible lending-Nonprofit;center responsible lending-OpenSecrets | Other Nonprofit | center responsible lending | 37 | 37 | center for responsible lending | NA | NA | NA | 743043913 | D000058864 | CFPB | Payday Loan Rules | NA | 254166.67 | 1525000 | 86315.79 | 3280000 | 546666.7 | 4205309 | 7906750 | NA | NA | NA | NA | NA | NA | NA | 4205309 | Other Nonprofit | 3794 | 47531 |
| central california fellowship alcoholics anonymous | 80 | https://www.regulations.gov/comment/CFPB-2016-0025-185182 | CFPB-2016-0025 | 1 | CFPB | national consumer law center on behalf low income clients | NA | NA | NA | NA | NA | NA | central california fellowship alcoholics anonymous | NA | NA | NA | central california fellowship alcoholics anonymous | central california fellowship alcoholics anonymous | 0 | NA | NA | NA | NA | NA | NA | NA | NA | NA | D000035468 | NA | 525910 | 941393425 | central california fellowship alcoholics anonymous-Nonprofit | Other Nonprofit | NA | 1 | 1 | national consumer law center on behalf of its low income clients | NA | NA | NA | 941393425 | D000035468 | CFPB | Payday Loan Rules | NA | 137546.33 | 825278 | 18053.68 | 1227650 | 204608.3 | 87726 | 145895 | NA | NA | NA | NA | NA | NA | NA | 87726 | Other Nonprofit | 3794 | 47520 |
| first interstate bank card na national association | 61 | https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=57144 | 1157 | 1 | CFTC | securities industry financial markets association source on 21312 | fulton financial advisors na | NA | first interstate bank card na national association | NA | NA | NA | citibank na employees association | NA | NA | first interstate bank card na national association | citibank na employees association | first interstate bank card na national association | 0 | 1.0000000 | NA | NA | NA | 34114 | NA | NA | 2382326 | NA | NA | NA | NA | 132878534 | fulton financial advisors na-CIK;first interstate bank card na national association-FDIC;citibank na employees association-Nonprofit | Bank | NA | 4 | 24 | securities industry and financial markets association (from other source on 2/13/12) | 34114 | NA | 2382326 | NA | NA | CFTC | All Other Rules | 1301304 | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | 0 | 0 | N/A | 1301304 | Bank | 4445 | 18712 |
| securities industry financial markets association | 61 | https://www.federalreserve.gov/SECRS/2012/March/20120305/R-1432/R-1432_021312_104404_346801484756_1.pdf | R-1432 | 1 | FRS | securities industry financial markets association | securities industry financial markets association | NA | NA | NA | NA | NA | securities industry financial markets association | NA | NA | securities industry financial markets association | securities industry financial markets association | securities industry financial markets association | 1 | 1.0000000 | NA | NA | 1417488 | NA | NA | NA | NA | NA | D000000229 | NA | NA | 320178959 | securities industry financial markets association-CIK;securities industry financial markets association-Nonprofit | Other Company | NA | 30 | 30 | securities industry and financial markets association, american bankers association, financial services roundtable, and the clearing house association (3182 kb pdf) | NA | 0001417488 | NA | NA | D000000229 | FRS | All Other Rules | NA | 7083333.33 | 42500000 | 255071.09 | 53820000 | 8970000.0 | 68486624 | 64291432 | NA | NA | NA | NA | NA | NA | NA | 68486624 | Other Company | 4482 | 18709 |
| citibank na municipal securities division | 57 | https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=57259 | 1157 | 1 | CFTC | occupy sec source on 21312 | citibank na municipal securities division | NA | NA | NA | NA | NA | NA | NA | NA | citibank na municipal securities division | NA | citibank na municipal securities division | 0 | 1.0000000 | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | 461581696 | citibank na municipal securities division-CIK | Other Company | NA | 1 | 3 | occupy the sec (from other source on 2/13/12) | NA | NA | NA | NA | NA | CFTC | All Other Rules | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | Other Company | 7411 | 40392 |
| america land title affiliates | 57 | https://www.regulations.gov/comment/CFPB-2012-0028-2732 | CFPB-2012-0028 | 1 | CFPB | american land title association | america land title affiliates | NA | NA | NA | NA | NA | michigan land title association | american land title assn | american land title assn | america land title affiliates | michigan land title association | america land title affiliates | 0 | 0.9819119 | 804138 | NA | NA | 30015 | NA | NA | NA | NA | D000000608 | NA | NA | 381991303 | america land title affiliates-CIK;michigan land title association-Nonprofit;american land title assn-OpenSecrets | Other Company | american land title assn | 9 | 9 | american land title association | 30015 | 0000804138 | NA | NA | D000000608 | CFPB | All Other Rules | 866182 | 485000.00 | 2910000 | 54485.29 | 3705000 | 617500.0 | 222043 | 205357 | NA | NA | NA | NA | NA | NA | NA | 222043 | Other Company | NA | 11724 |
| america land title affiliates | 57 | https://www.regulations.gov/comment/CFPB-2012-0028-2782 | CFPB-2012-0028 | 1 | CFPB | american land title association | america land title affiliates | NA | NA | NA | NA | NA | michigan land title association | american land title assn | american land title assn | america land title affiliates | michigan land title association | america land title affiliates | 0 | 0.9819119 | 804138 | NA | NA | 30015 | NA | NA | NA | NA | D000000608 | NA | NA | 381991303 | america land title affiliates-CIK;michigan land title association-Nonprofit;american land title assn-OpenSecrets | Other Company | american land title assn | 9 | 9 | american land title association | 30015 | 0000804138 | NA | NA | D000000608 | CFPB | All Other Rules | 866182 | 485000.00 | 2910000 | 54485.29 | 3705000 | 617500.0 | 222043 | 205357 | NA | NA | NA | NA | NA | NA | NA | 222043 | Other Company | NA | 11724 |
| institute international bankers | 56 | https://www.federalreserve.gov/SECRS/2013/May/20130517/R-1438/R-1438_043013_111113_555179652070_1.pdf | R-1438 | 1 | FRS | institute international bankers | NA | NA | NA | NA | NA | NA | institute international bankers | institute international bankers | institute international bankers | NA | institute international bankers | institute international bankers | 1 | NA | NA | NA | NA | NA | NA | NA | NA | NA | D000052216 | NA | NA | 237296309 | institute international bankers-Nonprofit;institute international bankers-OpenSecrets | Other Nonprofit | institute international bankers | 30 | 30 | institute of international bankers, sarah a. miller (5310 kb pdf) | NA | NA | NA | 237296309 | D000052216 | FRS | All Other Rules | NA | 470000.00 | 2820000 | 36626.51 | 3040000 | 506666.7 | 3623362 | 4528193 | NA | NA | NA | NA | NA | NA | NA | 3623362 | Other Nonprofit | 1283 | 24811 |
| advance america cash advance centers | 55 | https://www.regulations.gov/comment/CFPB-2016-0025-142467 | CFPB-2016-0025 | 1 | CFPB | advance america cash advance centers | american transitional care centers tx | NA | NA | NA | advance america cash advance centers | NA | american language centers abroad | advance america cash advance centers | advance america cash advance centers | advance america cash advance centers | american language centers abroad | advance america cash advance centers | 1 | 1.0545280 | 1299704 | NA | NA | NA | NA | NA | NA | NA | D000067723 | AEA | NA | 61557214 | american transitional care centers tx-CIK;american language centers abroad-Nonprofit;advance america cash advance centers-OpenSecrets;advance america cash advance centers-SEC | Bank | advance america cash advance centers | 1 | 146 | advance america, cash advance centers, inc. | NA | 0001299704 | NA | NA | D000067723 | CFPB | Payday Loan Rules | NA | 240000.00 | 1440000 | 120000.00 | 2640000 | 440000.0 | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | Bank | 1240 | 8657 |
| federated investors | 55 | https://www.federalreserve.gov/SECRS/2011/April/20110401/R-1405/R-1405_033011_69273_589557907011_1.pdf | R-1405 | 1 | FRS | federated investors | federated investors inc pa | NA | NA | NA | federated investors | federated investors | federated investors foundation | federated investors | federated investors | federated investors | federated investors foundation | federated investors | 1 | 1.0000000 | 1056288 | 1056288 | 1056288 | NA | NA | NA | NA | NA | D000000452 | FII | 523930 | 232913182 | federated investors inc pa-CIK;federated investors-Computstat;federated investors foundation-Nonprofit;federated investors-OpenSecrets;federated investors-SEC | Bank | federated investors | 11 | 13 | federated investors, inc., john d. hawke, jr. (299 kb pdf) | NA | 0001056288 | NA | NA | D000000452 | FRS | All Other Rules | NA | 1075500.00 | 6453000 | 129401.87 | 13846000 | 2307666.7 | 455400 | 6087 | NA | NA | NA | NA | NA | NA | NA | 455400 | Bank | 156 | 8272 |
| us chamber of commerce | 52 | https://www.federalreserve.gov/SECRS/2013/May/20130521/R-1438/R-1438_043013_111114_389717962083_1.pdf | R-1438 | 1 | FRS | us chamber commerce | NA | NA | NA | NA | NA | NA | portugal us chamber commerce | us chamber commerce | us chamber commerce | NA | portugal us chamber commerce | portugal us chamber commerce | 1 | NA | NA | NA | NA | NA | NA | NA | NA | NA | D000019798 | NA | NA | 132957205 | portugal us chamber commerce-Nonprofit;us chamber commerce-OpenSecrets | Other Nonprofit | us chamber commerce | 38 | 38 | u.s. chamber of commerce, center for capital markets competitiveness, tom quaadman (23842 kb pdf) | NA | NA | NA | 530045720 | D000019798 | FRS | All Other Rules | NA | 67281666.67 | 403690000 | 623881.05 | 512206342 | 85367723.7 | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | Other Nonprofit | 70 | 6913 |
| roundtable capital services | 52 | https://www.federalreserve.gov/SECRS/2011/March/20110303/R-1404/R-1404_022211_67462_559315186904_1.pdf | R-1404 | 1 | FRS | financial services roundtable | roundtable capital services | NA | NA | NA | NA | NA | financial services roundtable | financial services roundtable | financial services roundtable | roundtable capital services | financial services roundtable | roundtable capital services | 1 | 0.9750635 | NA | NA | 1383162 | NA | NA | NA | NA | NA | D000021984 | NA | NA | 360753125 | roundtable capital services-CIK;financial services roundtable-Nonprofit;financial services roundtable-OpenSecrets | Other Company | financial services roundtable | 72 | 69 | financial services roundtable, steve bartlett, president & ceo (661 kb pdf) | NA | 0001383162 | NA | NA | D000021984 | FRS | All Other Rules | NA | 5372000.00 | 26860000 | 347142.86 | 34020000 | 5670000.0 | 10769784 | 19955247 | NA | NA | NA | NA | 8 | 76 | www.fsround.org | 10769784 | Other Company | 1099 | 8175 |
| consumer mortgage coalition | 51 | https://www.regulations.gov/comment/CFPB-2014-0033-0144 | CFPB-2014-0033 | 1 | CFPB | consumer mortgage coalition | NA | NA | NA | NA | NA | NA | consumer mortgage coalition | NA | NA | NA | consumer mortgage coalition | consumer mortgage coalition | 1 | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | 521985066 | consumer mortgage coalition-Nonprofit | Other Nonprofit | NA | 52 | 52 | consumer mortgage coalition | NA | NA | NA | 521985066 | NA | CFPB | All Other Rules | NA | NA | NA | NA | NA | NA | 325391 | 936924 | NA | NA | NA | NA | NA | NA | NA | 325391 | Other Nonprofit | 401 | 5891 |
| electronic clearing house | 51 | https://www.federalreserve.gov/SECRS/2012/May/20120501/R-1438/R-1438_042712_107270_542775340448_1.pdf | R-1438 | 1 | FRS | clearing house association | commerce clearing house | NA | NA | NA | electronic clearing house | NA | midatlantic clearing house assn | brokers clearing house | brokers clearing house | electronic clearing house | midatlantic clearing house assn | electronic clearing house | 0 | 0.9672236 | 721773 | NA | 22366 | NA | NA | NA | NA | NA | D000060438 | ECHO | NA | 521051341 | commerce clearing house-CIK;midatlantic clearing house assn-Nonprofit;brokers clearing house-OpenSecrets;electronic clearing house-SEC | Bank | brokers clearing house | 33 | 59 | the clearing house association, l.l.c. (53274 kb pdf) | NA | 0000721773 | NA | NA | D000060438 | FRS | All Other Rules | NA | 0.00 | 0 | 0.00 | 0 | 0.0 | 2784644 | 1212504 | NA | NA | NA | NA | NA | NA | NA | 2784644 | Bank | 62 | 68442 |
| national consumer law center | 49 | https://www.regulations.gov/comment/CFPB-2013-0002-0876 | CFPB-2013-0002 | 1 | CFPB | national consumer law center | NA | NA | NA | NA | NA | NA | national consumer law center | NA | NA | NA | national consumer law center | national consumer law center | 1 | NA | NA | NA | NA | NA | NA | NA | NA | NA | D000056959 | NA | NA | 42488502 | national consumer law center-Nonprofit | Other Nonprofit | NA | 56 | 57 | national consumer law center | NA | NA | NA | 42488502 | D000056959 | CFPB | All Other Rules | NA | 188879.83 | 1133279 | 42876.32 | 943279 | 157213.2 | 17440205 | 6936521 | NA | NA | NA | NA | NA | NA | NA | 17440205 | Other Nonprofit | 152 | 3789 |
| california reinvestment coalition | 48 | https://www.regulations.gov/comment/CFPB-2014-0033-0117 | CFPB-2014-0033 | 1 | CFPB | california reinvestment coalition | NA | NA | NA | NA | NA | NA | california reinvestment coalition | NA | NA | NA | california reinvestment coalition | california reinvestment coalition | 1 | NA | NA | NA | NA | NA | NA | NA | NA | NA | D000054462 | NA | NA | 943153815 | california reinvestment coalition-Nonprofit | Other Nonprofit | NA | 13 | 14 | california reinvestment coalition | NA | NA | NA | 943153815 | D000054462 | CFPB | All Other Rules | NA | 0.00 | 0 | 0.00 | 0 | 0.0 | 1163000 | 696419 | NA | NA | NA | NA | NA | 6 | WWW.CALREINVEST.ORG | 1163000 | Other Nonprofit | 544 | 2677 |
| covington burling | 45 | https://www.regulations.gov/comment/CFPB-2016-0020-3961 | CFPB-2016-0020 | 1 | CFPB | covington burling | NA | NA | NA | NA | NA | NA | NA | covington burling | covington burling | NA | NA | covington burling | 1 | NA | NA | NA | NA | NA | NA | NA | NA | NA | D000021942 | NA | NA | NA | covington burling-OpenSecrets | Other PAC Donor | covington burling | 8 | 8 | covington & burling, llp | NA | NA | NA | NA | D000021942 | CFPB | All Other Rules | NA | 0.00 | 0 | 0.00 | 0 | 0.0 | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | Other PAC Donor | 581 | 3185 |
| consumer data industry association | 45 | https://www.regulations.gov/comment/CFPB-2016-0020-4318 | CFPB-2016-0020 | 1 | CFPB | consumer data industry association | NA | NA | NA | NA | NA | NA | consumer data industry association | consumer data industry assn | consumer data industry assn | NA | consumer data industry association | consumer data industry association | 1 | NA | NA | NA | NA | NA | NA | NA | NA | NA | D000025121 | NA | NA | 430164315 | consumer data industry association-Nonprofit;consumer data industry assn-OpenSecrets | Other Nonprofit | consumer data industry assn | 11 | 11 | consumer data industry association | NA | NA | NA | 430164315 | D000025121 | CFPB | All Other Rules | NA | 933333.33 | 5600000 | 74615.38 | 6790000 | 1131666.7 | 3858601 | 3899041 | NA | NA | NA | NA | NA | NA | NA | 3858601 | Other Nonprofit | 581 | 3154 |
| federal home loan mortgage | 45 | https://www.federalreserve.gov/SECRS/2012/September/20120912/R-1438/R-1438_043012_107236_478911121698_1.pdf | R-1438 | 1 | FRS | federal home loan banks | federal home loan bank atlanta | NA | NA | NA | federal home loan mortgage | federal home loan mortg | council federal home loan banks | federal home loan bank | federal home loan bank | federal home loan mortgage | council federal home loan banks | federal home loan mortgage | 0 | 1.0765533 | 1026214 | 1026214 | 1331465 | 29474 | 29695 | NA | NA | 468673 | D000025773 | FMCC | 522298 | 541877922 | federal home loan bank atlanta-CIK;federal home loan mortg-Computstat;council federal home loan banks-Nonprofit;federal home loan bank-OpenSecrets;federal home loan mortgage-SEC | Bank | federal home loan bank | 5 | 5 | federal home loan banks (6867 kb pdf) | 29474 | 0001026214 | 468673 | NA | D000025773 | FRS | All Other Rules | 387307 | 1564500.00 | 8717000 | 262990.91 | 86787000 | 14464500.0 | 856845 | 2108082 | 702.065M | 702065000 | 522298 | NA | NA | NA | NA | 856845 | Bank | 42 | 3630 |
| texas mortgage bankers association | 45 | https://www.federalreserve.gov/SECRS/2011/September/20110913/R-1417/R-1417_072211_83618_591648672754_1.pdf | R-1417_V1 | 1 | FRS | mortgage bankers association | NA | NA | NA | NA | NA | NA | texas mortgage bankers association | mortgage bankers assn | mortgage bankers assn | NA | texas mortgage bankers association | texas mortgage bankers association | 0 | NA | NA | NA | NA | 30770 | 16501 | NA | NA | 344647 | D000000309 | NA | NA | 750684612 | texas mortgage bankers association-Nonprofit;mortgage bankers assn-OpenSecrets | Other Nonprofit | mortgage bankers assn | 62 | 66 | mortgage bankers association, david h. stevens (15331 kb pdf) | NA | NA | NA | 750684612 | D000000309 | FRS | All Other Rules | NA | 3241407.00 | 19448442 | 185633.57 | 20790960 | 3465160.0 | 1493337 | 1255751 | NA | NA | NA | NA | NA | NA | NA | 1493337 | Other Nonprofit | NA | 7801 |
| consumer mortgage coalition | 44 | https://www.regulations.gov/comment/CFPB-2012-0028-2765 | CFPB-2012-0028 | 1 | CFPB | consumer mortgage coalition | NA | NA | NA | NA | NA | NA | consumer mortgage coalition | NA | NA | NA | consumer mortgage coalition | consumer mortgage coalition | 1 | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | 521985066 | consumer mortgage coalition-Nonprofit | Other Nonprofit | NA | 52 | 52 | consumer mortgage coalition | NA | NA | NA | 521985066 | NA | CFPB | All Other Rules | NA | NA | NA | NA | NA | NA | 325391 | 936924 | NA | NA | NA | NA | NA | NA | NA | 325391 | Other Nonprofit | NA | 9630 |
| electronic clearing house | 44 | https://www.federalreserve.gov/SECRS/2016/August/20160811/R-1534/R-1534_060316_130304_375681878754_1.pdf | R-1534 | 1 | FRS | clearing house | commerce clearing house | NA | NA | NA | electronic clearing house | NA | packet clearing house | clearing house | clearing house | electronic clearing house | packet clearing house | electronic clearing house | 1 | 1.0000000 | 721773 | NA | 22366 | NA | NA | NA | NA | NA | D000067124 | ECHO | NA | 943380476 | commerce clearing house-CIK;packet clearing house-Nonprofit;clearing house-OpenSecrets;electronic clearing house-SEC | Bank | clearing house | 25 | 59 | the clearing house, aba, fsr, sifma, & isda, gregg rozansky, jason shafer, rich foster, kenneth e. bentsen, jr., & mark gheerbrant (16887 kb pdf) | NA | 0000721773 | NA | NA | D000067124 | FRS | All Other Rules | NA | 206666.67 | 1240000 | 80527.78 | 8697000 | 1449500.0 | 120515 | 1010342 | NA | NA | NA | NA | NA | NA | NA | 120515 | Bank | NA | 10601 |
| consumer mortgage coalition | 43 | https://www.regulations.gov/comment/CFPB-2014-0019-0256 | CFPB-2014-0019 | 1 | CFPB | consumer mortgage coalition | NA | NA | NA | NA | NA | NA | consumer mortgage coalition | NA | NA | NA | consumer mortgage coalition | consumer mortgage coalition | 1 | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | 521985066 | consumer mortgage coalition-Nonprofit | Other Nonprofit | NA | 52 | 52 | consumer mortgage coalition | NA | NA | NA | 521985066 | NA | CFPB | All Other Rules | NA | NA | NA | NA | NA | NA | 325391 | 936924 | NA | NA | NA | NA | NA | NA | NA | 325391 | Other Nonprofit | 421 | 3751 |
| dentons us | 43 | https://www.regulations.gov/comment/CFPB-2016-0025-148826 | CFPB-2016-0025 | 1 | CFPB | dentons us | NA | NA | NA | NA | NA | NA | NA | dentons us | dentons us | NA | NA | dentons us | 1 | NA | NA | NA | NA | NA | NA | NA | NA | NA | D000059893 | NA | NA | NA | dentons us-OpenSecrets | Other PAC Donor | dentons us | 1 | 1 | dentons us llp | NA | NA | NA | NA | D000059893 | CFPB | Payday Loan Rules | NA | 0.00 | 0 | 0.00 | 0 | 0.0 | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | Other PAC Donor | 371 | 3499 |
| electronic clearing house | 42 | https://www.regulations.gov/comment/OCC-2011-0029-0013 | OCC-2011-0029- | 1 | OCC | clearing house | commerce clearing house | NA | NA | NA | electronic clearing house | NA | packet clearing house | clearing house | clearing house | electronic clearing house | packet clearing house | electronic clearing house | 1 | 1.0000000 | 721773 | NA | NA | NA | NA | NA | NA | NA | D000067124 | ECHO | NA | 943380476 | commerce clearing house-CIK;packet clearing house-Nonprofit;clearing house-OpenSecrets;electronic clearing house-SEC | Bank | clearing house | 25 | 59 | the clearing house | NA | 0000721773 | NA | NA | D000067124 | OCC | All Other Rules | NA | 206666.67 | 1240000 | 80527.78 | 8697000 | 1449500.0 | 120515 | 1010342 | NA | NA | NA | NA | NA | NA | NA | 120515 | Bank | NA | 20785 |
| consumer mortgage coalition | 41 | https://www.regulations.gov/comment/CFPB-2013-0018-0274 | CFPB-2013-0018 | 1 | CFPB | consumer mortgage coalition | NA | NA | NA | NA | NA | NA | consumer mortgage coalition | NA | NA | NA | consumer mortgage coalition | consumer mortgage coalition | 1 | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | 521985066 | consumer mortgage coalition-Nonprofit | Other Nonprofit | NA | 52 | 52 | consumer mortgage coalition | NA | NA | NA | 521985066 | NA | CFPB | All Other Rules | NA | NA | NA | NA | NA | NA | 325391 | 936924 | NA | NA | NA | NA | NA | NA | NA | 325391 | Other Nonprofit | 1498 | 14287 |
| fidelity management research | 40 | https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=42179 | 973 | 1 | CFTC | fidelity management research | fidelity management research | NA | NA | NA | NA | NA | NA | fidelity management research | fidelity management research | fidelity management research | NA | fidelity management research | 1 | 1.0000000 | NA | NA | NA | NA | NA | NA | NA | NA | D000021987 | NA | NA | 223195349 | fidelity management research-CIK;fidelity management research-OpenSecrets | Other Company | fidelity management research | 6 | 6 | fidelity management & research co. | NA | NA | NA | NA | D000021987 | CFTC | All Other Rules | NA | 3264666.67 | 18788000 | 380961.21 | 88383000 | 14730500.0 | 801097945 | 60567028 | NA | NA | NA | NA | NA | NA | NA | 801097945 | Other Company | 91 | 2215 |
| national consumer law center | 40 | https://www.regulations.gov/comment/CFPB-2012-0028-2811 | CFPB-2012-0028 | 1 | CFPB | national consumer law center | NA | NA | NA | NA | NA | NA | national consumer law center | NA | NA | NA | national consumer law center | national consumer law center | 1 | NA | NA | NA | NA | NA | NA | NA | NA | NA | D000056959 | NA | NA | 42488502 | national consumer law center-Nonprofit | Other Nonprofit | NA | 56 | 57 | national consumer law center | NA | NA | NA | 42488502 | D000056959 | CFPB | All Other Rules | NA | 188879.83 | 1133279 | 42876.32 | 943279 | 157213.2 | 17440205 | 6936521 | NA | NA | NA | NA | NA | NA | NA | 17440205 | Other Nonprofit | NA | 5165 |
| national consumer law center | 40 | https://www.regulations.gov/comment/CFPB-2012-0034-0098 | CFPB-2012-0034 | 1 | CFPB | national consumer law center | NA | NA | NA | NA | NA | NA | national consumer law center | NA | NA | NA | national consumer law center | national consumer law center | 1 | NA | NA | NA | NA | NA | NA | NA | NA | NA | D000056959 | NA | NA | 42488502 | national consumer law center-Nonprofit | Other Nonprofit | NA | 56 | 57 | national consumer law center | NA | NA | NA | 42488502 | D000056959 | CFPB | All Other Rules | NA | 188879.83 | 1133279 | 42876.32 | 943279 | 157213.2 | 17440205 | 6936521 | NA | NA | NA | NA | NA | NA | NA | 17440205 | Other Nonprofit | 1084 | 6874 |
| nationwide mutual insurance | 40 | https://www.federalreserve.gov/SECRS/2012/June/20120604/R-1438/R-1438_042612_107213_511650085598_1.pdf | R-1438 | 1 | FRS | nationwide mutual insurance | nationwide mutual insurance | NA | NA | NA | NA | NA | NA | NA | NA | nationwide mutual insurance | NA | nationwide mutual insurance | 1 | 1.0000000 | NA | NA | 315099 | NA | NA | NA | NA | NA | NA | NA | NA | 311432330 | nationwide mutual insurance-CIK | Other Company | NA | 11 | 11 | nationwide mutual insurance company, mark r. thresher (4456 kb pdf) | NA | 0000315099 | NA | NA | NA | FRS | All Other Rules | NA | NA | NA | NA | NA | NA | 2151086 | 5552621 | NA | NA | NA | NA | NA | NA | NA | 2151086 | Other Company | 60 | 2292 |
| select portfolio servicing | 39 | https://www.regulations.gov/comment/CFPB-2012-0033-0150 | CFPB-2012-0033 | 1 | CFPB | select portfolio servicing | select portfolio servicing | NA | NA | NA | NA | NA | NA | NA | NA | select portfolio servicing | NA | select portfolio servicing | 1 | 1.0000000 | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | select portfolio servicing-CIK | Other Company | NA | 5 | 5 | select portfolio servicing, inc. | NA | NA | NA | NA | NA | CFPB | All Other Rules | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | Other Company | 25 | 9791 |
| securities industry financial markets association | 39 | https://www.federalreserve.gov/SECRS/2011/June/20110621/R-1411/R-1411_060911_81224_521506409071_1.pdf | R-1411 | 1 | FRS | securities industry financial markets association | securities industry financial markets association | NA | NA | NA | NA | NA | securities industry financial markets association | NA | NA | securities industry financial markets association | securities industry financial markets association | securities industry financial markets association | 1 | 1.0000000 | NA | NA | 1417488 | NA | NA | NA | NA | NA | D000000229 | NA | NA | 320178959 | securities industry financial markets association-CIK;securities industry financial markets association-Nonprofit | Other Company | NA | 30 | 30 | securities industry and financial markets association, richard a. dorfman, christopher b. killian and timothy w. cameron (765 kb pdf) | NA | 0001417488 | NA | NA | D000000229 | FRS | All Other Rules | NA | 7083333.33 | 42500000 | 255071.09 | 53820000 | 8970000.0 | 68486624 | 64291432 | NA | NA | NA | NA | NA | NA | NA | 68486624 | Other Company | NA | 16102 |
| structured finance industry | 37 | https://www.sec.gov/comments/s7-14-11/s71411-488.pdf | S7-14-11 | 1 | SEC | structured finance industry | hall structured finance ii | NA | NA | NA | NA | NA | structured finance industry | NA | NA | hall structured finance ii | structured finance industry | structured finance industry | 1 | 1.0261589 | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | 462258052 | hall structured finance ii-CIK;structured finance industry-Nonprofit | Other Nonprofit | NA | 7 | 7 | structured finance industry group, inc. | NA | NA | NA | 462258052 | NA | SEC | All Other Rules | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | 1000 | 11 | WWW.SFINDUSTRY.ORG | NA | Other Nonprofit | NA | 25942 |
| structured finance industry | 37 | https://www.regulations.gov/comment/OCC-2013-0010-0184 | OCC-2013-0010- | 1 | OCC | structured finance industry | hall structured finance ii | NA | NA | NA | NA | NA | structured finance industry | NA | NA | hall structured finance ii | structured finance industry | structured finance industry | 1 | 1.0261589 | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | 462258052 | hall structured finance ii-CIK;structured finance industry-Nonprofit | Other Nonprofit | NA | 7 | 7 | structured finance industry group | NA | NA | NA | 462258052 | NA | OCC | All Other Rules | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | 1000 | 11 | WWW.SFINDUSTRY.ORG | NA | Other Nonprofit | NA | 25934 |
| structured finance industry | 37 | https://www.federalreserve.gov/SECRS/2013/December/20131219/R-1411/R-1411_103013_111495_377905725574_1.pdf | R-1411 | 1 | FRS | structured finance industry | NA | NA | NA | NA | NA | NA | structured finance industry | NA | NA | NA | structured finance industry | structured finance industry | 1 | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | 462258052 | structured finance industry-Nonprofit | Other Nonprofit | NA | 7 | 7 | structured finance industry group, richard johns (12885 kb pdf) | NA | NA | NA | 462258052 | NA | FRS | All Other Rules | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | 1000 | 11 | WWW.SFINDUSTRY.ORG | NA | Other Nonprofit | NA | 26018 |
| natural gas supply association | 36 | https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=59673 | 1436 | 1 | CFTC | natural gas supply association | NA | NA | NA | NA | NA | NA | natural gas supply association | natural gas supply assn | natural gas supply assn | NA | natural gas supply association | natural gas supply association | 1 | NA | 1481506 | 1481506 | NA | NA | NA | NA | NA | NA | D000054508 | NA | 486210 | 520823671 | natural gas supply association-Nonprofit;natural gas supply assn-OpenSecrets | Other Nonprofit | natural gas supply assn | 14 | 14 | natural gas supply association | NA | NA | NA | 520823671 | D000054508 | CFTC | All Other Rules | NA | 127846.67 | 767080 | 34235.69 | 1232485 | 205414.2 | 3630494 | 2852594 | NA | NA | NA | NA | 16 | 11 | WWW.NGSA.ORG | 3630494 | Other Nonprofit | NA | 6440 |
| one world bank | 36 | https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=58958 | 1007 | 1 | CFTC | world bank | world bankcard solutions | NA | one world bank | one world bank | NA | NA | stichting womens world banking | world bank | world bank | one world bank | stichting womens world banking | one world bank | 1 | 1.0869681 | NA | NA | NA | 57901 | 57901 | NA | 3296859 | 3296859 | D000031148 | NA | NA | 133118378 | world bankcard solutions-CIK;one world bank-FDIC;one world bank-FFIEC;stichting womens world banking-Nonprofit;world bank-OpenSecrets | Bank | world bank | 6 | 6 | the world bank | 57901 | NA | 3296859 | NA | D000031148 | CFTC | All Other Rules | 79749 | 0.00 | 0 | 0.00 | 0 | 0.0 | 30522572 | 13773204 | NA | NA | NA | NA | NA | NA | NA | 30522572 | Bank | 45 | 4746 |
| natural gas supply association | 36 | https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=59674 | 1427 | 1 | CFTC | natural gas supply association | NA | NA | NA | NA | NA | NA | natural gas supply association | natural gas supply assn | natural gas supply assn | NA | natural gas supply association | natural gas supply association | 1 | NA | 1481506 | 1481506 | NA | NA | NA | NA | NA | NA | D000054508 | NA | 486210 | 520823671 | natural gas supply association-Nonprofit;natural gas supply assn-OpenSecrets | Other Nonprofit | natural gas supply assn | 14 | 14 | natural gas supply association | NA | NA | NA | 520823671 | D000054508 | CFTC | All Other Rules | NA | 127846.67 | 767080 | 34235.69 | 1232485 | 205414.2 | 3630494 | 2852594 | NA | NA | NA | NA | 16 | 11 | WWW.NGSA.ORG | 3630494 | Other Nonprofit | 200 | 6440 |
| texas mortgage bankers association | 36 | https://www.regulations.gov/comment/CFPB-2012-0022-0141 | CFPB-2012-0022 | 1 | CFPB | mortgage bankers association | NA | NA | NA | NA | NA | NA | texas mortgage bankers association | mortgage bankers assn | mortgage bankers assn | NA | texas mortgage bankers association | texas mortgage bankers association | 0 | NA | NA | NA | NA | 30770 | 16501 | NA | NA | 344647 | D000000309 | NA | NA | 750684612 | texas mortgage bankers association-Nonprofit;mortgage bankers assn-OpenSecrets | Other Nonprofit | mortgage bankers assn | 62 | 66 | mortgage bankers association | NA | NA | NA | 750684612 | D000000309 | CFPB | All Other Rules | NA | 3241407.00 | 19448442 | 185633.57 | 20790960 | 3465160.0 | 1493337 | 1255751 | NA | NA | NA | NA | NA | NA | NA | 1493337 | Other Nonprofit | 226 | 6495 |
| national consumer law center | 36 | https://www.regulations.gov/comment/CFPB-2011-0008-1294 | CFPB-2011-0008 | 1 | CFPB | national consumer law center | NA | NA | NA | NA | NA | NA | national consumer law center | NA | NA | NA | national consumer law center | national consumer law center | 1 | NA | NA | NA | NA | NA | NA | NA | NA | NA | D000056959 | NA | NA | 42488502 | national consumer law center-Nonprofit | Other Nonprofit | NA | 56 | 57 | national consumer law center | NA | NA | NA | 42488502 | D000056959 | CFPB | All Other Rules | NA | 188879.83 | 1133279 | 42876.32 | 943279 | 157213.2 | 17440205 | 6936521 | NA | NA | NA | NA | NA | NA | NA | 17440205 | Other Nonprofit | 468 | 6013 |
| center responsible lending | 36 | https://www.federalreserve.gov/SECRS/2011/November/20111129/R-1417/R-1417_072211_84149_582986006434_1.pdf | R-1417_V1 | 1 | FRS | center responsible lending | NA | NA | NA | NA | NA | NA | center responsible lending | center responsible lending | center responsible lending | NA | center responsible lending | center responsible lending | 1 | NA | NA | NA | NA | NA | NA | NA | NA | NA | D000058864 | NA | NA | 743043913 | center responsible lending-Nonprofit;center responsible lending-OpenSecrets | Other Nonprofit | center responsible lending | 37 | 37 | center for responsible lending, national consumer law center, consumer federation of america, and national association of consumer advocates (1710 kb pdf) | NA | NA | NA | 743043913 | D000058864 | FRS | All Other Rules | NA | 254166.67 | 1525000 | 86315.79 | 3280000 | 546666.7 | 4205309 | 7906750 | NA | NA | NA | NA | NA | NA | NA | 4205309 | Other Nonprofit | NA | 6007 |
| national consumer law center | 35 | https://www.regulations.gov/comment/OCC-2011-0006-0024 | OCC-2011-0006- | 1 | OCC | national consumer law center | NA | NA | NA | NA | NA | NA | national consumer law center | NA | NA | NA | national consumer law center | national consumer law center | 1 | NA | NA | NA | NA | NA | NA | NA | NA | NA | D000056959 | NA | NA | 42488502 | national consumer law center-Nonprofit | Other Nonprofit | NA | 56 | 57 | national consumer law center | NA | NA | NA | 42488502 | D000056959 | OCC | All Other Rules | NA | 188879.83 | 1133279 | 42876.32 | 943279 | 157213.2 | 17440205 | 6936521 | NA | NA | NA | NA | NA | NA | NA | 17440205 | Other Nonprofit | NA | 2155 |
| electronic clearing house | 35 | https://www.regulations.gov/comment/OCC-2011-0001-2410 | OCC-2011-0001- | 1 | OCC | clearing house association | commerce clearing house | NA | NA | NA | electronic clearing house | NA | midatlantic clearing house assn | brokers clearing house | brokers clearing house | electronic clearing house | midatlantic clearing house assn | electronic clearing house | 0 | 0.9632060 | 721773 | NA | NA | NA | NA | NA | NA | NA | D000060438 | ECHO | NA | 521051341 | commerce clearing house-CIK;midatlantic clearing house assn-Nonprofit;brokers clearing house-OpenSecrets;electronic clearing house-SEC | Bank | brokers clearing house | 33 | 59 | the clearing house association | NA | 0000721773 | NA | NA | D000060438 | OCC | All Other Rules | NA | 0.00 | 0 | 0.00 | 0 | 0.0 | 2784644 | 1212504 | NA | NA | NA | NA | NA | NA | NA | 2784644 | Bank | NA | 9988 |
| electronic clearing house | 35 | https://www.federalreserve.gov/SECRS/2016/August/20160812/R-1536/R-1536_072216_130358_404900544091_1.pdf | R-1536 | 1 | FRS | clearing house association | commerce clearing house | NA | NA | NA | electronic clearing house | NA | midatlantic clearing house assn | brokers clearing house | brokers clearing house | electronic clearing house | midatlantic clearing house assn | electronic clearing house | 0 | 0.9672236 | 721773 | NA | 22366 | NA | NA | NA | NA | NA | D000060438 | ECHO | NA | 521051341 | commerce clearing house-CIK;midatlantic clearing house assn-Nonprofit;brokers clearing house-OpenSecrets;electronic clearing house-SEC | Bank | brokers clearing house | 33 | 59 | the clearing house association, llc, gregory a. baer (22964 kb pdf) | NA | 0000721773 | NA | NA | D000060438 | FRS | All Other Rules | NA | 0.00 | 0 | 0.00 | 0 | 0.0 | 2784644 | 1212504 | NA | NA | NA | NA | NA | NA | NA | 2784644 | Bank | NA | 9976 |
| consumer mortgage coalition | 34 | https://www.regulations.gov/comment/CFPB-2013-0033-0322 | CFPB-2013-0033 | 1 | CFPB | consumer mortgage coalition | NA | NA | NA | NA | NA | NA | consumer mortgage coalition | NA | NA | NA | consumer mortgage coalition | consumer mortgage coalition | 1 | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | 521985066 | consumer mortgage coalition-Nonprofit | Other Nonprofit | NA | 52 | 52 | consumer mortgage coalition | NA | NA | NA | 521985066 | NA | CFPB | All Other Rules | NA | NA | NA | NA | NA | NA | 325391 | 936924 | NA | NA | NA | NA | NA | NA | NA | 325391 | Other Nonprofit | NA | 1815 |
| electronic clearing house | 34 | https://www.federalreserve.gov/SECRS/2016/April/20160401/R-1529/R-1529_032116_130242_645806703457_1.pdf | R-1529 | 1 | FRS | clearing house association | commerce clearing house | NA | NA | NA | electronic clearing house | NA | midatlantic clearing house assn | brokers clearing house | brokers clearing house | electronic clearing house | midatlantic clearing house assn | electronic clearing house | 0 | 0.9672236 | 721773 | NA | 22366 | NA | NA | NA | NA | NA | D000060438 | ECHO | NA | 521051341 | commerce clearing house-CIK;midatlantic clearing house assn-Nonprofit;brokers clearing house-OpenSecrets;electronic clearing house-SEC | Bank | brokers clearing house | 33 | 59 | the clearing house association, gregory baer (15416 kb pdf) | NA | 0000721773 | NA | NA | D000060438 | FRS | All Other Rules | NA | 0.00 | 0 | 0.00 | 0 | 0.0 | 2784644 | 1212504 | NA | NA | NA | NA | NA | NA | NA | 2784644 | Bank | NA | 2561 |
| securities industry financial markets association | 33 | https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=60013 | 1007 | 1 | CFTC | securities industry financial markets association | securities industry financial markets association | NA | NA | NA | NA | NA | securities industry financial markets association | NA | NA | securities industry financial markets association | securities industry financial markets association | securities industry financial markets association | 1 | 1.0000000 | NA | NA | NA | NA | NA | NA | NA | NA | D000000229 | NA | NA | 320178959 | securities industry financial markets association-CIK;securities industry financial markets association-Nonprofit | Other Company | NA | 30 | 30 | securities industry and financial markets association | NA | NA | NA | NA | D000000229 | CFTC | All Other Rules | NA | 7083333.33 | 42500000 | 255071.09 | 53820000 | 8970000.0 | 68486624 | 64291432 | NA | NA | NA | NA | NA | NA | NA | 68486624 | Other Company | 397 | 6449 |
| natl assn retail collection attorneys | 33 | https://www.regulations.gov/comment/CFPB-2013-0005-0055 | CFPB-2013-0005 | 1 | CFPB | national association retail collection attorneys | NA | NA | NA | NA | NA | NA | NA | natl assn retail collection attorneys | natl assn retail collection attorneys | NA | NA | natl assn retail collection attorneys | 0 | NA | NA | NA | NA | NA | NA | NA | NA | NA | D000054426 | NA | NA | 330890936 | natl assn retail collection attorneys-OpenSecrets | Other PAC Donor | natl assn retail collection attorneys | 5 | 5 | national association of retail collection attorneys | NA | NA | NA | NA | D000054426 | CFPB | All Other Rules | NA | 0.00 | 0 | 39791.67 | 955000 | 318333.3 | 1202354 | 568244 | NA | NA | NA | NA | NA | NA | NA | 1202354 | Other PAC Donor | 148 | 1243 |
| arnold porter | 33 | https://www.federalreserve.gov/SECRS/2012/October/20121017/R-1405/R-1405_052412_107697_403310114866_1.pdf | R–1405 | 1 | FRS | arnold porter | arnold porter | NA | NA | NA | NA | NA | arnold porter foundation | arnold porter | arnold porter | arnold porter | arnold porter foundation | arnold porter | 1 | 1.0000000 | NA | NA | 906344 | NA | NA | NA | NA | NA | D000000538 | NA | NA | 521656501 | arnold porter-CIK;arnold porter foundation-Nonprofit;arnold porter-OpenSecrets | Other Company | arnold porter | 16 | 16 | arnold & porter llp, john d. hawke, jr. (4915 kb pdf) | NA | 0000906344 | NA | NA | D000000538 | FRS | All Other Rules | NA | 0.00 | 0 | 0.00 | 0 | 0.0 | 1365344 | 16970 | NA | NA | NA | NA | NA | NA | NA | 1365344 | Other Company | 328 | 2432 |
| royal bank america | 32 | https://www.regulations.gov/comment/OCC-2013-0010-0142 | OCC-2013-0010- | 1 | OCC | bank america | bank america | NA | bank america illinois | royal bank america | bank america | bank america | bank america charitable foundation | bank america | bank america | royal bank america | bank america charitable foundation | royal bank america | 1 | 1.0000000 | 70858 | 70858 | NA | 3622 | 18962 | NA | 279431 | 471217 | D000000090 | BAC | 522110 | 200721133 | bank america-CIK;bank america-Computstat;bank america illinois-FDIC;royal bank america-FFIEC;bank america charitable foundation-Nonprofit;bank america-OpenSecrets;bank america-SEC | Bank | bank america | 31 | 30 | bank of america corporation | 3622 | 0000070858 | 279431 | NA | D000000090 | OCC | All Other Rules | 16647000 | 2668333.33 | 16010000 | 569491.53 | 33600000 | 5600000.0 | 86367250 | 274950638 | 342.949B | 342949000000 | 522110 | NA | NA | NA | NA | 86367250 | Bank | NA | 9552 |
| american bankers association | 32 | https://www.regulations.gov/comment/CFPB-2011-0007-0005 | CFPB-2011-0007 | 1 | CFPB | american bankers association | NA | NA | NA | NA | NA | NA | american bankers association | american bankers assn | american bankers assn | NA | american bankers association | american bankers association | 1 | NA | NA | NA | NA | 30770 | 16501 | NA | NA | 344647 | D000000087 | NA | NA | 521001304 | american bankers association-Nonprofit;american bankers assn-OpenSecrets | Other Nonprofit | american bankers assn | 103 | 98 | american bankers association | NA | NA | NA | 521001304 | D000000087 | CFPB | All Other Rules | NA | 10001666.67 | 60010000 | 577957.94 | 247366000 | 41227666.7 | 129958383 | 85072792 | NA | NA | NA | NA | 1200 | 379 | www.aba.com | 129958383 | Other Nonprofit | 202 | 2816 |
| american bankers association | 32 | https://www.regulations.gov/comment/CFPB-2011-0006-0005 | CFPB-2011-0006 | 1 | CFPB | american bankers association | NA | NA | NA | NA | NA | NA | american bankers association | american bankers assn | american bankers assn | NA | american bankers association | american bankers association | 1 | NA | NA | NA | NA | 30770 | 16501 | NA | NA | 344647 | D000000087 | NA | NA | 521001304 | american bankers association-Nonprofit;american bankers assn-OpenSecrets | Other Nonprofit | american bankers assn | 103 | 98 | american bankers association | NA | NA | NA | 521001304 | D000000087 | CFPB | All Other Rules | NA | 10001666.67 | 60010000 | 577957.94 | 247366000 | 41227666.7 | 129958383 | 85072792 | NA | NA | NA | NA | 1200 | 379 | www.aba.com | 129958383 | Other Nonprofit | 50 | 2816 |
| natl assn retail collection attorneys | 32 | https://www.regulations.gov/comment/CFPB-2013-0033-0382 | CFPB-2013-0033 | 1 | CFPB | national association retail collection attorneys | NA | NA | NA | NA | NA | NA | NA | natl assn retail collection attorneys | natl assn retail collection attorneys | NA | NA | natl assn retail collection attorneys | 0 | NA | NA | NA | NA | NA | NA | NA | NA | NA | D000054426 | NA | NA | 330890936 | natl assn retail collection attorneys-OpenSecrets | Other PAC Donor | natl assn retail collection attorneys | 5 | 5 | national association of retail collection attorneys | NA | NA | NA | NA | D000054426 | CFPB | All Other Rules | NA | 0.00 | 0 | 39791.67 | 955000 | 318333.3 | 1202354 | 568244 | NA | NA | NA | NA | NA | NA | NA | 1202354 | Other PAC Donor | NA | 6837 |
| american bankers association | 32 | https://www.regulations.gov/comment/CFPB-2012-0028-2673 | CFPB-2012-0028 | 1 | CFPB | american bankers association | NA | NA | NA | NA | NA | NA | american bankers association | american bankers assn | american bankers assn | NA | american bankers association | american bankers association | 1 | NA | NA | NA | NA | 30770 | 16501 | NA | NA | 344647 | D000000087 | NA | NA | 521001304 | american bankers association-Nonprofit;american bankers assn-OpenSecrets | Other Nonprofit | american bankers assn | 103 | 98 | american bankers association | NA | NA | NA | 521001304 | D000000087 | CFPB | All Other Rules | NA | 10001666.67 | 60010000 | 577957.94 | 247366000 | 41227666.7 | 129958383 | 85072792 | NA | NA | NA | NA | 1200 | 379 | www.aba.com | 129958383 | Other Nonprofit | NA | 10420 |
| davis polk wardwell 02fa | 32 | https://www.federalreserve.gov/SECRS/2016/August/20160826/R-1538/R-1538_080516_130420_423053866808_1.pdf | R-1538 | 1 | FRS | davis polk wardwell | davis polk wardwell 02fa | NA | NA | NA | NA | NA | NA | davis polk wardwell | davis polk wardwell | davis polk wardwell 02fa | NA | davis polk wardwell 02fa | 1 | 1.0000000 | NA | NA | 934850 | NA | NA | NA | NA | NA | D000021950 | NA | NA | NA | davis polk wardwell 02fa-CIK;davis polk wardwell-OpenSecrets | Other Company | davis polk wardwell | 14 | 14 | davis polk & wardwell llp, on behalf of citigroup inc., goldman sachs group, inc., jpmorgan chase & co. & morgan stanley (1801 kb pdf) | NA | 0000934850 | NA | NA | D000021950 | FRS | All Other Rules | NA | 0.00 | 0 | 0.00 | 0 | 0.0 | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | Other Company | 1618 | 2962 |
| davis polk wardwell 02fa | 32 | https://www.federalreserve.gov/SECRS/2017/January/20170126/R-1538/R-1538_081516_130442_365208348627_1.pdf | R-1538 | 1 | FRS | davis polk wardwell | davis polk wardwell 02fa | NA | NA | NA | NA | NA | NA | davis polk wardwell | davis polk wardwell | davis polk wardwell 02fa | NA | davis polk wardwell 02fa | 1 | 1.0000000 | NA | NA | 934850 | NA | NA | NA | NA | NA | D000021950 | NA | NA | NA | davis polk wardwell 02fa-CIK;davis polk wardwell-OpenSecrets | Other Company | davis polk wardwell | 14 | 14 | davis polk & wardwell llp, on behalf of bank of america corp., citigroup, inc., goldman sachs group, inc., jpmorgan chase & co. & morgan stanley (904 kb pdf) | NA | 0000934850 | NA | NA | D000021950 | FRS | All Other Rules | NA | 0.00 | 0 | 0.00 | 0 | 0.0 | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | Other Company | 1718 | 2895 |
| erisa industry committee | 31 | https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=27986 | 935 | 1 | CFTC | erisa industry committee eric | NA | NA | NA | NA | NA | NA | erisa industry committee | erisa industry cmte | erisa industry cmte | NA | erisa industry committee | erisa industry committee | 0 | NA | NA | NA | NA | NA | NA | NA | NA | NA | D000025722 | NA | NA | 521077961 | erisa industry committee-Nonprofit;erisa industry cmte-OpenSecrets | Other Nonprofit | erisa industry cmte | 1 | 1 | the erisa industry committee (eric) | NA | NA | NA | 521077961 | D000025722 | CFTC | All Other Rules | NA | 633333.33 | 3800000 | 72468.25 | 4565500 | 760916.7 | 1206948 | 1704497 | NA | NA | NA | NA | 100 | 7 | WWW.ERIC.ORG | 1206948 | Other Nonprofit | 594 | 3135 |
| consumer mortgage coalition | 31 | https://www.regulations.gov/comment/CFPB-2012-0028-0488 | CFPB-2012-0028 | 1 | CFPB | consumer mortgage coalition | NA | NA | NA | NA | NA | NA | consumer mortgage coalition | NA | NA | NA | consumer mortgage coalition | consumer mortgage coalition | 1 | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | 521985066 | consumer mortgage coalition-Nonprofit | Other Nonprofit | NA | 52 | 52 | consumer mortgage coalition | NA | NA | NA | 521985066 | NA | CFPB | All Other Rules | NA | NA | NA | NA | NA | NA | 325391 | 936924 | NA | NA | NA | NA | NA | NA | NA | 325391 | Other Nonprofit | NA | 4406 |
| consumer mortgage coalition | 31 | https://www.regulations.gov/comment/CFPB-2012-0029-0123 | CFPB-2012-0029 | 1 | CFPB | consumer mortgage coalition | NA | NA | NA | NA | NA | NA | consumer mortgage coalition | NA | NA | NA | consumer mortgage coalition | consumer mortgage coalition | 1 | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | 521985066 | consumer mortgage coalition-Nonprofit | Other Nonprofit | NA | 52 | 52 | consumer mortgage coalition | NA | NA | NA | 521985066 | NA | CFPB | All Other Rules | NA | NA | NA | NA | NA | NA | 325391 | 936924 | NA | NA | NA | NA | NA | NA | NA | 325391 | Other Nonprofit | 677 | 4406 |
| electronic clearing house | 31 | https://www.federalreserve.gov/SECRS/2014/August/20140813/R-1489/R-1489_070814_129556_332251404945_1.pdf | R-1489 | 1 | FRS | clearing house | commerce clearing house | NA | NA | NA | electronic clearing house | NA | packet clearing house | clearing house | clearing house | electronic clearing house | packet clearing house | electronic clearing house | 1 | 1.0000000 | 721773 | NA | 22366 | NA | NA | NA | NA | NA | D000067124 | ECHO | NA | 943380476 | commerce clearing house-CIK;packet clearing house-Nonprofit;clearing house-OpenSecrets;electronic clearing house-SEC | Bank | clearing house | 25 | 59 | the clearing house, american bankers association, and financial services roundtable, gregg l. rozansky, alison touhey, and richard foster (3080 kb pdf) | NA | 0000721773 | NA | NA | D000067124 | FRS | All Other Rules | NA | 206666.67 | 1240000 | 80527.78 | 8697000 | 1449500.0 | 120515 | 1010342 | NA | NA | NA | NA | NA | NA | NA | 120515 | Bank | 274 | 2770 |
| royal bank america | 31 | https://www.federalreserve.gov/SECRS/2013/December/20131218/R-1411/R-1411_103013_111517_347817569237_1.pdf | R-1411 | 1 | FRS | bank america | bank america | NA | bank america illinois | royal bank america | bank america | bank america | bank america charitable foundation | bank america | bank america | royal bank america | bank america charitable foundation | royal bank america | 1 | 1.0000000 | 70858 | 70858 | 1085917 | 3622 | 18962 | NA | 279431 | 471217 | D000000090 | BAC | 522110 | 200721133 | bank america-CIK;bank america-Computstat;bank america illinois-FDIC;royal bank america-FFIEC;bank america charitable foundation-Nonprofit;bank america-OpenSecrets;bank america-SEC | Bank | bank america | 31 | 30 | bank of america corporation, kenneth l. miller (3551 kb pdf) | 3622 | 0000070858 | 279431 | NA | D000000090 | FRS | All Other Rules | 16647000 | 2668333.33 | 16010000 | 569491.53 | 33600000 | 5600000.0 | 86367250 | 274950638 | 342.949B | 342949000000 | 522110 | NA | NA | NA | NA | 86367250 | Bank | NA | 9603 |
| american bankers association | 30 | https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=56779 | 1157 | 1 | CFTC | american bankers association | NA | NA | NA | NA | NA | NA | american bankers association | american bankers assn | american bankers assn | NA | american bankers association | american bankers association | 1 | NA | NA | NA | NA | 30770 | 16501 | NA | NA | 344647 | D000000087 | NA | NA | 521001304 | american bankers association-Nonprofit;american bankers assn-OpenSecrets | Other Nonprofit | american bankers assn | 103 | 98 | american bankers association | NA | NA | NA | 521001304 | D000000087 | CFTC | All Other Rules | NA | 10001666.67 | 60010000 | 577957.94 | 247366000 | 41227666.7 | 129958383 | 85072792 | NA | NA | NA | NA | 1200 | 379 | www.aba.com | 129958383 | Other Nonprofit | 1031 | 5567 |
| fidelity american bank na richmond | 30 | https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=57227 | 1157 | 1 | CFTC | american bankers association source on 21312 | NA | NA | fidelity american bank na richmond | NA | NA | NA | citibank na employees association | NA | NA | fidelity american bank na richmond | citibank na employees association | fidelity american bank na richmond | 0 | NA | NA | NA | NA | 19100 | NA | NA | 208721 | NA | NA | NA | NA | 132878534 | fidelity american bank na richmond-FDIC;citibank na employees association-Nonprofit | Bank | NA | 2 | 10 | american bankers association (from other source on 2/13/12) | 19100 | NA | 208721 | NA | NA | CFTC | All Other Rules | 15546 | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | 0 | 0 | N/A | 15546 | Bank | 1031 | 5567 |
| committee on capital markets regulation | 30 | https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=60006 | 1007 | 1 | CFTC | committee on capital markets regulation | NA | NA | NA | NA | NA | NA | committee on capital markets regulation | NA | NA | NA | committee on capital markets regulation | committee on capital markets regulation | 1 | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | 300406260 | committee on capital markets regulation-Nonprofit | Other Nonprofit | NA | 37 | 37 | committee on capital markets regulation | NA | NA | NA | 300406260 | NA | CFTC | All Other Rules | NA | NA | NA | NA | NA | NA | 1631980 | 1577050 | NA | NA | NA | NA | NA | NA | NA | 1631980 | Other Nonprofit | 279 | 1271 |
| committee on capital markets regulation | 30 | https://www.regulations.gov/comment/OCC-2011-0008-0142 | OCC-2011-0008- | 1 | OCC | committee on capital markets regulation | NA | NA | NA | NA | NA | NA | committee on capital markets regulation | NA | NA | NA | committee on capital markets regulation | committee on capital markets regulation | 1 | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | 300406260 | committee on capital markets regulation-Nonprofit | Other Nonprofit | NA | 37 | 37 | committee on capital markets regulation | NA | NA | NA | 300406260 | NA | OCC | All Other Rules | NA | NA | NA | NA | NA | NA | 1631980 | 1577050 | NA | NA | NA | NA | NA | NA | NA | 1631980 | Other Nonprofit | NA | 1271 |
| american bankers association | 30 | https://www.regulations.gov/comment/OCC-2011-0014-0236 | OCC-2011-0014- | 1 | OCC | american bankers association | NA | NA | NA | NA | NA | NA | american bankers association | american bankers assn | american bankers assn | NA | american bankers association | american bankers association | 1 | NA | NA | NA | NA | 30770 | 16501 | NA | NA | 344647 | D000000087 | NA | NA | 521001304 | american bankers association-Nonprofit;american bankers assn-OpenSecrets | Other Nonprofit | american bankers assn | 103 | 98 | american bankers association | NA | NA | NA | 521001304 | D000000087 | OCC | All Other Rules | NA | 10001666.67 | 60010000 | 577957.94 | 247366000 | 41227666.7 | 129958383 | 85072792 | NA | NA | NA | NA | 1200 | 379 | www.aba.com | 129958383 | Other Nonprofit | NA | 5567 |
| arnall golden gregoryfa | 30 | https://www.regulations.gov/comment/CFPB-2013-0033-0380 | CFPB-2013-0033 | 1 | CFPB | arnall golden gregory | arnall golden gregoryfa | NA | NA | NA | NA | NA | NA | arnall golden gregory | arnall golden gregory | arnall golden gregoryfa | NA | arnall golden gregoryfa | 1 | 1.0859155 | NA | NA | NA | NA | NA | NA | NA | NA | D000060154 | NA | NA | NA | arnall golden gregoryfa-CIK;arnall golden gregory-OpenSecrets | Other Company | arnall golden gregory | 1 | 1 | arnall golden gregory | NA | NA | NA | NA | D000060154 | CFPB | All Other Rules | NA | 102500.00 | 205000 | 17083.33 | 205000 | 102500.0 | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | Other Company | NA | 10351 |
| american bankers association | 30 | https://www.federalreserve.gov/SECRS/2012/March/20120309/R-1432/R-1432_021312_105526_519231400402_1.pdf | R-1432 | 1 | FRS | american bankers association | NA | NA | NA | NA | NA | NA | american bankers association | american bankers assn | american bankers assn | NA | american bankers association | american bankers association | 1 | NA | NA | NA | NA | 30770 | 16501 | NA | NA | 344647 | D000000087 | NA | NA | 521001304 | american bankers association-Nonprofit;american bankers assn-OpenSecrets | Other Nonprofit | american bankers assn | 103 | 98 | american bankers association, frank keating (9468 kb pdf) | NA | NA | NA | 521001304 | D000000087 | FRS | All Other Rules | NA | 10001666.67 | 60010000 | 577957.94 | 247366000 | 41227666.7 | 129958383 | 85072792 | NA | NA | NA | NA | 1200 | 379 | www.aba.com | 129958383 | Other Nonprofit | 1006 | 5521 |
| arizona attorney generals office | 29 | https://www.regulations.gov/comment/CFPB-2016-0020-4237 | CFPB-2016-0020 | 1 | CFPB | west virginia attorney generals office | NA | NA | NA | NA | NA | NA | NA | arizona attorney generals office | arizona attorney generals office | NA | NA | arizona attorney generals office | 0 | NA | NA | NA | NA | NA | NA | NA | NA | NA | D000040556 | NA | NA | 680615057 | arizona attorney generals office-OpenSecrets | Other PAC Donor | arizona attorney generals office | 2 | 5 | west virginia attorney general’s office | NA | NA | NA | NA | D000040556 | CFPB | All Other Rules | NA | 0.00 | 0 | 0.00 | 0 | 0.0 | 2257 | 0 | NA | NA | NA | NA | NA | NA | NA | 2257 | Other PAC Donor | 153 | 1107 |
| american bankers association | 29 | https://www.regulations.gov/comment/CFPB-2016-0025-143966 | CFPB-2016-0025 | 1 | CFPB | american bankers association | NA | NA | NA | NA | NA | NA | american bankers association | american bankers assn | american bankers assn | NA | american bankers association | american bankers association | 1 | NA | NA | NA | NA | 30770 | 16501 | NA | NA | 344647 | D000000087 | NA | NA | 521001304 | american bankers association-Nonprofit;american bankers assn-OpenSecrets | Other Nonprofit | american bankers assn | 103 | 98 | american bankers association | NA | NA | NA | 521001304 | D000000087 | CFPB | Payday Loan Rules | NA | 10001666.67 | 60010000 | 577957.94 | 247366000 | 41227666.7 | 129958383 | 85072792 | NA | NA | NA | NA | 1200 | 379 | www.aba.com | 129958383 | Other Nonprofit | 690 | 5815 |
| american bankers association | 29 | https://www.regulations.gov/comment/CFPB-2016-0025-145307 | CFPB-2016-0025 | 1 | CFPB | american bankers association | NA | NA | NA | NA | NA | NA | american bankers association | american bankers assn | american bankers assn | NA | american bankers association | american bankers association | 1 | NA | NA | NA | NA | 30770 | 16501 | NA | NA | 344647 | D000000087 | NA | NA | 521001304 | american bankers association-Nonprofit;american bankers assn-OpenSecrets | Other Nonprofit | american bankers assn | 103 | 98 | american bankers association | NA | NA | NA | 521001304 | D000000087 | CFPB | Payday Loan Rules | NA | 10001666.67 | 60010000 | 577957.94 | 247366000 | 41227666.7 | 129958383 | 85072792 | NA | NA | NA | NA | 1200 | 379 | www.aba.com | 129958383 | Other Nonprofit | 690 | 5815 |
| arnold porter | 29 | https://www.federalreserve.gov/SECRS/2012/March/20120329/R-1432/R-1432_021312_105392_329628475303_1.pdf | R-1432 | 1 | FRS | arnold porter | arnold porter | NA | NA | NA | NA | NA | arnold porter foundation | arnold porter | arnold porter | arnold porter | arnold porter foundation | arnold porter | 1 | 1.0000000 | NA | NA | 906344 | NA | NA | NA | NA | NA | D000000538 | NA | NA | 521656501 | arnold porter-CIK;arnold porter foundation-Nonprofit;arnold porter-OpenSecrets | Other Company | arnold porter | 16 | 16 | arnold & porter llp, david f. freeman, jr. (11029 kb pdf) | NA | 0000906344 | NA | NA | D000000538 | FRS | All Other Rules | NA | 0.00 | 0 | 0.00 | 0 | 0.0 | 1365344 | 16970 | NA | NA | NA | NA | NA | NA | NA | 1365344 | Other Company | 682 | 6560 |
| pnc financial services | 28 | https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=56654 | 1157 | 1 | CFTC | pnc financial services | pnc financial services | NA | NA | NA | pnc financial services | pnc financial svcs | NA | pnc financial services | pnc financial services | pnc financial services | NA | pnc financial services | 1 | 1.0000000 | 713676 | 713676 | NA | NA | NA | NA | NA | NA | D000028398 | PNC | 522110 | NA | pnc financial services-CIK;pnc financial svcs-Computstat;pnc financial services-OpenSecrets;pnc financial services-SEC | Bank | pnc financial services | 30 | 29 | the pnc financial services group, inc. | NA | 0000713676 | NA | NA | D000028398 | CFTC | All Other Rules | NA | 495000.00 | 2970000 | 223937.50 | 7166000 | 1194333.3 | NA | NA | 81.203B | 81203000000 | 522110 | NA | NA | NA | NA | 81203000000 | Bank | 528 | 4872 |
| old point trust financial services na | 28 | https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=57192 | 1157 | 1 | CFTC | pnc financial services group inc source on 21312 | bmw financial services na | NA | incommons bank na | old point trust financial services na | NA | NA | rince na tiarna association | NA | NA | old point trust financial services na | rince na tiarna association | old point trust financial services na | 0 | 1.0000000 | 713676 | 713676 | NA | 3342 | 35248 | NA | 414858 | 2797210 | D000028398 | NA | 522110 | 161483971 | bmw financial services na-CIK;incommons bank na-FDIC;old point trust financial services na-FFIEC;rince na tiarna association-Nonprofit | Bank | NA | 2 | 12 | pnc financial services group, inc. (from other source on 2/13/12) | 3342 | 0000713676 | 414858 | NA | D000028398 | CFTC | All Other Rules | 154722 | 495000.00 | 2970000 | 223937.50 | 7166000 | 1194333.3 | 56008 | 44305 | 81.203B | 81203000000 | 522110 | NA | NA | NA | N/A | 56008 | Bank | 528 | 4928 |
| one world bank | 28 | https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=44515 | 759 | 1 | CFTC | world bank | world bankcard solutions | NA | one world bank | one world bank | NA | NA | stichting womens world banking | world bank | world bank | one world bank | stichting womens world banking | one world bank | 1 | 1.0869681 | NA | NA | NA | 57901 | 57901 | NA | 3296859 | 3296859 | D000031148 | NA | NA | 133118378 | world bankcard solutions-CIK;one world bank-FDIC;one world bank-FFIEC;stichting womens world banking-Nonprofit;world bank-OpenSecrets | Bank | world bank | 6 | 6 | the world bank | 57901 | NA | 3296859 | NA | D000031148 | CFTC | All Other Rules | 79749 | 0.00 | 0 | 0.00 | 0 | 0.0 | 30522572 | 13773204 | NA | NA | NA | NA | NA | NA | NA | 30522572 | Bank | NA | 1147 |
| american council life insurers | 28 | https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=60480 | 1007 | 1 | CFTC | american council life insurers | NA | NA | NA | NA | NA | NA | NA | american council life insurers | american council life insurers | NA | NA | american council life insurers | 1 | NA | NA | NA | NA | NA | NA | NA | NA | NA | D000000152 | NA | NA | 273782503 | american council life insurers-OpenSecrets | Other PAC Donor | american council life insurers | 37 | 37 | american council of life insurers | NA | NA | NA | NA | D000000152 | CFTC | All Other Rules | NA | 4634490.50 | 27806943 | 229983.94 | 31507800 | 5251300.0 | NA | NA | NA | NA | NA | NA | 12 | 5 | WWW.CEFLI.ORG | NA | Other PAC Donor | 967 | 10018 |
| seward kissel | 28 | https://www.regulations.gov/comment/OCC-2013-0016-0091 | OCC-2013-0016- | 1 | OCC | seward kissel | seward kissel | NA | NA | NA | NA | NA | NA | seward kissel | seward kissel | seward kissel | NA | seward kissel | 1 | 1.0000000 | NA | NA | NA | NA | NA | NA | NA | NA | D000043850 | NA | NA | NA | seward kissel-CIK;seward kissel-OpenSecrets | Other Company | seward kissel | 5 | 5 | seward & kissel llp | NA | NA | NA | NA | D000043850 | OCC | All Other Rules | NA | 0.00 | 0 | 0.00 | 0 | 0.0 | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | Other Company | NA | 4961 |
| pnc financial services | 28 | https://www.regulations.gov/comment/OCC-2011-0014-0213 | OCC-2011-0014- | 1 | OCC | pnc financial services | pnc financial services | NA | NA | NA | pnc financial services | pnc financial svcs | NA | pnc financial services | pnc financial services | pnc financial services | NA | pnc financial services | 1 | 1.0000000 | 713676 | 713676 | NA | NA | NA | NA | NA | NA | D000028398 | PNC | 522110 | NA | pnc financial services-CIK;pnc financial svcs-Computstat;pnc financial services-OpenSecrets;pnc financial services-SEC | Bank | pnc financial services | 30 | 29 | pnc financial services group, inc. | NA | 0000713676 | NA | NA | D000028398 | OCC | All Other Rules | NA | 495000.00 | 2970000 | 223937.50 | 7166000 | 1194333.3 | NA | NA | 81.203B | 81203000000 | 522110 | NA | NA | NA | NA | 81203000000 | Bank | NA | 4872 |
| bank america na | 28 | https://www.regulations.gov/comment/CFPB-2012-0033-0158 | CFPB-2012-0033 | 1 | CFPB | bank america na | bank america na | NA | NA | NA | NA | NA | mary h robinson trust 302854700 bank america na | NA | NA | bank america na | mary h robinson trust 302854700 bank america na | bank america na | 1 | 1.0000000 | 1286923 | 70858 | NA | 3510 | 3510 | NA | NA | 480228 | D000022562 | NA | 522110 | 436260501 | bank america na-CIK;mary h robinson trust 302854700 bank america na-Nonprofit | Other Company | NA | 3 | 3 | bank of america, n.a. | 3510 | 0000070858 | 480228 | NA | D000022562 | CFPB | All Other Rules | 1707215000 | 0.00 | 0 | 0.00 | 0 | 0.0 | 546530 | 25268 | 342.949B | 342949000000 | 522110 | NA | NA | NA | NA | 546530 | Other Company | 251 | 3916 |
| national consumer law center | 28 | https://www.regulations.gov/comment/CFPB-2012-0029-0093 | CFPB-2012-0029 | 1 | CFPB | national consumer law center | NA | NA | NA | NA | NA | NA | national consumer law center | NA | NA | NA | national consumer law center | national consumer law center | 1 | NA | NA | NA | NA | NA | NA | NA | NA | NA | D000056959 | NA | NA | 42488502 | national consumer law center-Nonprofit | Other Nonprofit | NA | 56 | 57 | national consumer law center | NA | NA | NA | 42488502 | D000056959 | CFPB | All Other Rules | NA | 188879.83 | 1133279 | 42876.32 | 943279 | 157213.2 | 17440205 | 6936521 | NA | NA | NA | NA | NA | NA | NA | 17440205 | Other Nonprofit | 150 | 3528 |
| national consumer law center | 28 | https://www.regulations.gov/comment/CFPB-2012-0029-0138 | CFPB-2012-0029 | 1 | CFPB | national consumer law center | NA | NA | NA | NA | NA | NA | national consumer law center | NA | NA | NA | national consumer law center | national consumer law center | 1 | NA | NA | NA | NA | NA | NA | NA | NA | NA | D000056959 | NA | NA | 42488502 | national consumer law center-Nonprofit | Other Nonprofit | NA | 56 | 57 | national consumer law center | NA | NA | NA | 42488502 | D000056959 | CFPB | All Other Rules | NA | 188879.83 | 1133279 | 42876.32 | 943279 | 157213.2 | 17440205 | 6936521 | NA | NA | NA | NA | NA | NA | NA | 17440205 | Other Nonprofit | 150 | 3528 |
| bank america na | 28 | https://www.regulations.gov/comment/CFPB-2012-0034-0141 | CFPB-2012-0034 | 1 | CFPB | bank america na | bank america na | NA | NA | NA | NA | NA | mary h robinson trust 302854700 bank america na | NA | NA | bank america na | mary h robinson trust 302854700 bank america na | bank america na | 1 | 1.0000000 | 1286923 | 70858 | NA | 3510 | 3510 | NA | NA | 480228 | D000022562 | NA | 522110 | 436260501 | bank america na-CIK;mary h robinson trust 302854700 bank america na-Nonprofit | Other Company | NA | 3 | 3 | bank of america, n.a. | 3510 | 0000070858 | 480228 | NA | D000022562 | CFPB | All Other Rules | 1707215000 | 0.00 | 0 | 0.00 | 0 | 0.0 | 546530 | 25268 | 342.949B | 342949000000 | 522110 | NA | NA | NA | NA | 546530 | Other Company | 245 | 3916 |
Technical terms x assets
#assets-tech
t <- d %>% drop_na(dictionary_terms)
# nonprofits
p <- t %>%
filter(!is.na(nonprofits_resources_name),
assets > 10) %>%
ggplot() +
aes(x = assets/1000000,
y = dictionary_terms) +
geom_jitter(alpha = .5) +
geom_smooth(method = "lm"
) +
geom_smooth(color = "light blue") +
labs(x = "Assets (Millions USD)",
y = "Technical Terms",
title = "Nonprofits")
p
p +
scale_y_log10() +
scale_x_log10()
# credit unions
p <- t %>%
filter(!is.na(CreditUnions_name),
assets > 10) %>%
ggplot() +
aes(x = assets/1000000,
y = dictionary_terms) +
geom_jitter(alpha = .5) +
geom_smooth(method = "lm"
) +
geom_smooth(color = "light blue") +
labs(x = "Assets (Millions USD)",
y = "Technical Terms",
title = "Credit Unions")
p
p +
scale_y_log10() +
scale_x_log10()
# Publicly - traded companies
p <- t %>%
filter(!is.na(marketcap2)) %>%
ggplot() +
aes(x = marketcap2/1000000,
y = dictionary_terms) +
geom_jitter(alpha = .5) +
geom_smooth(method = "lm"
) +
geom_smooth(color = "light blue", formula = y ~ poly(x, 3)) +
labs(x = "Market Capitalization (Millions USD)",
y = "Technical Terms",
title = "Publicly-Traded Companies")
p
p +
scale_y_log10() +
scale_x_log10() #+ xlim(c(0, 400))
# FDIC ASSETS
p <- t %>%
filter(!is.na(ASSET),
ASSET > 10) %>%
ggplot() +
aes(x = ASSET/1000000, # %>% log(),
y = dictionary_terms ) +
geom_point(alpha = .5) +
geom_smooth(method = "lm"
) +
geom_smooth(color = "light blue") +
labs(x = "Assets (Millions USD)",
y = "Technical Terms",
title = "FDIC-Insured Banks")
p
p +
scale_y_log10() +
scale_x_log10()
t %>%
filter(!is.na(ASSET),
ASSET > 10,
dictionary_terms == 0) %>%
dplyr::select(org_name, everything() ) %>%
kablebox()| org_name | docket_id | comment_docket_count | comment_url | comment_agency | comment_org_name | CIK_name | CreditUnions_name | FDIC_Institutions_name | FFIECInstitutions_name | SEC_Institutions_name | compustat_resources_name | nonprofits_resources_name | opensecrets_resources_jwVersion_name | best_match_name_crp | best_match_name_corp | best_match_name_nonprofit | best_match_name | exact_match_present | CIK_score | SEC_Institutions-bestMatch:CIK | compustat_resources-bestMatch:cik | CIK-bestMatch:CIK | FDIC_Institutions-bestMatch:CERT | FFIECInstitutions-bestMatch:FDIC Certificate Number | CreditUnions-bestMatch:RSSD | FDIC_Institutions-bestMatch:FED_RSSD | FFIECInstitutions-bestMatch:IDRSSD | opensecrets_resources_jwVersion-bestMatch:parentID | SEC_Institutions-bestMatch:Ticker | compustat_resources-bestMatch:naics | nonprofits_resources-bestMatch:ein | matches | org_type2 | opensecrets_resources_name | org_comments | best_match_org_comments | organization | CERT | cik | rssd | ein | parentID | Agency | payday | ASSET | MeanLobbyingAmount | TotalLobbyingAmount | MeanContribAmount | TotalContribAmount | MeanContribAmountPerYearContributed | assets | revenue | marketcap | marketcap2 | naics | Total Assets | TotalVolunteersCnt | TotalEmployeeCnt | WebsiteAddressTxt | org_resources | org_type | efficacy | Total_Legal_Citations | dictionary_terms |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| one world bank | 1032 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=307 | CFTC | world bank | world bankcard solutions | NA | one world bank | one world bank | NA | NA | stichting womens world banking | world bank | world bank | one world bank | stichting womens world banking | one world bank | 1 | 1.0869681 | NA | NA | NA | 57901 | 57901 | NA | 3296859 | 3296859 | D000031148 | NA | NA | 133118378 | world bankcard solutions-CIK;one world bank-FDIC;one world bank-FFIEC;stichting womens world banking-Nonprofit;world bank-OpenSecrets | Bank | world bank | 6 | 6 | world bank group | 57901 | NA | 3296859 | NA | D000031148 | CFTC | All Other Rules | 79749 | 0.0 | 0 | 0.000 | 0 | 0.00 | 30522572 | 13773204 | NA | NA | NA | NA | NA | NA | NA | 30522572 | Bank | NA | NA | 0 |
| deutsche bank national trust | 1032 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=459 | CFTC | deutsche bank | deutsche bank suisse | NA | deutsche bank trust company americas | deutsche bank national trust | NA | deutsche bank ag | deutsche bank americas foundation | deutsche bank ag | deutsche bank ag | deutsche bank national trust | deutsche bank americas foundation | deutsche bank national trust | 0 | 1.0000000 | NA | 1159508 | NA | 623 | 26732 | NA | 214807 | 670560 | D000021959 | NA | 522110 | 133321736 | deutsche bank suisse-CIK;deutsche bank ag-Computstat;deutsche bank trust company americas-FDIC;deutsche bank national trust-FFIEC;deutsche bank americas foundation-Nonprofit;deutsche bank ag-OpenSecrets | Bank | deutsche bank ag | 6 | 6 | deutsche bank | 623 | 0001159508 | 214807 | NA | D000021959 | CFTC | All Other Rules | 48728000 | 591666.7 | 3550000 | 300000.000 | 6300000 | 1050000.00 | NA | NA | 26.537B | 26537000000 | 522110 | NA | NA | NA | NA | 48728000 | Bank | NA | NA | 0 |
| goldman sachs bank usa | 1032 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=485 | CFTC | goldman sachs | goldman sachs | NA | goldman sachs bank usa | goldman sachs bank usa | goldman sachs | goldman sachs | goldman sachs foundation | goldman sachs | goldman sachs | goldman sachs bank usa | goldman sachs foundation | goldman sachs bank usa | 1 | 1.0000000 | 886982 | 886982 | NA | 33124 | 33124 | NA | 2182786 | 2182786 | D000000085 | GS | 523110 | 311678646 | goldman sachs-CIK;goldman sachs-Computstat;goldman sachs bank usa-FDIC;goldman sachs bank usa-FFIEC;goldman sachs foundation-Nonprofit;goldman sachs-OpenSecrets;goldman sachs-SEC | Bank | goldman sachs | 38 | 41 | goldman sachs | 33124 | 0000886982 | 2182786 | NA | D000000085 | CFTC | All Other Rules | 156156000 | 3410000.0 | 20460000 | 261182.573 | 62945000 | 10490833.33 | 560669732 | 26568480 | 139.521B | 139521000000 | 523110 | NA | NA | NA | NA | 560669732 | Bank | NA | NA | 0 |
| compass bank | 1032 | 1 | https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=58869 | CFTC | compass bank | compass bank | NA | compass bankco | compass bank | NA | NA | compass bank foundation | compass bank | compass bank | compass bank | compass bank foundation | compass bank | 1 | 1.0000000 | NA | NA | NA | 24899 | 19048 | NA | 167051 | 697633 | D000045290 | NA | NA | 630823545 | compass bank-CIK;compass bankco-FDIC;compass bank-FFIEC;compass bank foundation-Nonprofit;compass bank-OpenSecrets | Bank | compass bank | 2 | 2 | compass bank | 24899 | NA | 167051 | NA | D000045290 | CFTC | All Other Rules | 339262 | 286666.7 | 1720000 | 130769.231 | 3400000 | 566666.67 | 2535576 | 20578 | NA | NA | NA | NA | NA | NA | NA | 2535576 | Bank | NA | NA | 0 |
| goldman sachs bank usa | 1157 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=542 | CFTC | goldman sachs | goldman sachs | NA | goldman sachs bank usa | goldman sachs bank usa | goldman sachs | goldman sachs | goldman sachs foundation | goldman sachs | goldman sachs | goldman sachs bank usa | goldman sachs foundation | goldman sachs bank usa | 1 | 1.0000000 | 886982 | 886982 | NA | 33124 | 33124 | NA | 2182786 | 2182786 | D000000085 | GS | 523110 | 311678646 | goldman sachs-CIK;goldman sachs-Computstat;goldman sachs bank usa-FDIC;goldman sachs bank usa-FFIEC;goldman sachs foundation-Nonprofit;goldman sachs-OpenSecrets;goldman sachs-SEC | Bank | goldman sachs | 38 | 41 | goldman sachs | 33124 | 0000886982 | 2182786 | NA | D000000085 | CFTC | All Other Rules | 156156000 | 3410000.0 | 20460000 | 261182.573 | 62945000 | 10490833.33 | 560669732 | 26568480 | 139.521B | 139521000000 | 523110 | NA | NA | NA | NA | 560669732 | Bank | NA | NA | 0 |
| u s century bank | 1157 | 1 | https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=57077 | CFTC | u s citizen | NA | u s court house sdny | u s century bank | NA | NA | u s concrete | NA | NA | NA | u s century bank | u s court house sdny | u s century bank | 0 | NA | 922330 | 1073429 | NA | 57369 | NA | 500872 | 3146150 | NA | D000057100 | NA | 327320 | 520792934 | u s concrete-Computstat;u s court house sdny-Credit Union;u s century bank-FDIC | Bank | NA | 2 | 1 |
|
57369 | 0001073429 | 500872 | NA | D000057100 | CFTC | All Other Rules | 973876 | 100000.0 | 100000 | 33333.333 | 100000 | 100000.00 | 595671 | 33568 | 1.261B | 1261000000 | 327320 | 3181552 | NA | NA | NA | 595671 | Bank | NA | NA | 0 |
| barclays bank delaware | 933 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=257 | CFTC | barclays bank | barclays bank | NA | barclays bank california | barclays bank delaware | NA | barclays bank | NA | barclays bank | barclays bank | barclays bank delaware | NA | barclays bank delaware | 1 | 1.0000000 | NA | 312070 | NA | 19521 | 57203 | NA | 232865 | 2980209 | D000024255 | NA | 522110 | NA | barclays bank-CIK;barclays bank-Computstat;barclays bank california-FDIC;barclays bank delaware-FFIEC;barclays bank-OpenSecrets | Bank | barclays bank | 1 | 3 | barclays bank plc | 19521 | 0000312070 | 232865 | NA | D000024255 | CFTC | All Other Rules | 1263088 | 516666.7 | 2300000 | 107647.059 | 7320000 | 1220000.00 | NA | NA | NA | NA | NA | NA | NA | NA | NA | 1263088 | Bank | NA | NA | 0 |
| national rural electric cooperative association | 933 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=250 | CFTC | national rural electric cooperative association | national rural electric cooperative association | NA | NA | NA | NA | NA | NA | national rural electric cooperative assn | national rural electric cooperative assn | national rural electric cooperative association | NA | national rural electric cooperative association | 1 | 1.0000000 | NA | 70502 | NA | 11985 | NA | NA | NA | NA | D000000153 | NA | 522298 | 356007147 | national rural electric cooperative association-CIK;national rural electric cooperative assn-OpenSecrets | Other Company | national rural electric cooperative assn | 11 | 11 | national rural electric cooperative association | 11985 | 0000070502 | NA | NA | D000000153 | CFTC | All Other Rules | 37410 | 2521000.0 | 15126000 | 172784.689 | 36112000 | 6018666.67 | NA | NA | NA | NA | NA | NA | NA | NA | NA | 37410 | Other Company | NA | NA | 0 |
| national rural electric cooperative association | 933 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=248 | CFTC | national rural electric cooperative association | national rural electric cooperative association | NA | NA | NA | NA | NA | NA | national rural electric cooperative assn | national rural electric cooperative assn | national rural electric cooperative association | NA | national rural electric cooperative association | 1 | 1.0000000 | NA | 70502 | NA | 11985 | NA | NA | NA | NA | D000000153 | NA | 522298 | 356007147 | national rural electric cooperative association-CIK;national rural electric cooperative assn-OpenSecrets | Other Company | national rural electric cooperative assn | 11 | 11 | national rural electric cooperative association | 11985 | 0000070502 | NA | NA | D000000153 | CFTC | All Other Rules | 37410 | 2521000.0 | 15126000 | 172784.689 | 36112000 | 6018666.67 | NA | NA | NA | NA | NA | NA | NA | NA | NA | 37410 | Other Company | NA | NA | 0 |
| capital one national association | 933 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=243 | CFTC | capital one na | capital one national association | financial one | capital one national association | capital one national association | capital one national association | capital one financial | bratenahl one hundred | one nation pac | one nation pac | capital one national association | financial one | capital one national association | 0 | 1.0743644 | 47288 | 927628 | NA | 4297 | 4297 | 336790 | 112837 | 112837 | D000046014 | HIB | 522210 | 341936985 | capital one national association-CIK;capital one financial-Computstat;financial one-Credit Union;capital one national association-FDIC;capital one national association-FFIEC;bratenahl one hundred-Nonprofit;one nation pac-OpenSecrets;capital one national association-SEC | Bank | one nation pac | 1 | 8 | capital one n.a. | 4297 | 0000927628 | 336790 | NA | D000046014 | CFTC | All Other Rules | 282071109 | 0.0 | 0 | 0.000 | 0 | 0.00 | 0 | 18990 | 77.869B | 77869000000 | 522210 | 89262203 | NA | NA | NA | 0 | Bank | NA | NA | 0 |
| ice clear credit | 929 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=240 | CFTC | ice clear us | ice clear credit | NA | NA | NA | NA | NA | NA | NA | NA | ice clear credit | NA | ice clear credit | 0 | 0.9793512 | 1307431 | NA | NA | 15690 | 15690 | NA | NA | 865544 | NA | NA | NA | 300159771 | ice clear credit-CIK | Other Company | NA | 4 | 6 | ice clear u.s. | 15690 | 0001307431 | 865544 | NA | NA | CFTC | All Other Rules | 396992 | NA | NA | NA | NA | NA | 4075717 | 326732 | NA | NA | NA | NA | NA | NA | NA | 4075717 | Other Company | NA | NA | 0 |
| freedom bank oklahoma | 933 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=238 | CFTC | bank oklahoma | bank oklahoma na gfn | NA | community bank oklahoma | freedom bank oklahoma | NA | NA | regional food bank oklahoma | oklahoma bankers assn | oklahoma bankers assn | freedom bank oklahoma | regional food bank oklahoma | freedom bank oklahoma | 0 | 1.0000000 | NA | NA | NA | 4217 | 18856 | NA | 412452 | 284154 | D000000087 | NA | NA | 731100380 | bank oklahoma na gfn-CIK;community bank oklahoma-FDIC;freedom bank oklahoma-FFIEC;regional food bank oklahoma-Nonprofit;oklahoma bankers assn-OpenSecrets | Bank | oklahoma bankers assn | 2 | 2 | bank of oklahoma | 4217 | NA | 412452 | NA | D000000087 | CFTC | All Other Rules | 47302 | 10001666.7 | 60010000 | 577957.944 | 247366000 | 41227666.68 | 6341022 | 55944046 | NA | NA | NA | NA | NA | NA | NA | 6341022 | Bank | NA | NA | 0 |
| chicago mercantile exchange | 925 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=528 | CFTC | chicago mercantile exchange | chicago mercantile exchange | NA | NA | NA | NA | NA | NA | chicago mercantile exchange | chicago mercantile exchange | chicago mercantile exchange | NA | chicago mercantile exchange | 1 | 1.0000000 | NA | NA | NA | 910 | NA | NA | NA | NA | D000023666 | NA | NA | NA | chicago mercantile exchange-CIK;chicago mercantile exchange-OpenSecrets | Other Company | chicago mercantile exchange | 7 | 7 | chicago mercantile exchange | 910 | NA | NA | NA | D000023666 | CFTC | All Other Rules | 71374 | 1730000.0 | 10380000 | 303434.343 | 30040000 | 5006666.67 | NA | NA | NA | NA | NA | NA | NA | NA | NA | 71374 | Other Company | NA | NA | 0 |
| blue mountain ca master fund gp | 986 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=879 | CFTC | blue mountain capital management llc blue mountain | blue mountain ca master fund gp | blue mountain | NA | NA | NA | blue ridge mountain resource | NA | blue mountain community college | blue mountain community college | blue mountain ca master fund gp | blue mountain | blue mountain ca master fund gp | 0 | 1.0580606 | 1077814 | 1335190 | NA | 17629 | 17629 | 24891 | NA | 1017854 | D000047851 | NA | 211111 | 274516696 | blue mountain ca master fund gp-CIK;blue ridge mountain resource-Computstat;blue mountain-Credit Union;blue mountain community college-OpenSecrets | Other Company | blue mountain community college | 1 | 1 | blue mountain capital management llc (blue mountain) | 17629 | 0001335190 | 24891 | NA | D000047851 | CFTC | All Other Rules | 44633 | 0.0 | 0 | 0.000 | 0 | 0.00 | NA | NA | NA | NA | NA | 31232237 | NA | NA | NA | 44633 | Other Company | NA | NA | 0 |
| frost national bank san antonio na trustee | 933 | 1 | https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=27790 | CFTC | frost national bank san antonio tx | frost national bank san antonio na trustee | NA | NA | NA | NA | NA | NA | NA | NA | frost national bank san antonio na trustee | NA | frost national bank san antonio na trustee | 0 | 0.9566933 | NA | NA | NA | 11152 | 26519 | NA | NA | 943853 | D000033907 | NA | NA | 746294973 | frost national bank san antonio na trustee-CIK | Other Company | NA | 2 | 2 | the frost national bank, san antonio, tx | 11152 | NA | 943853 | NA | D000033907 | CFTC | All Other Rules | 11679 | 0.0 | 0 | 0.000 | 0 | 0.00 | 268843 | 21715 | NA | NA | NA | NA | NA | NA | NA | 268843 | Other Company | NA | NA | 0 |
| peoples bank | 933 | 1 | https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=27774 | CFTC | peoples bank | peoples bankct | NA | peoples banking | peoples bank | new peoples bankshares | new peoples bankshares | peoples bank foundation | peoples bank | peoples bank | peoples bank | peoples bank foundation | peoples bank | 1 | 1.0439856 | 1163389 | 1163389 | NA | 16556 | 5779 | NA | 8837 | 7045 | D000036602 | NWPP | 522110 | 581811866 | peoples bankct-CIK;new peoples bankshares-Computstat;peoples banking-FDIC;peoples bank-FFIEC;peoples bank foundation-Nonprofit;peoples bank-OpenSecrets;new peoples bankshares-SEC | Bank | peoples bank | 44 | 44 | the peoples bank co | 16556 | 0001163389 | 8837 | NA | D000036602 | CFTC | All Other Rules | 8391 | 0.0 | 0 | 0.000 | 0 | 0.00 | 125971 | 2789 | 51.911M | 51911000 | 522110 | NA | NA | NA | NA | 125971 | Bank | NA | NA | 0 |
| cypress bank ssb | 933 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=223 | CFTC | cypress group cypress | cypress grove partners | NA | barnett bank cypress gardens national association | cypress bank ssb | cypress energy partners | cypress energy partners | cypress gardens housing | cypress administrative services | cypress administrative services | cypress bank ssb | cypress gardens housing | cypress bank ssb | 0 | 1.0908069 | 1587246 | 1587246 | NA | 19049 | 31905 | NA | 975939 | 729178 | D000049941 | CELP | 213112 | 770433841 | cypress grove partners-CIK;cypress energy partners-Computstat;barnett bank cypress gardens national association-FDIC;cypress bank ssb-FFIEC;cypress gardens housing-Nonprofit;cypress administrative services-OpenSecrets;cypress energy partners-SEC | Bank | cypress administrative services | 1 | 1 | the cypress group (cypress) | 19049 | 0001587246 | 975939 | NA | D000049941 | CFTC | All Other Rules | 19991 | 0.0 | 0 | 0.000 | 0 | 0.00 | 5148042 | 668131 | 24.047M | 24047000 | 213112 | NA | NA | NA | NA | 5148042 | Bank | NA | NA | 0 |
| goldman sachs bank usa | 933 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=884 | CFTC | goldman sachs bank usa | goldman sachs bank usa | NA | goldman sachs bank usa | goldman sachs bank usa | NA | NA | NA | NA | NA | goldman sachs bank usa | NA | goldman sachs bank usa | 1 | 1.0000000 | 1579762 | 1572694 | NA | 33124 | 33124 | NA | 2182786 | 2182786 | D000000085 | NA | 523999 | 311774905 | goldman sachs bank usa-CIK;goldman sachs bank usa-FDIC;goldman sachs bank usa-FFIEC | Bank | NA | 3 | 41 | goldman sachs bank usa | 33124 | 0001572694 | 2182786 | NA | D000000085 | CFTC | All Other Rules | 156156000 | 3410000.0 | 20460000 | 261182.573 | 62945000 | 10490833.33 | 426562541 | 175980409 | 1.976B | 1976000000 | 523999 | NA | NA | NA | NA | 426562541 | Bank | NA | NA | 0 |
| wells fargo bank | 933 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=219 | CFTC | wells fargo | wells fargo | NA | wells fargo bank | wells fargo bank | wells fargo | wells fargo | wells fargo foundation | wells fargo | wells fargo | wells fargo bank | wells fargo foundation | wells fargo bank | 1 | 1.0000000 | 72971 | 72971 | NA | 25890 | 25890 | NA | 167565 | 167565 | D000019743 | WFC | 522110 | 411367441 | wells fargo-CIK;wells fargo-Computstat;wells fargo bank-FDIC;wells fargo bank-FFIEC;wells fargo foundation-Nonprofit;wells fargo-OpenSecrets;wells fargo-SEC | Bank | wells fargo | 61 | 62 | wells fargo | 25890 | 0000072971 | 167565 | NA | D000019743 | CFTC | All Other Rules | 667763 | 5130000.0 | 30780000 | 699652.174 | 80460000 | 13410000.00 | 531481108 | 9414724 | 200.721B | 200721000000 | 522110 | NA | NA | NA | NA | 531481108 | Bank | NA | NA | 0 |
| goldman sachs bank usa | 933 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=216 | CFTC | goldman sachs | goldman sachs | NA | goldman sachs bank usa | goldman sachs bank usa | goldman sachs | goldman sachs | goldman sachs foundation | goldman sachs | goldman sachs | goldman sachs bank usa | goldman sachs foundation | goldman sachs bank usa | 1 | 1.0000000 | 886982 | 886982 | NA | 33124 | 33124 | NA | 2182786 | 2182786 | D000000085 | GS | 523110 | 311678646 | goldman sachs-CIK;goldman sachs-Computstat;goldman sachs bank usa-FDIC;goldman sachs bank usa-FFIEC;goldman sachs foundation-Nonprofit;goldman sachs-OpenSecrets;goldman sachs-SEC | Bank | goldman sachs | 38 | 41 | goldman sachs | 33124 | 0000886982 | 2182786 | NA | D000000085 | CFTC | All Other Rules | 156156000 | 3410000.0 | 20460000 | 261182.573 | 62945000 | 10490833.33 | 560669732 | 26568480 | 139.521B | 139521000000 | 523110 | NA | NA | NA | NA | 560669732 | Bank | NA | NA | 0 |
| wells fargo bank | 933 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=302 | CFTC | wells fargo | wells fargo | NA | wells fargo bank | wells fargo bank | wells fargo | wells fargo | wells fargo foundation | wells fargo | wells fargo | wells fargo bank | wells fargo foundation | wells fargo bank | 1 | 1.0000000 | 72971 | 72971 | NA | 25890 | 25890 | NA | 167565 | 167565 | D000019743 | WFC | 522110 | 411367441 | wells fargo-CIK;wells fargo-Computstat;wells fargo bank-FDIC;wells fargo bank-FFIEC;wells fargo foundation-Nonprofit;wells fargo-OpenSecrets;wells fargo-SEC | Bank | wells fargo | 61 | 62 | wells fargo | 25890 | 0000072971 | 167565 | NA | D000019743 | CFTC | All Other Rules | 667763 | 5130000.0 | 30780000 | 699652.174 | 80460000 | 13410000.00 | 531481108 | 9414724 | 200.721B | 200721000000 | 522110 | NA | NA | NA | NA | 531481108 | Bank | NA | NA | 0 |
| webster bank national association | 933 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=317 | CFTC | webster bank | webster bank n | NA | webster bank trust | webster bank national association | NA | NA | g whitmore tr fbo h whittemore libra webster bank wtc 983800 | webster bank | webster bank | webster bank national association | g whitmore tr fbo h whittemore libra webster bank wtc 983800 | webster bank national association | 1 | 1.0000000 | NA | NA | NA | 20458 | 18221 | NA | 979450 | 761806 | D000029787 | NA | NA | 66025602 | webster bank n-CIK;webster bank trust-FDIC;webster bank national association-FFIEC;g whitmore tr fbo h whittemore libra webster bank wtc 983800-Nonprofit;webster bank-OpenSecrets | Bank | webster bank | 5 | 7 | webster bank | 20458 | NA | 979450 | NA | D000029787 | CFTC | All Other Rules | 33915 | 0.0 | 0 | 5789.474 | 110000 | 27500.00 | NA | NA | NA | NA | NA | NA | NA | NA | NA | 33915 | Bank | NA | NA | 0 |
| goldman sachs bank usa | 933 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=313 | CFTC | goldman sachs | goldman sachs | NA | goldman sachs bank usa | goldman sachs bank usa | goldman sachs | goldman sachs | goldman sachs foundation | goldman sachs | goldman sachs | goldman sachs bank usa | goldman sachs foundation | goldman sachs bank usa | 1 | 1.0000000 | 886982 | 886982 | NA | 33124 | 33124 | NA | 2182786 | 2182786 | D000000085 | GS | 523110 | 311678646 | goldman sachs-CIK;goldman sachs-Computstat;goldman sachs bank usa-FDIC;goldman sachs bank usa-FFIEC;goldman sachs foundation-Nonprofit;goldman sachs-OpenSecrets;goldman sachs-SEC | Bank | goldman sachs | 38 | 41 | goldman sachs | 33124 | 0000886982 | 2182786 | NA | D000000085 | CFTC | All Other Rules | 156156000 | 3410000.0 | 20460000 | 261182.573 | 62945000 | 10490833.33 | 560669732 | 26568480 | 139.521B | 139521000000 | 523110 | NA | NA | NA | NA | 560669732 | Bank | NA | NA | 0 |
| regions bank | 933 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=338 | CFTC | regions bank | regions bank | NA | regions bank | regions bank | NA | NA | airport area chamber commerce regions bank building | regions bank | regions bank | regions bank | airport area chamber commerce regions bank building | regions bank | 1 | 1.0000000 | NA | NA | NA | 12368 | 12368 | NA | 233031 | 233031 | D000037015 | NA | NA | 581612754 | regions bank-CIK;regions bank-FDIC;regions bank-FFIEC;airport area chamber commerce regions bank building-Nonprofit;regions bank-OpenSecrets | Bank | regions bank | 5 | 5 | regions bank | 12368 | NA | 233031 | NA | D000037015 | CFTC | All Other Rules | 123636430 | 0.0 | 0 | 0.000 | 0 | 0.00 | 27039 | 39562 | NA | NA | NA | NA | NA | NA | NA | 27039 | Bank | NA | NA | 0 |
| morgan stanley bank na | 933 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=398 | CFTC | morgan stanley | morgan stanley | NA | morgan stanley bank national association | morgan stanley bank na | morgan stanley | morgan stanley | morgan stanley foundation | morgan stanley | morgan stanley | morgan stanley bank na | morgan stanley foundation | morgan stanley bank na | 1 | 1.0000000 | 895421 | 895421 | NA | 32992 | 32992 | NA | 1456501 | 1456501 | D000000106 | MS | 523110 | 136155650 | morgan stanley-CIK;morgan stanley-Computstat;morgan stanley bank national association-FDIC;morgan stanley bank na-FFIEC;morgan stanley foundation-Nonprofit;morgan stanley-OpenSecrets;morgan stanley-SEC | Bank | morgan stanley | 59 | 61 | morgan stanley | 32992 | 0000895421 | 1456501 | NA | D000000106 | CFTC | All Other Rules | 127377000 | 3053333.3 | 18320000 | 507466.667 | 38060000 | 6343333.33 | NA | NA | 183.806B | 183806000000 | 523110 | NA | NA | NA | WWW.MORGANSTANLEY.COM | 127377000 | Bank | NA | NA | 0 |
| goldman sachs bank usa | 933 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=399 | CFTC | goldman sachs | goldman sachs | NA | goldman sachs bank usa | goldman sachs bank usa | goldman sachs | goldman sachs | goldman sachs foundation | goldman sachs | goldman sachs | goldman sachs bank usa | goldman sachs foundation | goldman sachs bank usa | 1 | 1.0000000 | 886982 | 886982 | NA | 33124 | 33124 | NA | 2182786 | 2182786 | D000000085 | GS | 523110 | 311678646 | goldman sachs-CIK;goldman sachs-Computstat;goldman sachs bank usa-FDIC;goldman sachs bank usa-FFIEC;goldman sachs foundation-Nonprofit;goldman sachs-OpenSecrets;goldman sachs-SEC | Bank | goldman sachs | 38 | 41 | goldman sachs & co. | 33124 | 0000886982 | 2182786 | NA | D000000085 | CFTC | All Other Rules | 156156000 | 3410000.0 | 20460000 | 261182.573 | 62945000 | 10490833.33 | 560669732 | 26568480 | 139.521B | 139521000000 | 523110 | NA | NA | NA | NA | 560669732 | Bank | NA | NA | 0 |
| corn growers state bank | 933 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=494 | CFTC | national corn growers association | NA | NA | corn growers state bank | corn growers state bank | NA | NA | NA | national corn growers assn | national corn growers assn | corn growers state bank | NA | corn growers state bank | 0 | NA | NA | NA | NA | 16868 | 16868 | NA | 177555 | 177555 | D000027833 | NA | NA | 356007147 | corn growers state bank-FDIC;corn growers state bank-FFIEC;national corn growers assn-OpenSecrets | Bank | national corn growers assn | 1 | 1 | national corn growers association | 16868 | NA | 177555 | NA | D000027833 | CFTC | All Other Rules | 25206 | 645000.0 | 3870000 | 56983.696 | 5242500 | 873750.00 | NA | NA | NA | NA | NA | NA | NA | NA | NA | 25206 | Bank | NA | NA | 0 |
| goldman sachs bank usa | 933 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=514 | CFTC | goldman sachs | goldman sachs | NA | goldman sachs bank usa | goldman sachs bank usa | goldman sachs | goldman sachs | goldman sachs foundation | goldman sachs | goldman sachs | goldman sachs bank usa | goldman sachs foundation | goldman sachs bank usa | 1 | 1.0000000 | 886982 | 886982 | NA | 33124 | 33124 | NA | 2182786 | 2182786 | D000000085 | GS | 523110 | 311678646 | goldman sachs-CIK;goldman sachs-Computstat;goldman sachs bank usa-FDIC;goldman sachs bank usa-FFIEC;goldman sachs foundation-Nonprofit;goldman sachs-OpenSecrets;goldman sachs-SEC | Bank | goldman sachs | 38 | 41 | goldman sachs | 33124 | 0000886982 | 2182786 | NA | D000000085 | CFTC | All Other Rules | 156156000 | 3410000.0 | 20460000 | 261182.573 | 62945000 | 10490833.33 | 560669732 | 26568480 | 139.521B | 139521000000 | 523110 | NA | NA | NA | NA | 560669732 | Bank | NA | NA | 0 |
| jp morgan chase | 933 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=397 | CFTC | jp morgan chase | jp morgan chase | NA | NA | NA | NA | NA | jp morgan chase foundation | NA | NA | jp morgan chase | jp morgan chase foundation | jp morgan chase | 1 | 1.0000000 | 19617 | 19617 | NA | 21761 | 21761 | NA | NA | 651448 | D000000103 | NA | 522110 | 237049738 | jp morgan chase-CIK;jp morgan chase foundation-Nonprofit | Other Company | NA | 10 | 10 | jp morgan chase & co. | 21761 | 0000019617 | 651448 | NA | D000000103 | CFTC | All Other Rules | 61001 | 4010000.0 | 24060000 | 246909.871 | 57530000 | 9588333.33 | NA | NA | 471.651B | 471651000000 | 522110 | NA | NA | NA | WWW.JPMORGANCHASE.COM/GRANTS | 61001 | Other Company | NA | NA | 0 |
| jpmorgan chase bank dearborn | 933 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=217 | CFTC | jpmorgan chase | jpmorgan chase | NA | jpmorgan chase bank dearborn | jpmorgan chase bank dearborn | jpmorgan chase | jpmorgan chase | jpmorgan chase foundation northwest louisiana | jpmorgan chase | jpmorgan chase | jpmorgan chase bank dearborn | jpmorgan chase foundation northwest louisiana | jpmorgan chase bank dearborn | 1 | 1.0000000 | 19617 | 19617 | NA | 21761 | 21761 | NA | 651448 | 651448 | D000000103 | JPM | 522110 | 726022876 | jpmorgan chase-CIK;jpmorgan chase-Computstat;jpmorgan chase bank dearborn-FDIC;jpmorgan chase bank dearborn-FFIEC;jpmorgan chase foundation northwest louisiana-Nonprofit;jpmorgan chase-OpenSecrets;jpmorgan chase-SEC | Bank | jpmorgan chase | 20 | 20 | jpmorgan chase | 21761 | 0000019617 | 651448 | NA | D000000103 | CFTC | All Other Rules | 61001 | 4010000.0 | 24060000 | 246909.871 | 57530000 | 9588333.33 | 1757973 | 220986 | 471.651B | 471651000000 | 522110 | NA | NA | NA | NA | 1757973 | Bank | NA | NA | 0 |
| national rural electric cooperative association | 767 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=253 | CFTC | national rural electric cooperative association | national rural electric cooperative association | NA | NA | NA | NA | NA | NA | national rural electric cooperative assn | national rural electric cooperative assn | national rural electric cooperative association | NA | national rural electric cooperative association | 1 | 1.0000000 | NA | 70502 | NA | 11985 | NA | NA | NA | NA | D000000153 | NA | 522298 | 356007147 | national rural electric cooperative association-CIK;national rural electric cooperative assn-OpenSecrets | Other Company | national rural electric cooperative assn | 11 | 11 | national rural electric cooperative association | 11985 | 0000070502 | NA | NA | D000000153 | CFTC | All Other Rules | 37410 | 2521000.0 | 15126000 | 172784.689 | 36112000 | 6018666.67 | NA | NA | NA | NA | NA | NA | NA | NA | NA | 37410 | Other Company | NA | NA | 0 |
| morgan stanley bank na | 1772 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=965 | CFTC | morgan stanley | morgan stanley | NA | morgan stanley bank national association | morgan stanley bank na | morgan stanley | morgan stanley | morgan stanley foundation | morgan stanley | morgan stanley | morgan stanley bank na | morgan stanley foundation | morgan stanley bank na | 1 | 1.0000000 | 895421 | 895421 | NA | 32992 | 32992 | NA | 1456501 | 1456501 | D000000106 | MS | 523110 | 136155650 | morgan stanley-CIK;morgan stanley-Computstat;morgan stanley bank national association-FDIC;morgan stanley bank na-FFIEC;morgan stanley foundation-Nonprofit;morgan stanley-OpenSecrets;morgan stanley-SEC | Bank | morgan stanley | 59 | 61 | morgan stanley | 32992 | 0000895421 | 1456501 | NA | D000000106 | CFTC | All Other Rules | 127377000 | 3053333.3 | 18320000 | 507466.667 | 38060000 | 6343333.33 | NA | NA | 183.806B | 183806000000 | 523110 | NA | NA | NA | WWW.MORGANSTANLEY.COM | 127377000 | Bank | NA | NA | 0 |
| great plains national bank | 1436 | 1 | https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=59559 | CFTC | great plains national bank | great plains natural gas | great plains | NA | great plains national bank | great plains energy | great plains energy | friends great plains nature center | great plains communications | great plains communications | great plains national bank | great plains | great plains national bank | 1 | 1.0927320 | 1143068 | 1143068 | NA | 4380 | 34207 | 331188 | NA | 2482824 | D000034171 | GXP | 2211 | 481207926 | great plains natural gas-CIK;great plains energy-Computstat;great plains-Credit Union;great plains national bank-FFIEC;friends great plains nature center-Nonprofit;great plains communications-OpenSecrets;great plains energy-SEC | Bank | great plains communications | 8 | 8 | great plains national bank | 4380 | 0001143068 | 331188 | NA | D000034171 | CFTC | All Other Rules | 67778 | 0.0 | 0 | 0.000 | 0 | 0.00 | 348503 | 241263 | NA | NA | NA | 287162654 | NA | NA | NA | 348503 | Bank | NA | NA | 0 |
| national rural electric cooperative association | 1772 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=970 | CFTC | national rural electric cooperative association | national rural electric cooperative association | NA | NA | NA | NA | NA | NA | national rural electric cooperative assn | national rural electric cooperative assn | national rural electric cooperative association | NA | national rural electric cooperative association | 1 | 1.0000000 | NA | 70502 | NA | 11985 | NA | NA | NA | NA | D000000153 | NA | 522298 | 356007147 | national rural electric cooperative association-CIK;national rural electric cooperative assn-OpenSecrets | Other Company | national rural electric cooperative assn | 11 | 11 | national rural electric cooperative association | 11985 | 0000070502 | NA | NA | D000000153 | CFTC | All Other Rules | 37410 | 2521000.0 | 15126000 | 172784.689 | 36112000 | 6018666.67 | NA | NA | NA | NA | NA | NA | NA | NA | NA | 37410 | Other Company | NA | NA | 0 |
| jp morgan chase | 934 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=521 | CFTC | jp morgan chase | jp morgan chase | NA | NA | NA | NA | NA | jp morgan chase foundation | NA | NA | jp morgan chase | jp morgan chase foundation | jp morgan chase | 1 | 1.0000000 | 19617 | 19617 | NA | 21761 | 21761 | NA | NA | 651448 | D000000103 | NA | 522110 | 237049738 | jp morgan chase-CIK;jp morgan chase foundation-Nonprofit | Other Company | NA | 10 | 10 | jp morgan chase | 21761 | 0000019617 | 651448 | NA | D000000103 | CFTC | All Other Rules | 61001 | 4010000.0 | 24060000 | 246909.871 | 57530000 | 9588333.33 | NA | NA | 471.651B | 471651000000 | 522110 | NA | NA | NA | WWW.JPMORGANCHASE.COM/GRANTS | 61001 | Other Company | NA | NA | 0 |
| chicago mercantile exchange | 934 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=336 | CFTC | chicago mercantile exchange | chicago mercantile exchange | NA | NA | NA | NA | NA | NA | chicago mercantile exchange | chicago mercantile exchange | chicago mercantile exchange | NA | chicago mercantile exchange | 1 | 1.0000000 | NA | NA | NA | 910 | NA | NA | NA | NA | D000023666 | NA | NA | NA | chicago mercantile exchange-CIK;chicago mercantile exchange-OpenSecrets | Other Company | chicago mercantile exchange | 7 | 7 | chicago mercantile exchange | 910 | NA | NA | NA | D000023666 | CFTC | All Other Rules | 71374 | 1730000.0 | 10380000 | 303434.343 | 30040000 | 5006666.67 | NA | NA | NA | NA | NA | NA | NA | NA | NA | 71374 | Other Company | NA | NA | 0 |
| chicago mercantile exchange | 934 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=344 | CFTC | chicago mercantile exchange | chicago mercantile exchange | NA | NA | NA | NA | NA | NA | chicago mercantile exchange | chicago mercantile exchange | chicago mercantile exchange | NA | chicago mercantile exchange | 1 | 1.0000000 | NA | NA | NA | 910 | NA | NA | NA | NA | D000023666 | NA | NA | NA | chicago mercantile exchange-CIK;chicago mercantile exchange-OpenSecrets | Other Company | chicago mercantile exchange | 7 | 7 | chicago mercantile exchange | 910 | NA | NA | NA | D000023666 | CFTC | All Other Rules | 71374 | 1730000.0 | 10380000 | 303434.343 | 30040000 | 5006666.67 | NA | NA | NA | NA | NA | NA | NA | NA | NA | 71374 | Other Company | NA | NA | 0 |
| morgan stanley bank na | 955 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=639 | CFTC | morgan stanley | morgan stanley | NA | morgan stanley bank national association | morgan stanley bank na | morgan stanley | morgan stanley | morgan stanley foundation | morgan stanley | morgan stanley | morgan stanley bank na | morgan stanley foundation | morgan stanley bank na | 1 | 1.0000000 | 895421 | 895421 | NA | 32992 | 32992 | NA | 1456501 | 1456501 | D000000106 | MS | 523110 | 136155650 | morgan stanley-CIK;morgan stanley-Computstat;morgan stanley bank national association-FDIC;morgan stanley bank na-FFIEC;morgan stanley foundation-Nonprofit;morgan stanley-OpenSecrets;morgan stanley-SEC | Bank | morgan stanley | 59 | 61 | morgan stanley | 32992 | 0000895421 | 1456501 | NA | D000000106 | CFTC | All Other Rules | 127377000 | 3053333.3 | 18320000 | 507466.667 | 38060000 | 6343333.33 | NA | NA | 183.806B | 183806000000 | 523110 | NA | NA | NA | WWW.MORGANSTANLEY.COM | 127377000 | Bank | NA | NA | 0 |
| morgan stanley bank na | 955 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=591 | CFTC | morgan stanley | morgan stanley | NA | morgan stanley bank national association | morgan stanley bank na | morgan stanley | morgan stanley | morgan stanley foundation | morgan stanley | morgan stanley | morgan stanley bank na | morgan stanley foundation | morgan stanley bank na | 1 | 1.0000000 | 895421 | 895421 | NA | 32992 | 32992 | NA | 1456501 | 1456501 | D000000106 | MS | 523110 | 136155650 | morgan stanley-CIK;morgan stanley-Computstat;morgan stanley bank national association-FDIC;morgan stanley bank na-FFIEC;morgan stanley foundation-Nonprofit;morgan stanley-OpenSecrets;morgan stanley-SEC | Bank | morgan stanley | 59 | 61 | morgan stanley | 32992 | 0000895421 | 1456501 | NA | D000000106 | CFTC | All Other Rules | 127377000 | 3053333.3 | 18320000 | 507466.667 | 38060000 | 6343333.33 | NA | NA | 183.806B | 183806000000 | 523110 | NA | NA | NA | WWW.MORGANSTANLEY.COM | 127377000 | Bank | NA | NA | 0 |
| cnl income magic spring trs | 955 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=301 | CFTC | spring trading llc spring trading | cnl income magic spring trs | NA | NA | NA | NA | NA | green spring tennis educational foundation | NA | NA | cnl income magic spring trs | green spring tennis educational foundation | cnl income magic spring trs | 0 | 1.1173445 | 1330446 | 1566373 | NA | 3103 | 3103 | NA | NA | 169354 | D000049478 | NA | 325414 | 273377902 | cnl income magic spring trs-CIK;green spring tennis educational foundation-Nonprofit | Other Company | NA | 1 | 1 | spring trading, llc (spring trading) | 3103 | 0001566373 | 169354 | NA | D000049478 | CFTC | All Other Rules | 335562 | 0.0 | 0 | 0.000 | 0 | 0.00 | NA | NA | NA | NA | NA | NA | NA | NA | NA | 335562 | Other Company | NA | NA | 0 |
| goldman sachs bank usa | 1772 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=993 | CFTC | goldman sachs | goldman sachs | NA | goldman sachs bank usa | goldman sachs bank usa | goldman sachs | goldman sachs | goldman sachs foundation | goldman sachs | goldman sachs | goldman sachs bank usa | goldman sachs foundation | goldman sachs bank usa | 1 | 1.0000000 | 886982 | 886982 | NA | 33124 | 33124 | NA | 2182786 | 2182786 | D000000085 | GS | 523110 | 311678646 | goldman sachs-CIK;goldman sachs-Computstat;goldman sachs bank usa-FDIC;goldman sachs bank usa-FFIEC;goldman sachs foundation-Nonprofit;goldman sachs-OpenSecrets;goldman sachs-SEC | Bank | goldman sachs | 38 | 41 | goldman sachs | 33124 | 0000886982 | 2182786 | NA | D000000085 | CFTC | All Other Rules | 156156000 | 3410000.0 | 20460000 | 261182.573 | 62945000 | 10490833.33 | 560669732 | 26568480 | 139.521B | 139521000000 | 523110 | NA | NA | NA | NA | 560669732 | Bank | NA | NA | 0 |
| commercial farmers national bank | 1436 | 1 | https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=59661 | CFTC | national farmers organization | NA | NA | commercial farmers national bank | NA | NA | NA | international flying farmers | national farmers union | national farmers union | commercial farmers national bank | international flying farmers | commercial farmers national bank | 0 | NA | 709337 | NA | NA | 19464 | 4611 | NA | 984669 | 137559 | D000027842 | NA | NA | 480563575 | commercial farmers national bank-FDIC;international flying farmers-Nonprofit;national farmers union-OpenSecrets | Bank | national farmers union | 1 | 1 | national farmers organization | 19464 | 0000709337 | 984669 | NA | D000027842 | CFTC | All Other Rules | 83221 | 95000.0 | 570000 | 20800.000 | 520000 | 86666.67 | 166374 | 116912 | 451.224M | 451224000 | 522110 | NA | NA | NA | NA | 166374 | Bank | NA | NA | 0 |
| montgomery adams carol | 1772 | 1 | https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=60282 | CFTC | e energy adams | montgomery adams carol | NA | NA | NA | NA | NA | healthy adams county | NA | NA | montgomery adams carol | healthy adams county | montgomery adams carol | 0 | 1.0020325 | 1319439 | 2230 | NA | 9812 | 9812 | NA | NA | 332756 | D000023756 | NA | 525990 | 231673727 | montgomery adams carol-CIK;healthy adams county-Nonprofit | Other Company | NA | 1 | 1 | e energy adams, llc | 9812 | 0000002230 | 332756 | NA | D000023756 | CFTC | All Other Rules | 50374 | 0.0 | 0 | 0.000 | 0 | 0.00 | NA | NA | 2.256B | 2256000000 | 525990 | NA | NA | NA | NA | 50374 | Other Company | NA | NA | 0 |
| cargill bank connecticut | 1772 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=1007 | CFTC | cargill inc cargill | cargill investor services | NA | cargill bank connecticut | NA | NA | NA | cargill inc associated companies contributory life ins | cargill meat solutions | cargill meat solutions | cargill bank connecticut | cargill inc associated companies contributory life ins | cargill bank connecticut | 0 | 1.0861933 | NA | NA | NA | 28696 | NA | NA | 563073 | NA | D000042602 | NA | NA | 411820627 | cargill investor services-CIK;cargill bank connecticut-FDIC;cargill inc associated companies contributory life ins-Nonprofit;cargill meat solutions-OpenSecrets | Bank | cargill meat solutions | 1 | 1 | cargill, inc. (cargill) | 28696 | NA | 563073 | NA | D000042602 | CFTC | All Other Rules | 160475 | 0.0 | 0 | 0.000 | 0 | 0.00 | NA | NA | NA | NA | NA | NA | NA | NA | NA | 160475 | Bank | NA | NA | 0 |
| national rural electric cooperative association | 937 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=251 | CFTC | national rural electric cooperative association | national rural electric cooperative association | NA | NA | NA | NA | NA | NA | national rural electric cooperative assn | national rural electric cooperative assn | national rural electric cooperative association | NA | national rural electric cooperative association | 1 | 1.0000000 | NA | 70502 | NA | 11985 | NA | NA | NA | NA | D000000153 | NA | 522298 | 356007147 | national rural electric cooperative association-CIK;national rural electric cooperative assn-OpenSecrets | Other Company | national rural electric cooperative assn | 11 | 11 | national rural electric cooperative association | 11985 | 0000070502 | NA | NA | D000000153 | CFTC | All Other Rules | 37410 | 2521000.0 | 15126000 | 172784.689 | 36112000 | 6018666.67 | NA | NA | NA | NA | NA | NA | NA | NA | NA | 37410 | Other Company | NA | NA | 0 |
| morgan stanley bank na | 1291 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=753 | CFTC | morgan stanley | morgan stanley | NA | morgan stanley bank national association | morgan stanley bank na | morgan stanley | morgan stanley | morgan stanley foundation | morgan stanley | morgan stanley | morgan stanley bank na | morgan stanley foundation | morgan stanley bank na | 1 | 1.0000000 | 895421 | 895421 | NA | 32992 | 32992 | NA | 1456501 | 1456501 | D000000106 | MS | 523110 | 136155650 | morgan stanley-CIK;morgan stanley-Computstat;morgan stanley bank national association-FDIC;morgan stanley bank na-FFIEC;morgan stanley foundation-Nonprofit;morgan stanley-OpenSecrets;morgan stanley-SEC | Bank | morgan stanley | 59 | 61 | morgan stanley | 32992 | 0000895421 | 1456501 | NA | D000000106 | CFTC | All Other Rules | 127377000 | 3053333.3 | 18320000 | 507466.667 | 38060000 | 6343333.33 | NA | NA | 183.806B | 183806000000 | 523110 | NA | NA | NA | WWW.MORGANSTANLEY.COM | 127377000 | Bank | NA | NA | 0 |
| goldman sachs bank usa | 1772 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=1246 | CFTC | goldman sachs | goldman sachs | NA | goldman sachs bank usa | goldman sachs bank usa | goldman sachs | goldman sachs | goldman sachs foundation | goldman sachs | goldman sachs | goldman sachs bank usa | goldman sachs foundation | goldman sachs bank usa | 1 | 1.0000000 | 886982 | 886982 | NA | 33124 | 33124 | NA | 2182786 | 2182786 | D000000085 | GS | 523110 | 311678646 | goldman sachs-CIK;goldman sachs-Computstat;goldman sachs bank usa-FDIC;goldman sachs bank usa-FFIEC;goldman sachs foundation-Nonprofit;goldman sachs-OpenSecrets;goldman sachs-SEC | Bank | goldman sachs | 38 | 41 | goldman sachs | 33124 | 0000886982 | 2182786 | NA | D000000085 | CFTC | All Other Rules | 156156000 | 3410000.0 | 20460000 | 261182.573 | 62945000 | 10490833.33 | 560669732 | 26568480 | 139.521B | 139521000000 | 523110 | NA | NA | NA | NA | 560669732 | Bank | NA | NA | 0 |
| metro bank dade county | 937 | 1 | https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=35160 | CFTC | dade county school board | chancellor media corp dade county | dade county | metro bank dade county | NA | NA | NA | dade county spiders | NA | NA | metro bank dade county | dade county | metro bank dade county | 0 | 0.9538720 | NA | NA | NA | 25172 | NA | 94193 | 664336 | NA | NA | NA | NA | 471366600 | chancellor media corp dade county-CIK;dade county-Credit Union;metro bank dade county-FDIC;dade county spiders-Nonprofit | Bank | NA | 1 | 1 | dade county school board | 25172 | NA | 94193 | NA | NA | CFTC | All Other Rules | 399441 | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | 688806476 | NA | NA | NA | 399441 | Bank | NA | NA | 0 |
| southern farm bureau fund distributor | 1237 | 1 | https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=58389 | CFTC | american farm bureau federation | southern farm bureau fund distributor | farm bureau family | NA | NA | NA | NA | oregon farm bureau federation | michigan farm bureau | michigan farm bureau | southern farm bureau fund distributor | farm bureau family | southern farm bureau fund distributor | 0 | 1.0510896 | NA | NA | NA | 35157 | 35157 | 840895 | NA | 2819167 | D000023510 | NA | NA | 930242330 | southern farm bureau fund distributor-CIK;farm bureau family-Credit Union;oregon farm bureau federation-Nonprofit;michigan farm bureau-OpenSecrets | Other Company | michigan farm bureau | 2 | 2 | american farm bureau federation | 35157 | NA | 840895 | NA | D000023510 | CFTC | All Other Rules | 781835 | 334166.7 | 2005000 | 85434.783 | 1965000 | 327500.00 | 8661791 | 2280203 | NA | NA | NA | 18778000 | NA | NA | NA | 8661791 | Other Company | NA | NA | 0 |
| manning anna | 937 | 1 | https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=35109 | CFTC | ann manning | manning anna | NA | NA | NA | NA | NA | NA | NA | NA | manning anna | NA | manning anna | 0 | 0.9546256 | 1524223 | 1524223 | NA | 4477 | 4477 | NA | NA | 818540 | D000036012 | NA | 523930 | 262934506 | manning anna-CIK | Other Company | NA | 1 | 1 | ann manning | 4477 | 0001524223 | 818540 | NA | D000036012 | CFTC | All Other Rules | 85512 | 0.0 | 0 | 0.000 | 0 | 0.00 | 89930 | 1 | 189.004M | 189004000 | 523930 | NA | NA | NA | NA | 89930 | Other Company | NA | NA | 0 |
| chicago mercantile exchange | 1038 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=333 | CFTC | chicago mercantile exchange | chicago mercantile exchange | NA | NA | NA | NA | NA | NA | chicago mercantile exchange | chicago mercantile exchange | chicago mercantile exchange | NA | chicago mercantile exchange | 1 | 1.0000000 | NA | NA | NA | 910 | NA | NA | NA | NA | D000023666 | NA | NA | NA | chicago mercantile exchange-CIK;chicago mercantile exchange-OpenSecrets | Other Company | chicago mercantile exchange | 7 | 7 | chicago mercantile exchange | 910 | NA | NA | NA | D000023666 | CFTC | All Other Rules | 71374 | 1730000.0 | 10380000 | 303434.343 | 30040000 | 5006666.67 | NA | NA | NA | NA | NA | NA | NA | NA | NA | 71374 | Other Company | NA | NA | 0 |
| first city texas lake jackson | 1038 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=373 | CFTC | jackson national life insurance jackson | jackson national life insurance co mi | NA | first city texas lake jackson | NA | NA | NA | appalachian alternative agriculture jackson county | jackson national life insurance | jackson national life insurance | first city texas lake jackson | appalachian alternative agriculture jackson county | first city texas lake jackson | 0 | 1.0000000 | 1283552 | NA | NA | 16524 | 30492 | NA | 750855 | 291376 | D000045871 | NA | NA | 371420944 | jackson national life insurance co mi-CIK;first city texas lake jackson-FDIC;appalachian alternative agriculture jackson county-Nonprofit;jackson national life insurance-OpenSecrets | Bank | jackson national life insurance | 1 | 1 | jackson national life insurance (jackson) | 16524 | 0001283552 | 750855 | NA | D000045871 | CFTC | All Other Rules | 104302 | 545000.0 | 3270000 | 184000.000 | 8280000 | 1380000.00 | 594380 | 146820 | NA | NA | NA | NA | NA | NA | NA | 594380 | Bank | NA | NA | 0 |
| bank rhode island | 861 | 1 | https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=26415 | CFTC | state rhode island | emcare rhode island | rhode island | bank rhode island | bank rhode island | bancorp rhode island | bancorp rhode island | preserve rhode island | state rhode island | state rhode island | bank rhode island | rhode island | bank rhode island | 1 | 1.0864578 | 1109525 | 1109525 | NA | 34147 | 34147 | 222893 | 2434113 | 2434113 | D000037817 | BARI | 522110 | 56012417 | emcare rhode island-CIK;bancorp rhode island-Computstat;rhode island-Credit Union;bank rhode island-FDIC;bank rhode island-FFIEC;preserve rhode island-Nonprofit;state rhode island-OpenSecrets;bancorp rhode island-SEC | Bank | state rhode island | 1 | 3 | state of rhode island | 34147 | 0001109525 | 222893 | NA | D000037817 | CFTC | All Other Rules | 2153715 | 0.0 | 0 | 24008.333 | 288100 | 57620.00 | NA | NA | NA | NA | NA | 261017610 | NA | NA | NA | 2153715 | Bank | NA | NA | 0 |
| southern ocean state bank | 861 | 1 | https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=26414 | CFTC | ocean state action | ocean state asset management | NA | southern ocean state bank | NA | NA | NA | ocean state animal coalition | ocean state pac | ocean state pac | southern ocean state bank | ocean state animal coalition | southern ocean state bank | 0 | 1.0924601 | NA | NA | NA | 22274 | NA | NA | 860914 | NA | D000028082 | NA | NA | 264536470 | ocean state asset management-CIK;southern ocean state bank-FDIC;ocean state animal coalition-Nonprofit;ocean state pac-OpenSecrets | Bank | ocean state pac | 1 | 1 | ocean state action | 22274 | NA | 860914 | NA | D000028082 | CFTC | All Other Rules | 69083 | 0.0 | 0 | 0.000 | 0 | 0.00 | 301304 | 570746 | NA | NA | NA | NA | NA | NA | NA | 301304 | Bank | NA | NA | 0 |
| osiris holding rhode island subsidiary | 861 | 1 | https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=26417 | CFTC | rhode island state rep | osiris holding rhode island subsidiary | NA | NA | NA | NA | NA | rhode island state right life committee | rhode island school design | rhode island school design | osiris holding rhode island subsidiary | rhode island state right life committee | osiris holding rhode island subsidiary | 0 | 0.9666726 | 1109525 | 1109525 | NA | 16954 | 34147 | NA | NA | 2434113 | D000056115 | NA | 522110 | 50394673 | osiris holding rhode island subsidiary-CIK;rhode island state right life committee-Nonprofit;rhode island school design-OpenSecrets | Other Company | rhode island school design | 1 | 1 | rhode island state rep | 16954 | 0001109525 | 2434113 | NA | D000056115 | CFTC | All Other Rules | 14485765 | 0.0 | 0 | 0.000 | 0 | 0.00 | 208976 | 178777 | NA | NA | NA | NA | NA | NA | NA | 208976 | Other Company | NA | NA | 0 |
| national rural electric cooperative association | 920 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=252 | CFTC | national rural electric cooperative association | national rural electric cooperative association | NA | NA | NA | NA | NA | NA | national rural electric cooperative assn | national rural electric cooperative assn | national rural electric cooperative association | NA | national rural electric cooperative association | 1 | 1.0000000 | NA | 70502 | NA | 11985 | NA | NA | NA | NA | D000000153 | NA | 522298 | 356007147 | national rural electric cooperative association-CIK;national rural electric cooperative assn-OpenSecrets | Other Company | national rural electric cooperative assn | 11 | 11 | national rural electric cooperative association | 11985 | 0000070502 | NA | NA | D000000153 | CFTC | All Other Rules | 37410 | 2521000.0 | 15126000 | 172784.689 | 36112000 | 6018666.67 | NA | NA | NA | NA | NA | NA | NA | NA | NA | 37410 | Other Company | NA | NA | 0 |
| first bank rowlett | 937 | 1 | https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=34967 | CFTC | k rowlett | lcg2r rowlett lakeview | NA | first bank rowlett | NA | NA | NA | keep rowlett beautiful | NA | NA | first bank rowlett | keep rowlett beautiful | first bank rowlett | 0 | 0.9971950 | NA | NA | NA | 21538 | NA | NA | 35365 | NA | NA | NA | NA | 752793697 | lcg2r rowlett lakeview-CIK;first bank rowlett-FDIC;keep rowlett beautiful-Nonprofit | Bank | NA | 1 | 1 |
|
21538 | NA | 35365 | NA | NA | CFTC | All Other Rules | 35636 | NA | NA | NA | NA | NA | 76609 | 21178 | NA | NA | NA | NA | NA | NA | NA | 76609 | Bank | NA | NA | 0 |
| morgan stanley bank na | 1176 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=829 | CFTC | morgan stanley | morgan stanley | NA | morgan stanley bank national association | morgan stanley bank na | morgan stanley | morgan stanley | morgan stanley foundation | morgan stanley | morgan stanley | morgan stanley bank na | morgan stanley foundation | morgan stanley bank na | 1 | 1.0000000 | 895421 | 895421 | NA | 32992 | 32992 | NA | 1456501 | 1456501 | D000000106 | MS | 523110 | 136155650 | morgan stanley-CIK;morgan stanley-Computstat;morgan stanley bank national association-FDIC;morgan stanley bank na-FFIEC;morgan stanley foundation-Nonprofit;morgan stanley-OpenSecrets;morgan stanley-SEC | Bank | morgan stanley | 59 | 61 | morgan stanley | 32992 | 0000895421 | 1456501 | NA | D000000106 | CFTC | All Other Rules | 127377000 | 3053333.3 | 18320000 | 507466.667 | 38060000 | 6343333.33 | NA | NA | 183.806B | 183806000000 | 523110 | NA | NA | NA | WWW.MORGANSTANLEY.COM | 127377000 | Bank | NA | NA | 0 |
| hammond associates institutional fund consultants | 937 | 1 | https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=34948 | CFTC | ann f hammond | hammond associates institutional fund consultants | NA | NA | NA | NA | NA | NA | NA | NA | hammond associates institutional fund consultants | NA | hammond associates institutional fund consultants | 0 | 0.9527473 | NA | NA | NA | 28961 | NA | NA | NA | NA | NA | NA | 335932 | 386061610 | hammond associates institutional fund consultants-CIK | Other Company | NA | 1 | 1 | ann f. hammond | 28961 | NA | NA | NA | NA | CFTC | All Other Rules | 39597 | NA | NA | NA | NA | NA | 793271 | 78954 | NA | NA | NA | NA | NA | NA | NA | 793271 | Other Company | NA | NA | 0 |
| goldman sachs bank usa | 1176 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=831 | CFTC | goldman sachs | goldman sachs | NA | goldman sachs bank usa | goldman sachs bank usa | goldman sachs | goldman sachs | goldman sachs foundation | goldman sachs | goldman sachs | goldman sachs bank usa | goldman sachs foundation | goldman sachs bank usa | 1 | 1.0000000 | 886982 | 886982 | NA | 33124 | 33124 | NA | 2182786 | 2182786 | D000000085 | GS | 523110 | 311678646 | goldman sachs-CIK;goldman sachs-Computstat;goldman sachs bank usa-FDIC;goldman sachs bank usa-FFIEC;goldman sachs foundation-Nonprofit;goldman sachs-OpenSecrets;goldman sachs-SEC | Bank | goldman sachs | 38 | 41 | goldman sachs | 33124 | 0000886982 | 2182786 | NA | D000000085 | CFTC | All Other Rules | 156156000 | 3410000.0 | 20460000 | 261182.573 | 62945000 | 10490833.33 | 560669732 | 26568480 | 139.521B | 139521000000 | 523110 | NA | NA | NA | NA | 560669732 | Bank | NA | NA | 0 |
| wells fargo bank | 937 | 1 | https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=34827 | CFTC | wells fargo | wells fargo | NA | wells fargo bank | wells fargo bank | wells fargo | wells fargo | wells fargo foundation | wells fargo | wells fargo | wells fargo bank | wells fargo foundation | wells fargo bank | 1 | 1.0000000 | 72971 | 72971 | NA | 25890 | 25890 | NA | 167565 | 167565 | D000019743 | WFC | 522110 | 411367441 | wells fargo-CIK;wells fargo-Computstat;wells fargo bank-FDIC;wells fargo bank-FFIEC;wells fargo foundation-Nonprofit;wells fargo-OpenSecrets;wells fargo-SEC | Bank | wells fargo | 61 | 62 | wells fargo | 25890 | 0000072971 | 167565 | NA | D000019743 | CFTC | All Other Rules | 667763 | 5130000.0 | 30780000 | 699652.174 | 80460000 | 13410000.00 | 531481108 | 9414724 | 200.721B | 200721000000 | 522110 | NA | NA | NA | NA | 531481108 | Bank | NA | NA | 0 |
| national rural electric cooperative association | 935 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=249 | CFTC | national rural electric cooperative association | national rural electric cooperative association | NA | NA | NA | NA | NA | NA | national rural electric cooperative assn | national rural electric cooperative assn | national rural electric cooperative association | NA | national rural electric cooperative association | 1 | 1.0000000 | NA | 70502 | NA | 11985 | NA | NA | NA | NA | D000000153 | NA | 522298 | 356007147 | national rural electric cooperative association-CIK;national rural electric cooperative assn-OpenSecrets | Other Company | national rural electric cooperative assn | 11 | 11 | national rural electric cooperative association | 11985 | 0000070502 | NA | NA | D000000153 | CFTC | All Other Rules | 37410 | 2521000.0 | 15126000 | 172784.689 | 36112000 | 6018666.67 | NA | NA | NA | NA | NA | NA | NA | NA | NA | 37410 | Other Company | NA | NA | 0 |
| morgan stanley bank na | 951 | 1 | https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=35493 | CFTC | morgan stanley | morgan stanley | NA | morgan stanley bank national association | morgan stanley bank na | morgan stanley | morgan stanley | morgan stanley foundation | morgan stanley | morgan stanley | morgan stanley bank na | morgan stanley foundation | morgan stanley bank na | 1 | 1.0000000 | 895421 | 895421 | NA | 32992 | 32992 | NA | 1456501 | 1456501 | D000000106 | MS | 523110 | 136155650 | morgan stanley-CIK;morgan stanley-Computstat;morgan stanley bank national association-FDIC;morgan stanley bank na-FFIEC;morgan stanley foundation-Nonprofit;morgan stanley-OpenSecrets;morgan stanley-SEC | Bank | morgan stanley | 59 | 61 | morgan stanley | 32992 | 0000895421 | 1456501 | NA | D000000106 | CFTC | All Other Rules | 127377000 | 3053333.3 | 18320000 | 507466.667 | 38060000 | 6343333.33 | NA | NA | 183.806B | 183806000000 | 523110 | NA | NA | NA | WWW.MORGANSTANLEY.COM | 127377000 | Bank | NA | NA | 0 |
| morgan stanley bank na | 935 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=681 | CFTC | morgan stanley | morgan stanley | NA | morgan stanley bank national association | morgan stanley bank na | morgan stanley | morgan stanley | morgan stanley foundation | morgan stanley | morgan stanley | morgan stanley bank na | morgan stanley foundation | morgan stanley bank na | 1 | 1.0000000 | 895421 | 895421 | NA | 32992 | 32992 | NA | 1456501 | 1456501 | D000000106 | MS | 523110 | 136155650 | morgan stanley-CIK;morgan stanley-Computstat;morgan stanley bank national association-FDIC;morgan stanley bank na-FFIEC;morgan stanley foundation-Nonprofit;morgan stanley-OpenSecrets;morgan stanley-SEC | Bank | morgan stanley | 59 | 61 | morgan stanley | 32992 | 0000895421 | 1456501 | NA | D000000106 | CFTC | All Other Rules | 127377000 | 3053333.3 | 18320000 | 507466.667 | 38060000 | 6343333.33 | NA | NA | 183.806B | 183806000000 | 523110 | NA | NA | NA | WWW.MORGANSTANLEY.COM | 127377000 | Bank | NA | NA | 0 |
| morgan stanley bank na | 935 | 1 | https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=35491 | CFTC | morgan stanley | morgan stanley | NA | morgan stanley bank national association | morgan stanley bank na | morgan stanley | morgan stanley | morgan stanley foundation | morgan stanley | morgan stanley | morgan stanley bank na | morgan stanley foundation | morgan stanley bank na | 1 | 1.0000000 | 895421 | 895421 | NA | 32992 | 32992 | NA | 1456501 | 1456501 | D000000106 | MS | 523110 | 136155650 | morgan stanley-CIK;morgan stanley-Computstat;morgan stanley bank national association-FDIC;morgan stanley bank na-FFIEC;morgan stanley foundation-Nonprofit;morgan stanley-OpenSecrets;morgan stanley-SEC | Bank | morgan stanley | 59 | 61 | morgan stanley | 32992 | 0000895421 | 1456501 | NA | D000000106 | CFTC | All Other Rules | 127377000 | 3053333.3 | 18320000 | 507466.667 | 38060000 | 6343333.33 | NA | NA | 183.806B | 183806000000 | 523110 | NA | NA | NA | WWW.MORGANSTANLEY.COM | 127377000 | Bank | NA | NA | 0 |
| morgan stanley bank na | 935 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=682 | CFTC | morgan stanley | morgan stanley | NA | morgan stanley bank national association | morgan stanley bank na | morgan stanley | morgan stanley | morgan stanley foundation | morgan stanley | morgan stanley | morgan stanley bank na | morgan stanley foundation | morgan stanley bank na | 1 | 1.0000000 | 895421 | 895421 | NA | 32992 | 32992 | NA | 1456501 | 1456501 | D000000106 | MS | 523110 | 136155650 | morgan stanley-CIK;morgan stanley-Computstat;morgan stanley bank national association-FDIC;morgan stanley bank na-FFIEC;morgan stanley foundation-Nonprofit;morgan stanley-OpenSecrets;morgan stanley-SEC | Bank | morgan stanley | 59 | 61 | morgan stanley | 32992 | 0000895421 | 1456501 | NA | D000000106 | CFTC | All Other Rules | 127377000 | 3053333.3 | 18320000 | 507466.667 | 38060000 | 6343333.33 | NA | NA | 183.806B | 183806000000 | 523110 | NA | NA | NA | WWW.MORGANSTANLEY.COM | 127377000 | Bank | NA | NA | 0 |
| griffiths glen | 937 | 1 | https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=34521 | CFTC | glen r williams | griffiths glen | NA | NA | NA | NA | NA | ravens glen | NA | NA | griffiths glen | ravens glen | griffiths glen | 0 | 1.0452055 | 890066 | 354567 | NA | 7347 | 16820 | NA | NA | 628123 | D000051338 | NA | 211111 | 300750438 | griffiths glen-CIK;ravens glen-Nonprofit | Other Company | NA | 1 | 1 | glen r. williams | 7347 | 0000354567 | 628123 | NA | D000051338 | CFTC | All Other Rules | 34850 | 0.0 | 0 | 0.000 | 0 | 0.00 | NA | NA | 3.886M | 3886000 | 211111 | NA | NA | NA | NA | 34850 | Other Company | NA | NA | 0 |
| russell investments trust | 935 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=372 | CFTC | russell investments russell | russell investments trust | NA | NA | NA | NA | NA | NA | russell investments | russell investments | russell investments trust | NA | russell investments trust | 0 | 1.0000000 | 85812 | NA | NA | 17727 | 2767 | NA | NA | 173641 | D000053178 | NA | 525990 | 382701223 | russell investments trust-CIK;russell investments-OpenSecrets | Other Company | russell investments | 1 | 1 | russell investments (russell) | 17727 | 0000085812 | 173641 | NA | D000053178 | CFTC | All Other Rules | 79075 | 226666.7 | 1335000 | 0.000 | 0 | 0.00 | 305521 | 98163 | NA | NA | NA | NA | NA | NA | NA | 305521 | Other Company | NA | NA | 0 |
| jp morgan chase | 935 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=474 | CFTC | jp morgan chase | jp morgan chase | NA | NA | NA | NA | NA | jp morgan chase foundation | NA | NA | jp morgan chase | jp morgan chase foundation | jp morgan chase | 1 | 1.0000000 | 19617 | 19617 | NA | 21761 | 21761 | NA | NA | 651448 | D000000103 | NA | 522110 | 237049738 | jp morgan chase-CIK;jp morgan chase foundation-Nonprofit | Other Company | NA | 10 | 10 | j.p. morgan chase | 21761 | 0000019617 | 651448 | NA | D000000103 | CFTC | All Other Rules | 61001 | 4010000.0 | 24060000 | 246909.871 | 57530000 | 9588333.33 | NA | NA | 471.651B | 471651000000 | 522110 | NA | NA | NA | WWW.JPMORGANCHASE.COM/GRANTS | 61001 | Other Company | NA | NA | 0 |
| morgan stanley bank na | 935 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=672 | CFTC | morgan stanley | morgan stanley | NA | morgan stanley bank national association | morgan stanley bank na | morgan stanley | morgan stanley | morgan stanley foundation | morgan stanley | morgan stanley | morgan stanley bank na | morgan stanley foundation | morgan stanley bank na | 1 | 1.0000000 | 895421 | 895421 | NA | 32992 | 32992 | NA | 1456501 | 1456501 | D000000106 | MS | 523110 | 136155650 | morgan stanley-CIK;morgan stanley-Computstat;morgan stanley bank national association-FDIC;morgan stanley bank na-FFIEC;morgan stanley foundation-Nonprofit;morgan stanley-OpenSecrets;morgan stanley-SEC | Bank | morgan stanley | 59 | 61 | morgan stanley | 32992 | 0000895421 | 1456501 | NA | D000000106 | CFTC | All Other Rules | 127377000 | 3053333.3 | 18320000 | 507466.667 | 38060000 | 6343333.33 | NA | NA | 183.806B | 183806000000 | 523110 | NA | NA | NA | WWW.MORGANSTANLEY.COM | 127377000 | Bank | NA | NA | 0 |
| morgan stanley bank na | 935 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=673 | CFTC | morgan stanley | morgan stanley | NA | morgan stanley bank national association | morgan stanley bank na | morgan stanley | morgan stanley | morgan stanley foundation | morgan stanley | morgan stanley | morgan stanley bank na | morgan stanley foundation | morgan stanley bank na | 1 | 1.0000000 | 895421 | 895421 | NA | 32992 | 32992 | NA | 1456501 | 1456501 | D000000106 | MS | 523110 | 136155650 | morgan stanley-CIK;morgan stanley-Computstat;morgan stanley bank national association-FDIC;morgan stanley bank na-FFIEC;morgan stanley foundation-Nonprofit;morgan stanley-OpenSecrets;morgan stanley-SEC | Bank | morgan stanley | 59 | 61 | morgan stanley | 32992 | 0000895421 | 1456501 | NA | D000000106 | CFTC | All Other Rules | 127377000 | 3053333.3 | 18320000 | 507466.667 | 38060000 | 6343333.33 | NA | NA | 183.806B | 183806000000 | 523110 | NA | NA | NA | WWW.MORGANSTANLEY.COM | 127377000 | Bank | NA | NA | 0 |
| goldman sachs bank usa | 935 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=668 | CFTC | goldman sachs | goldman sachs | NA | goldman sachs bank usa | goldman sachs bank usa | goldman sachs | goldman sachs | goldman sachs foundation | goldman sachs | goldman sachs | goldman sachs bank usa | goldman sachs foundation | goldman sachs bank usa | 1 | 1.0000000 | 886982 | 886982 | NA | 33124 | 33124 | NA | 2182786 | 2182786 | D000000085 | GS | 523110 | 311678646 | goldman sachs-CIK;goldman sachs-Computstat;goldman sachs bank usa-FDIC;goldman sachs bank usa-FFIEC;goldman sachs foundation-Nonprofit;goldman sachs-OpenSecrets;goldman sachs-SEC | Bank | goldman sachs | 38 | 41 | goldman sachs | 33124 | 0000886982 | 2182786 | NA | D000000085 | CFTC | All Other Rules | 156156000 | 3410000.0 | 20460000 | 261182.573 | 62945000 | 10490833.33 | 560669732 | 26568480 | 139.521B | 139521000000 | 523110 | NA | NA | NA | NA | 560669732 | Bank | NA | NA | 0 |
| first us bank | 935 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=663 | CFTC | us bank | us bank municipal products | NA | us bank california | first us bank | NA | NA | NA | us bank | us bank | first us bank | NA | first us bank | 1 | 1.0000000 | NA | NA | NA | 1304 | 17077 | NA | 224561 | 259330 | D000000487 | NA | 525990 | 954845425 | us bank municipal products-CIK;us bank california-FDIC;first us bank-FFIEC;us bank-OpenSecrets | Bank | us bank | 7 | 7 | us bank | 1304 | NA | 224561 | NA | D000000487 | CFTC | All Other Rules | 3786496 | 2200000.0 | 13200000 | 776969.697 | 25640000 | 4273333.33 | NA | NA | NA | NA | NA | NA | NA | NA | NA | 3786496 | Bank | NA | NA | 0 |
| morgan stanley bank na | 970 | 1 | https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=35492 | CFTC | morgan stanley | morgan stanley | NA | morgan stanley bank national association | morgan stanley bank na | morgan stanley | morgan stanley | morgan stanley foundation | morgan stanley | morgan stanley | morgan stanley bank na | morgan stanley foundation | morgan stanley bank na | 1 | 1.0000000 | 895421 | 895421 | NA | 32992 | 32992 | NA | 1456501 | 1456501 | D000000106 | MS | 523110 | 136155650 | morgan stanley-CIK;morgan stanley-Computstat;morgan stanley bank national association-FDIC;morgan stanley bank na-FFIEC;morgan stanley foundation-Nonprofit;morgan stanley-OpenSecrets;morgan stanley-SEC | Bank | morgan stanley | 59 | 61 | morgan stanley | 32992 | 0000895421 | 1456501 | NA | D000000106 | CFTC | All Other Rules | 127377000 | 3053333.3 | 18320000 | 507466.667 | 38060000 | 6343333.33 | NA | NA | 183.806B | 183806000000 | 523110 | NA | NA | NA | WWW.MORGANSTANLEY.COM | 127377000 | Bank | NA | NA | 0 |
| new age federal savings association | 937 | 1 | https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=34207 | CFTC | new age | new age beverages | NA | new age federal savings association | NA | NA | new age beverages | new age services | NA | NA | new age federal savings association | new age services | new age federal savings association | 0 | 1.0000000 | NA | 1579823 | NA | 33491 | NA | NA | 189875 | NA | NA | NA | 312111 | 363307455 | new age beverages-CIK;new age beverages-Computstat;new age federal savings association-FDIC;new age services-Nonprofit | Bank | NA | 1 | 1 | new age | 33491 | 0001579823 | 189875 | NA | NA | CFTC | All Other Rules | 8224 | NA | NA | NA | NA | NA | 1043345 | 1896625 | 286.615M | 286615000 | 312111 | NA | NA | 36 | WWW.NEWAGESERVICES.ORG | 1043345 | Bank | NA | NA | 0 |
| merrill lynch | 1019 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=741 | CFTC | bank america merrill lynch | bank america merrill lynch commercial mortgage trust 2015ubs7 | NA | NA | NA | merrill lynch | merrill lynch canada cp hldr | NA | merrill lynch | merrill lynch | merrill lynch | NA | merrill lynch | 0 | 1.0000000 | 65100 | 1143718 | NA | 27374 | NA | NA | NA | NA | D000000090 | MER | 523999 | 16019041 | bank america merrill lynch commercial mortgage trust 2015ubs7-CIK;merrill lynch canada cp hldr-Computstat;merrill lynch-OpenSecrets;merrill lynch-SEC | Bank | merrill lynch | 1 | 1 | bank of america merrill lynch | 27374 | 0001143718 | NA | NA | D000000090 | CFTC | All Other Rules | 67995054 | 2668333.3 | 16010000 | 569491.525 | 33600000 | 5600000.00 | 124978 | 132902 | NA | NA | NA | NA | NA | NA | NA | 124978 | Bank | NA | NA | 0 |
| principal life insurance co 20046 | 1007 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=382 | CFTC | principal life insurance company principal | principal life insurance co 20046 | NA | NA | NA | NA | NA | NA | principal life insurance | principal life insurance | principal life insurance co 20046 | NA | principal life insurance co 20046 | 0 | 1.0560901 | 1557523 | 1557523 | NA | 34507 | 34507 | NA | NA | 2654911 | D000000669 | NA | 525990 | 450493921 | principal life insurance co 20046-CIK;principal life insurance-OpenSecrets | Other Company | principal life insurance | 1 | 1 | principal life insurance company (principal) | 34507 | 0001557523 | 2654911 | NA | D000000669 | CFTC | All Other Rules | 2402135 | 2197333.3 | 13184000 | 415312.500 | 26580000 | 4430000.00 | 22561954 | 6449213 | 105.021M | 105021000 | 525990 | NA | NA | NA | NA | 22561954 | Other Company | NA | NA | 0 |
| frost national bank san antonio na trustee | 937 | 1 | https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=27787 | CFTC | frost national bank san antonio tx | frost national bank san antonio na trustee | NA | NA | NA | NA | NA | NA | NA | NA | frost national bank san antonio na trustee | NA | frost national bank san antonio na trustee | 0 | 0.9566933 | NA | NA | NA | 11152 | 26519 | NA | NA | 943853 | D000033907 | NA | NA | 746294973 | frost national bank san antonio na trustee-CIK | Other Company | NA | 2 | 2 | the frost national bank, san antonio, tx | 11152 | NA | 943853 | NA | D000033907 | CFTC | All Other Rules | 11679 | 0.0 | 0 | 0.000 | 0 | 0.00 | 268843 | 21715 | NA | NA | NA | NA | NA | NA | NA | 268843 | Other Company | NA | NA | 0 |
| goldman sachs bank usa | 1007 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=1075 | CFTC | goldman sachs | goldman sachs | NA | goldman sachs bank usa | goldman sachs bank usa | goldman sachs | goldman sachs | goldman sachs foundation | goldman sachs | goldman sachs | goldman sachs bank usa | goldman sachs foundation | goldman sachs bank usa | 1 | 1.0000000 | 886982 | 886982 | NA | 33124 | 33124 | NA | 2182786 | 2182786 | D000000085 | GS | 523110 | 311678646 | goldman sachs-CIK;goldman sachs-Computstat;goldman sachs bank usa-FDIC;goldman sachs bank usa-FFIEC;goldman sachs foundation-Nonprofit;goldman sachs-OpenSecrets;goldman sachs-SEC | Bank | goldman sachs | 38 | 41 | goldman sachs | 33124 | 0000886982 | 2182786 | NA | D000000085 | CFTC | All Other Rules | 156156000 | 3410000.0 | 20460000 | 261182.573 | 62945000 | 10490833.33 | 560669732 | 26568480 | 139.521B | 139521000000 | 523110 | NA | NA | NA | NA | 560669732 | Bank | NA | NA | 0 |
| royal bank america | 1007 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=852 | CFTC | bank america | bank america | NA | bank america illinois | royal bank america | bank america | bank america | bank america charitable foundation | bank america | bank america | royal bank america | bank america charitable foundation | royal bank america | 1 | 1.0000000 | 70858 | 70858 | NA | 3622 | 18962 | NA | 279431 | 471217 | D000000090 | BAC | 522110 | 200721133 | bank america-CIK;bank america-Computstat;bank america illinois-FDIC;royal bank america-FFIEC;bank america charitable foundation-Nonprofit;bank america-OpenSecrets;bank america-SEC | Bank | bank america | 31 | 30 | bank of america | 3622 | 0000070858 | 279431 | NA | D000000090 | CFTC | All Other Rules | 16647000 | 2668333.3 | 16010000 | 569491.525 | 33600000 | 5600000.00 | 86367250 | 274950638 | 342.949B | 342949000000 | 522110 | NA | NA | NA | NA | 86367250 | Bank | NA | NA | 0 |
| jp morgan delaware | 1007 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=1095 | CFTC | jp morgan | jp morgan suisse | NA | jp morgan delaware | NA | jp morgan partners bhca | ishares jp morgan em etf | jp morgan chase foundation | NA | NA | jp morgan delaware | jp morgan chase foundation | jp morgan delaware | 0 | 1.0000000 | 1106607 | NA | NA | 23614 | NA | NA | 261511 | NA | NA | NUCO | 525910 | 237049738 | jp morgan suisse-CIK;ishares jp morgan em etf-Computstat;jp morgan delaware-FDIC;jp morgan chase foundation-Nonprofit;jp morgan partners bhca-SEC | Bank | NA | 5 | 5 | jp morgan | 23614 | 0001106607 | 261511 | NA | NA | CFTC | All Other Rules | 2812803 | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | WWW.JPMORGANCHASE.COM/GRANTS | 2812803 | Bank | NA | NA | 0 |
| morgan stanley bank na | 1007 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=1096 | CFTC | morgan stanley | morgan stanley | NA | morgan stanley bank national association | morgan stanley bank na | morgan stanley | morgan stanley | morgan stanley foundation | morgan stanley | morgan stanley | morgan stanley bank na | morgan stanley foundation | morgan stanley bank na | 1 | 1.0000000 | 895421 | 895421 | NA | 32992 | 32992 | NA | 1456501 | 1456501 | D000000106 | MS | 523110 | 136155650 | morgan stanley-CIK;morgan stanley-Computstat;morgan stanley bank national association-FDIC;morgan stanley bank na-FFIEC;morgan stanley foundation-Nonprofit;morgan stanley-OpenSecrets;morgan stanley-SEC | Bank | morgan stanley | 59 | 61 | morgan stanley | 32992 | 0000895421 | 1456501 | NA | D000000106 | CFTC | All Other Rules | 127377000 | 3053333.3 | 18320000 | 507466.667 | 38060000 | 6343333.33 | NA | NA | 183.806B | 183806000000 | 523110 | NA | NA | NA | WWW.MORGANSTANLEY.COM | 127377000 | Bank | NA | NA | 0 |
| morgan stanley bank na | 1007 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=1099 | CFTC | morgan stanley | morgan stanley | NA | morgan stanley bank national association | morgan stanley bank na | morgan stanley | morgan stanley | morgan stanley foundation | morgan stanley | morgan stanley | morgan stanley bank na | morgan stanley foundation | morgan stanley bank na | 1 | 1.0000000 | 895421 | 895421 | NA | 32992 | 32992 | NA | 1456501 | 1456501 | D000000106 | MS | 523110 | 136155650 | morgan stanley-CIK;morgan stanley-Computstat;morgan stanley bank national association-FDIC;morgan stanley bank na-FFIEC;morgan stanley foundation-Nonprofit;morgan stanley-OpenSecrets;morgan stanley-SEC | Bank | morgan stanley | 59 | 61 | morgan stanley | 32992 | 0000895421 | 1456501 | NA | D000000106 | CFTC | All Other Rules | 127377000 | 3053333.3 | 18320000 | 507466.667 | 38060000 | 6343333.33 | NA | NA | 183.806B | 183806000000 | 523110 | NA | NA | NA | WWW.MORGANSTANLEY.COM | 127377000 | Bank | NA | NA | 0 |
| goldman sachs bank usa | 1007 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=1105 | CFTC | goldman sachs | goldman sachs | NA | goldman sachs bank usa | goldman sachs bank usa | goldman sachs | goldman sachs | goldman sachs foundation | goldman sachs | goldman sachs | goldman sachs bank usa | goldman sachs foundation | goldman sachs bank usa | 1 | 1.0000000 | 886982 | 886982 | NA | 33124 | 33124 | NA | 2182786 | 2182786 | D000000085 | GS | 523110 | 311678646 | goldman sachs-CIK;goldman sachs-Computstat;goldman sachs bank usa-FDIC;goldman sachs bank usa-FFIEC;goldman sachs foundation-Nonprofit;goldman sachs-OpenSecrets;goldman sachs-SEC | Bank | goldman sachs | 38 | 41 | goldman sachs | 33124 | 0000886982 | 2182786 | NA | D000000085 | CFTC | All Other Rules | 156156000 | 3410000.0 | 20460000 | 261182.573 | 62945000 | 10490833.33 | 560669732 | 26568480 | 139.521B | 139521000000 | 523110 | NA | NA | NA | NA | 560669732 | Bank | NA | NA | 0 |
| ge capital bank | 1007 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=1111 | CFTC | ge capital | ge capital mauritius | NA | ge capital bank | ge capital bank | NA | NA | NA | ge capital | ge capital | ge capital bank | NA | ge capital bank | 1 | 1.0000000 | NA | NA | NA | 33778 | 33778 | NA | 2017570 | 2017570 | D000000125 | NA | NA | NA | ge capital mauritius-CIK;ge capital bank-FDIC;ge capital bank-FFIEC;ge capital-OpenSecrets | Bank | ge capital | 7 | 7 | ge capital | 33778 | NA | 2017570 | NA | D000000125 | CFTC | All Other Rules | 21079563 | 13443666.7 | 76812000 | 1353548.648 | 751219500 | 125203249.98 | NA | NA | NA | NA | NA | NA | NA | NA | NA | 21079563 | Bank | NA | NA | 0 |
| goldman sachs bank usa | 1007 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=1132 | CFTC | goldman sachs | goldman sachs | NA | goldman sachs bank usa | goldman sachs bank usa | goldman sachs | goldman sachs | goldman sachs foundation | goldman sachs | goldman sachs | goldman sachs bank usa | goldman sachs foundation | goldman sachs bank usa | 1 | 1.0000000 | 886982 | 886982 | NA | 33124 | 33124 | NA | 2182786 | 2182786 | D000000085 | GS | 523110 | 311678646 | goldman sachs-CIK;goldman sachs-Computstat;goldman sachs bank usa-FDIC;goldman sachs bank usa-FFIEC;goldman sachs foundation-Nonprofit;goldman sachs-OpenSecrets;goldman sachs-SEC | Bank | goldman sachs | 38 | 41 | goldman sachs | 33124 | 0000886982 | 2182786 | NA | D000000085 | CFTC | All Other Rules | 156156000 | 3410000.0 | 20460000 | 261182.573 | 62945000 | 10490833.33 | 560669732 | 26568480 | 139.521B | 139521000000 | 523110 | NA | NA | NA | NA | 560669732 | Bank | NA | NA | 0 |
| jp morgan chase | 1007 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=1029 | CFTC | jp morgan chase | jp morgan chase | NA | NA | NA | NA | NA | jp morgan chase foundation | NA | NA | jp morgan chase | jp morgan chase foundation | jp morgan chase | 1 | 1.0000000 | 19617 | 19617 | NA | 21761 | 21761 | NA | NA | 651448 | D000000103 | NA | 522110 | 237049738 | jp morgan chase-CIK;jp morgan chase foundation-Nonprofit | Other Company | NA | 10 | 10 | j.p. morgan chase | 21761 | 0000019617 | 651448 | NA | D000000103 | CFTC | All Other Rules | 61001 | 4010000.0 | 24060000 | 246909.871 | 57530000 | 9588333.33 | NA | NA | 471.651B | 471651000000 | 522110 | NA | NA | NA | WWW.JPMORGANCHASE.COM/GRANTS | 61001 | Other Company | NA | NA | 0 |
| goldman sachs bank usa | 1007 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=1018 | CFTC | goldman sachs | goldman sachs | NA | goldman sachs bank usa | goldman sachs bank usa | goldman sachs | goldman sachs | goldman sachs foundation | goldman sachs | goldman sachs | goldman sachs bank usa | goldman sachs foundation | goldman sachs bank usa | 1 | 1.0000000 | 886982 | 886982 | NA | 33124 | 33124 | NA | 2182786 | 2182786 | D000000085 | GS | 523110 | 311678646 | goldman sachs-CIK;goldman sachs-Computstat;goldman sachs bank usa-FDIC;goldman sachs bank usa-FFIEC;goldman sachs foundation-Nonprofit;goldman sachs-OpenSecrets;goldman sachs-SEC | Bank | goldman sachs | 38 | 41 | goldman sachs | 33124 | 0000886982 | 2182786 | NA | D000000085 | CFTC | All Other Rules | 156156000 | 3410000.0 | 20460000 | 261182.573 | 62945000 | 10490833.33 | 560669732 | 26568480 | 139.521B | 139521000000 | 523110 | NA | NA | NA | NA | 560669732 | Bank | NA | NA | 0 |
| goldman sachs bank usa | 1007 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=1017 | CFTC | goldman sachs | goldman sachs | NA | goldman sachs bank usa | goldman sachs bank usa | goldman sachs | goldman sachs | goldman sachs foundation | goldman sachs | goldman sachs | goldman sachs bank usa | goldman sachs foundation | goldman sachs bank usa | 1 | 1.0000000 | 886982 | 886982 | NA | 33124 | 33124 | NA | 2182786 | 2182786 | D000000085 | GS | 523110 | 311678646 | goldman sachs-CIK;goldman sachs-Computstat;goldman sachs bank usa-FDIC;goldman sachs bank usa-FFIEC;goldman sachs foundation-Nonprofit;goldman sachs-OpenSecrets;goldman sachs-SEC | Bank | goldman sachs | 38 | 41 | goldman sachs | 33124 | 0000886982 | 2182786 | NA | D000000085 | CFTC | All Other Rules | 156156000 | 3410000.0 | 20460000 | 261182.573 | 62945000 | 10490833.33 | 560669732 | 26568480 | 139.521B | 139521000000 | 523110 | NA | NA | NA | NA | 560669732 | Bank | NA | NA | 0 |
| morgan stanley bank na | 1007 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=1014 | CFTC | morgan stanley | morgan stanley | NA | morgan stanley bank national association | morgan stanley bank na | morgan stanley | morgan stanley | morgan stanley foundation | morgan stanley | morgan stanley | morgan stanley bank na | morgan stanley foundation | morgan stanley bank na | 1 | 1.0000000 | 895421 | 895421 | NA | 32992 | 32992 | NA | 1456501 | 1456501 | D000000106 | MS | 523110 | 136155650 | morgan stanley-CIK;morgan stanley-Computstat;morgan stanley bank national association-FDIC;morgan stanley bank na-FFIEC;morgan stanley foundation-Nonprofit;morgan stanley-OpenSecrets;morgan stanley-SEC | Bank | morgan stanley | 59 | 61 | morgan stanley | 32992 | 0000895421 | 1456501 | NA | D000000106 | CFTC | All Other Rules | 127377000 | 3053333.3 | 18320000 | 507466.667 | 38060000 | 6343333.33 | NA | NA | 183.806B | 183806000000 | 523110 | NA | NA | NA | WWW.MORGANSTANLEY.COM | 127377000 | Bank | NA | NA | 0 |
| goldman sachs bank usa | 1007 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=1134 | CFTC | goldman sachs | goldman sachs | NA | goldman sachs bank usa | goldman sachs bank usa | goldman sachs | goldman sachs | goldman sachs foundation | goldman sachs | goldman sachs | goldman sachs bank usa | goldman sachs foundation | goldman sachs bank usa | 1 | 1.0000000 | 886982 | 886982 | NA | 33124 | 33124 | NA | 2182786 | 2182786 | D000000085 | GS | 523110 | 311678646 | goldman sachs-CIK;goldman sachs-Computstat;goldman sachs bank usa-FDIC;goldman sachs bank usa-FFIEC;goldman sachs foundation-Nonprofit;goldman sachs-OpenSecrets;goldman sachs-SEC | Bank | goldman sachs | 38 | 41 | goldman sachs | 33124 | 0000886982 | 2182786 | NA | D000000085 | CFTC | All Other Rules | 156156000 | 3410000.0 | 20460000 | 261182.573 | 62945000 | 10490833.33 | 560669732 | 26568480 | 139.521B | 139521000000 | 523110 | NA | NA | NA | NA | 560669732 | Bank | NA | NA | 0 |
| privatebank trust | 937 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=417 | CFTC | privatebank trust | NA | NA | privatebank trust | privatebank trust | NA | NA | NA | NA | NA | privatebank trust | NA | privatebank trust | 1 | NA | NA | NA | NA | 33306 | 33306 | NA | 1842065 | 1842065 | NA | NA | NA | NA | privatebank trust-FDIC;privatebank trust-FFIEC | Bank | NA | 1 | 3 | the privatebank and trust company | 33306 | NA | 1842065 | NA | NA | CFTC | All Other Rules | 20401001 | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | 20401001 | Bank | NA | NA | 0 |
| jp morgan delaware | 1007 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=1166 | CFTC | jp morgan | jp morgan suisse | NA | jp morgan delaware | NA | jp morgan partners bhca | ishares jp morgan em etf | jp morgan chase foundation | NA | NA | jp morgan delaware | jp morgan chase foundation | jp morgan delaware | 0 | 1.0000000 | 1106607 | NA | NA | 23614 | NA | NA | 261511 | NA | NA | NUCO | 525910 | 237049738 | jp morgan suisse-CIK;ishares jp morgan em etf-Computstat;jp morgan delaware-FDIC;jp morgan chase foundation-Nonprofit;jp morgan partners bhca-SEC | Bank | NA | 5 | 5 | jp morgan | 23614 | 0001106607 | 261511 | NA | NA | CFTC | All Other Rules | 2812803 | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | WWW.JPMORGANCHASE.COM/GRANTS | 2812803 | Bank | NA | NA | 0 |
| morgan stanley bank na | 1007 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=1173 | CFTC | morgan stanley | morgan stanley | NA | morgan stanley bank national association | morgan stanley bank na | morgan stanley | morgan stanley | morgan stanley foundation | morgan stanley | morgan stanley | morgan stanley bank na | morgan stanley foundation | morgan stanley bank na | 1 | 1.0000000 | 895421 | 895421 | NA | 32992 | 32992 | NA | 1456501 | 1456501 | D000000106 | MS | 523110 | 136155650 | morgan stanley-CIK;morgan stanley-Computstat;morgan stanley bank national association-FDIC;morgan stanley bank na-FFIEC;morgan stanley foundation-Nonprofit;morgan stanley-OpenSecrets;morgan stanley-SEC | Bank | morgan stanley | 59 | 61 | morgan stanley | 32992 | 0000895421 | 1456501 | NA | D000000106 | CFTC | All Other Rules | 127377000 | 3053333.3 | 18320000 | 507466.667 | 38060000 | 6343333.33 | NA | NA | 183.806B | 183806000000 | 523110 | NA | NA | NA | WWW.MORGANSTANLEY.COM | 127377000 | Bank | NA | NA | 0 |
| goldman sachs bank usa | 1007 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=1168 | CFTC | goldman sachs | goldman sachs | NA | goldman sachs bank usa | goldman sachs bank usa | goldman sachs | goldman sachs | goldman sachs foundation | goldman sachs | goldman sachs | goldman sachs bank usa | goldman sachs foundation | goldman sachs bank usa | 1 | 1.0000000 | 886982 | 886982 | NA | 33124 | 33124 | NA | 2182786 | 2182786 | D000000085 | GS | 523110 | 311678646 | goldman sachs-CIK;goldman sachs-Computstat;goldman sachs bank usa-FDIC;goldman sachs bank usa-FFIEC;goldman sachs foundation-Nonprofit;goldman sachs-OpenSecrets;goldman sachs-SEC | Bank | goldman sachs | 38 | 41 | goldman sachs | 33124 | 0000886982 | 2182786 | NA | D000000085 | CFTC | All Other Rules | 156156000 | 3410000.0 | 20460000 | 261182.573 | 62945000 | 10490833.33 | 560669732 | 26568480 | 139.521B | 139521000000 | 523110 | NA | NA | NA | NA | 560669732 | Bank | NA | NA | 0 |
| morgan stanley bank na | 1007 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=1167 | CFTC | morgan stanley | morgan stanley | NA | morgan stanley bank national association | morgan stanley bank na | morgan stanley | morgan stanley | morgan stanley foundation | morgan stanley | morgan stanley | morgan stanley bank na | morgan stanley foundation | morgan stanley bank na | 1 | 1.0000000 | 895421 | 895421 | NA | 32992 | 32992 | NA | 1456501 | 1456501 | D000000106 | MS | 523110 | 136155650 | morgan stanley-CIK;morgan stanley-Computstat;morgan stanley bank national association-FDIC;morgan stanley bank na-FFIEC;morgan stanley foundation-Nonprofit;morgan stanley-OpenSecrets;morgan stanley-SEC | Bank | morgan stanley | 59 | 61 | morgan stanley | 32992 | 0000895421 | 1456501 | NA | D000000106 | CFTC | All Other Rules | 127377000 | 3053333.3 | 18320000 | 507466.667 | 38060000 | 6343333.33 | NA | NA | 183.806B | 183806000000 | 523110 | NA | NA | NA | WWW.MORGANSTANLEY.COM | 127377000 | Bank | NA | NA | 0 |
| goldman sachs bank usa | 1769 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=1540 | CFTC | goldman sachs | goldman sachs | NA | goldman sachs bank usa | goldman sachs bank usa | goldman sachs | goldman sachs | goldman sachs foundation | goldman sachs | goldman sachs | goldman sachs bank usa | goldman sachs foundation | goldman sachs bank usa | 1 | 1.0000000 | 886982 | 886982 | NA | 33124 | 33124 | NA | 2182786 | 2182786 | D000000085 | GS | 523110 | 311678646 | goldman sachs-CIK;goldman sachs-Computstat;goldman sachs bank usa-FDIC;goldman sachs bank usa-FFIEC;goldman sachs foundation-Nonprofit;goldman sachs-OpenSecrets;goldman sachs-SEC | Bank | goldman sachs | 38 | 41 | goldman sachs | 33124 | 0000886982 | 2182786 | NA | D000000085 | CFTC | All Other Rules | 156156000 | 3410000.0 | 20460000 | 261182.573 | 62945000 | 10490833.33 | 560669732 | 26568480 | 139.521B | 139521000000 | 523110 | NA | NA | NA | NA | 560669732 | Bank | NA | NA | 0 |
| morgan stanley bank na | 1769 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=1468 | CFTC | morgan stanley | morgan stanley | NA | morgan stanley bank national association | morgan stanley bank na | morgan stanley | morgan stanley | morgan stanley foundation | morgan stanley | morgan stanley | morgan stanley bank na | morgan stanley foundation | morgan stanley bank na | 1 | 1.0000000 | 895421 | 895421 | NA | 32992 | 32992 | NA | 1456501 | 1456501 | D000000106 | MS | 523110 | 136155650 | morgan stanley-CIK;morgan stanley-Computstat;morgan stanley bank national association-FDIC;morgan stanley bank na-FFIEC;morgan stanley foundation-Nonprofit;morgan stanley-OpenSecrets;morgan stanley-SEC | Bank | morgan stanley | 59 | 61 | morgan stanley | 32992 | 0000895421 | 1456501 | NA | D000000106 | CFTC | All Other Rules | 127377000 | 3053333.3 | 18320000 | 507466.667 | 38060000 | 6343333.33 | NA | NA | 183.806B | 183806000000 | 523110 | NA | NA | NA | WWW.MORGANSTANLEY.COM | 127377000 | Bank | NA | NA | 0 |
| wells fargo bank national association | 1769 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=1425 | CFTC | wells fargo bank na | wells fargo bank n | NA | wells fargo bank national association | wells fargo bank national association | wells fargo advantage income opportunities fund | wells fargo multisec income | carlos alzueta memorial fund wells fargo bankna trustee | wells fargo bank | wells fargo bank | wells fargo bank national association | carlos alzueta memorial fund wells fargo bankna trustee | wells fargo bank national association | 0 | 1.0737515 | 1210123 | 1227073 | NA | 1230 | 3511 | NA | 451965 | 451965 | D000019743 | EAD | 525990 | 946646364 | wells fargo bank n-CIK;wells fargo multisec income-Computstat;wells fargo bank national association-FDIC;wells fargo bank national association-FFIEC;carlos alzueta memorial fund wells fargo bankna trustee-Nonprofit;wells fargo bank-OpenSecrets;wells fargo advantage income opportunities fund-SEC | Bank | wells fargo bank | 10 | 10 | wells fargo bank, n.a. | 1230 | 0001227073 | 451965 | NA | D000019743 | CFTC | All Other Rules | 23463075 | 5130000.0 | 30780000 | 699652.174 | 80460000 | 13410000.00 | 1622963 | 21818 | 369.089M | 369089000 | 525990 | NA | NA | NA | NA | 1622963 | Bank | NA | NA | 0 |
| morgan stanley bank na | 1769 | 1 | https://comments.cftc.gov/PublicComments/ViewExParte.aspx?id=1242 | CFTC | morgan stanley | morgan stanley | NA | morgan stanley bank national association | morgan stanley bank na | morgan stanley | morgan stanley | morgan stanley foundation | morgan stanley | morgan stanley | morgan stanley bank na | morgan stanley foundation | morgan stanley bank na | 1 | 1.0000000 | 895421 | 895421 | NA | 32992 | 32992 | NA | 1456501 | 1456501 | D000000106 | MS | 523110 | 136155650 | morgan stanley-CIK;morgan stanley-Computstat;morgan stanley bank national association-FDIC;morgan stanley bank na-FFIEC;morgan stanley foundation-Nonprofit;morgan stanley-OpenSecrets;morgan stanley-SEC | Bank | morgan stanley | 59 | 61 | morgan stanley | 32992 | 0000895421 | 1456501 | NA | D000000106 | CFTC | All Other Rules | 127377000 | 3053333.3 | 18320000 | 507466.667 | 38060000 | 6343333.33 | NA | NA | 183.806B | 183806000000 | 523110 | NA | NA | NA | WWW.MORGANSTANLEY.COM | 127377000 | Bank | NA | NA | 0 |
# PAC contribution
p <- t %>%
filter(!is.na(MeanContribAmount)) %>%
ggplot() +
aes(x = MeanContribAmount/1000,
y = dictionary_terms) +
geom_jitter(alpha = .5) +
geom_smooth(method = "lm"
) +
geom_smooth(color = "light blue") +
labs(x = "Mean PAC Contribution (Thousands USD)",
y = "Technical Terms",
title = "Campaign Donors")
p
p +
scale_y_log10() +
scale_x_log10()
Efficacy x assets
e <- d %>% drop_na(efficacy)
# nonprofits
p <- e %>%
filter(!is.na(nonprofits_resources_name)) %>%
ggplot() +
aes(x = assets/1000000,
y = efficacy) +
geom_jitter(alpha = .5) +
geom_smooth(method = "lm"
) +
labs(x = "Assets (Millions USD)",
y = "Words in Comment\nAdded to Final Rule",
title = "Nonprofits")
p
p + geom_smooth(color = "light blue") +
scale_y_log10() +
scale_x_log10()
# creditunions
p <- e %>%
filter(!is.na(CreditUnions_name)) %>%
ggplot() +
aes(x = assets/1000000,
y = efficacy) +
geom_jitter(alpha = .5) +
geom_smooth(method = "lm"
) +
labs(x = "Assets (Millions USD)",
y = "Words in Comment\nAdded to Final Rule",
title = "Credit Unions")
p
p + geom_smooth(color = "light blue") +
scale_y_log10() +
scale_x_log10()
e %>% drop_na(marketcap2) %>% count(marketcap2, org_name, sort = T)## # A tibble: 173 × 3
## marketcap2 org_name n
## <dbl> <chr> <int>
## 1 200721000000 wells fargo bank 24
## 2 81203000000 pnc financial services 15
## 3 1436000000 federal national mortgage association fannie mae 13
## 4 31111000000 state street bank trust 13
## 5 342949000000 royal bank america 12
## 6 135268000000 american express centurion bank 11
## 7 183806000000 morgan stanley bank na 11
## 8 2709000000 international bancshares 10
## 9 157755000000 nextera energy 10
## 10 1983000000 air transport services 9
## # ℹ 163 more rows# market cap
p <- e %>%
filter(!is.na(marketcap2), marketcap2 > 1000000) %>%
ggplot() +
aes(x = marketcap2/1000000,
y = efficacy) +
geom_jitter(alpha = .5) +
geom_smooth(method = "lm"
) +
#geom_smooth(color = "light blue", formula=lm(y ~ poly(x, 3))) +
labs(x = "Market Capitalization (Millions USD)",
y = "Words in Comment\nAdded to Final Rule",
title = "Publicly-traded Companies")
p
p +
geom_smooth(color = "light blue") +
scale_y_log10() +
scale_x_log10()
# FDIC ASSETS
p <- e %>%
filter(!is.na(ASSET)) %>%
ggplot() +
aes(x = ASSET/1000000, # %>% log(),
y = efficacy# , color = BKCLASS #TODO
) +
geom_point(alpha = .5) +
geom_smooth(method = "lm" ) +
#geom_smooth() +
labs(x = "Assets (Millions USD)",
y = "Words in Comment\nAdded to Final Rule",
title = "FDIC-Insured Banks")
p
p + geom_smooth(color = "light blue") +
scale_y_log10() +
scale_x_log10()
e %>%
filter(!is.na(ASSET), efficacy == 0) %>%
dplyr::select(org_name, everything() ) %>%
kablebox()| org_name | docket_id | comment_docket_count | comment_url | comment_agency | comment_org_name | CIK_name | CreditUnions_name | FDIC_Institutions_name | FFIECInstitutions_name | SEC_Institutions_name | compustat_resources_name | nonprofits_resources_name | opensecrets_resources_jwVersion_name | best_match_name_crp | best_match_name_corp | best_match_name_nonprofit | best_match_name | exact_match_present | CIK_score | SEC_Institutions-bestMatch:CIK | compustat_resources-bestMatch:cik | CIK-bestMatch:CIK | FDIC_Institutions-bestMatch:CERT | FFIECInstitutions-bestMatch:FDIC Certificate Number | CreditUnions-bestMatch:RSSD | FDIC_Institutions-bestMatch:FED_RSSD | FFIECInstitutions-bestMatch:IDRSSD | opensecrets_resources_jwVersion-bestMatch:parentID | SEC_Institutions-bestMatch:Ticker | compustat_resources-bestMatch:naics | nonprofits_resources-bestMatch:ein | matches | org_type2 | opensecrets_resources_name | org_comments | best_match_org_comments | organization | CERT | cik | rssd | ein | parentID | Agency | payday | ASSET | MeanLobbyingAmount | TotalLobbyingAmount | MeanContribAmount | TotalContribAmount | MeanContribAmountPerYearContributed | assets | revenue | marketcap | marketcap2 | naics | Total Assets | TotalVolunteersCnt | TotalEmployeeCnt | WebsiteAddressTxt | org_resources | org_type | efficacy | Total_Legal_Citations | dictionary_terms |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| gardial sarah fisher | S7-07-13 | 1 | https://www.sec.gov/comments/s7-07-13/s70713-1258.pdf | SEC | h fisher | gardial sarah fisher | NA | NA | NA | NA | NA | ruth fisher pto | NA | NA | gardial sarah fisher | ruth fisher pto | gardial sarah fisher | 0 | 1.0151943 | 1034669 | 1034669 | NA | 17513 | 17513 | NA | NA | 739832 | D000061114 | NA | 515120 | 611489418 | gardial sarah fisher-CIK;ruth fisher pto-Nonprofit | Other Company | NA | 1 | 1 |
|
17513 | 0001034669 | 739832 | NA | D000061114 | SEC | All Other Rules | 115022 | 0.0 | 0 | 0.00 | 0 | 0 | NA | NA | NA | NA | NA | NA | NA | NA | NA | 115022 | Other Company | 0 | 0 | 43 |
| abreim gary k | S7-07-13 | 1 | https://www.sec.gov/comments/s7-07-13/s70713-1171.pdf | SEC | gary k | abreim gary k | NA | NA | NA | NA | NA | gary k deane foundation | NA | NA | abreim gary k | gary k deane foundation | abreim gary k | 0 | 1.0000000 | NA | NA | NA | 16472 | 16472 | NA | NA | 999355 | NA | NA | NA | 137160164 | abreim gary k-CIK;gary k deane foundation-Nonprofit | Other Company | NA | 1 | 1 | gary k. | 16472 | NA | 999355 | NA | NA | SEC | All Other Rules | 14004 | NA | NA | NA | NA | NA | 1 | 1 | NA | NA | NA | NA | NA | NA | NA | 1 | Other Company | 0 | 0 | 50 |
| first union bank pine mountain | CFPB-2016-0025 | 1 | https://www.regulations.gov/comment/CFPB-2016-0025-148771 | CFPB | pine federal credit union | NA | NA | first union bank pine mountain | NA | NA | NA | NA | NA | NA | first union bank pine mountain | NA | first union bank pine mountain | 0 | NA | NA | NA | NA | 5701 | NA | NA | 826237 | NA | NA | NA | NA | 586035178 | first union bank pine mountain-FDIC | Bank | NA | 6 | 6 | pine federal credit union | 5701 | NA | 826237 | NA | NA | CFPB | Payday Loan Rules | 40331 | NA | NA | NA | NA | NA | 40552882 | 1677751 | NA | NA | NA | NA | 5 | 5 | N/A | 40552882 | Bank | 0 | 0 | 116 |
| first union bank pine mountain | CFPB-2016-0025 | 1 | https://www.regulations.gov/comment/CFPB-2016-0025-148772 | CFPB | pine federal credit union | NA | NA | first union bank pine mountain | NA | NA | NA | NA | NA | NA | first union bank pine mountain | NA | first union bank pine mountain | 0 | NA | NA | NA | NA | 5701 | NA | NA | 826237 | NA | NA | NA | NA | 586035178 | first union bank pine mountain-FDIC | Bank | NA | 6 | 6 | pine federal credit union | 5701 | NA | 826237 | NA | NA | CFPB | Payday Loan Rules | 40331 | NA | NA | NA | NA | NA | 40552882 | 1677751 | NA | NA | NA | NA | 5 | 5 | N/A | 40552882 | Bank | 0 | 0 | 24 |
| first union bank pine mountain | CFPB-2016-0025 | 1 | https://www.regulations.gov/comment/CFPB-2016-0025-148773 | CFPB | pine federal credit union | NA | NA | first union bank pine mountain | NA | NA | NA | NA | NA | NA | first union bank pine mountain | NA | first union bank pine mountain | 0 | NA | NA | NA | NA | 5701 | NA | NA | 826237 | NA | NA | NA | NA | 586035178 | first union bank pine mountain-FDIC | Bank | NA | 6 | 6 | pine federal credit union | 5701 | NA | 826237 | NA | NA | CFPB | Payday Loan Rules | 40331 | NA | NA | NA | NA | NA | 40552882 | 1677751 | NA | NA | NA | NA | 5 | 5 | N/A | 40552882 | Bank | 0 | 0 | 79 |
| first union bank pine mountain | CFPB-2016-0025 | 1 | https://www.regulations.gov/comment/CFPB-2016-0025-148774 | CFPB | pine federal credit union | NA | NA | first union bank pine mountain | NA | NA | NA | NA | NA | NA | first union bank pine mountain | NA | first union bank pine mountain | 0 | NA | NA | NA | NA | 5701 | NA | NA | 826237 | NA | NA | NA | NA | 586035178 | first union bank pine mountain-FDIC | Bank | NA | 6 | 6 | pine federal credit union | 5701 | NA | 826237 | NA | NA | CFPB | Payday Loan Rules | 40331 | NA | NA | NA | NA | NA | 40552882 | 1677751 | NA | NA | NA | NA | 5 | 5 | N/A | 40552882 | Bank | 0 | 0 | 26 |
| first union bank pine mountain | CFPB-2016-0025 | 1 | https://www.regulations.gov/comment/CFPB-2016-0025-148775 | CFPB | pine federal credit union | NA | NA | first union bank pine mountain | NA | NA | NA | NA | NA | NA | first union bank pine mountain | NA | first union bank pine mountain | 0 | NA | NA | NA | NA | 5701 | NA | NA | 826237 | NA | NA | NA | NA | 586035178 | first union bank pine mountain-FDIC | Bank | NA | 6 | 6 | pine federal credit union | 5701 | NA | 826237 | NA | NA | CFPB | Payday Loan Rules | 40331 | NA | NA | NA | NA | NA | 40552882 | 1677751 | NA | NA | NA | NA | 5 | 5 | N/A | 40552882 | Bank | 0 | 0 | 42 |
| health choice arizona | CFPB-2016-0025 | 1 | https://www.regulations.gov/comment/CFPB-2016-0025-154296 | CFPB | arizona financial choice association | health choice arizona | NA | NA | NA | NA | NA | arizona school choice administration | NA | NA | health choice arizona | arizona school choice administration | health choice arizona | 0 | 0.9845719 | NA | NA | NA | 34002 | NA | NA | NA | NA | NA | NA | NA | 860904675 | health choice arizona-CIK;arizona school choice administration-Nonprofit | Other Company | NA | 2 | 2 | arizona financial choice association | 34002 | NA | NA | NA | NA | CFPB | Payday Loan Rules | 287560 | NA | NA | NA | NA | NA | 77883 | 308081 | NA | NA | NA | NA | NA | NA | NA | 77883 | Other Company | 0 | 0 | 144 |
| first choice community bank | CFPB-2016-0025 | 1 | https://www.regulations.gov/comment/CFPB-2016-0025-199016 | CFPB | community choice | community choice family insurance agency | choice one community | first choice community bank | NA | community choice financial | community choice financial | vns choice community care | community choice financial | community choice financial | first choice community bank | choice one community | first choice community bank | 0 | 1.0000000 | 1528061 | 1528061 | NA | 58539 | NA | 412274 | 3557617 | NA | D000066756 | CCFI | 522291 | 320053323 | community choice family insurance agency-CIK;community choice financial-Computstat;choice one community-Credit Union;first choice community bank-FDIC;vns choice community care-Nonprofit;community choice financial-OpenSecrets;community choice financial-SEC | Bank | community choice financial | 3 | 2 | community choice | 58539 | 0001528061 | 412274 | NA | D000066756 | CFPB | Payday Loan Rules | 291196 | 116666.7 | 350000 | 20588.24 | 350000 | 87500 | 64692805 | 325335533 | NA | NA | NA | 92693001 | 0 | 863 | www.vnsny.org | 64692805 | Bank | 0 | 0 | 1197 |
| american loan savings association | CFPB-2016-0025 | 1 | https://www.regulations.gov/comment/CFPB-2016-0025-199026 | CFPB | first american loan | great american federal savings loan assoc empl stk owershi | NA | great american federal savings loan association | american loan savings association | NA | NA | NA | NA | NA | american loan savings association | NA | american loan savings association | 0 | 0.9700375 | 1183829 | 1472787 | NA | 28911 | 30950 | NA | 50171 | 713074 | D000025809 | NA | 524127 | 133691494 | great american federal savings loan assoc empl stk owershi-CIK;great american federal savings loan association-FDIC;american loan savings association-FFIEC | Bank | NA | 2 | 1 | first american loan | 28911 | 0001472787 | 50171 | NA | D000025809 | CFPB | Payday Loan Rules | 933616 | 50000.0 | 300000 | 22285.71 | 780000 | 130000 | 24364 | 282583 | 7.517B | 7517000000 | 524127 | NA | NA | NA | NA | 24364 | Bank | 0 | 0 | 25 |
| community choice financial | CFPB-2016-0025 | 1 | https://www.regulations.gov/comment/CFPB-2016-0025-199100 | CFPB | community choice | community choice financial | community choice | NA | NA | community choice financial | community choice financial | community choice | community choice financial | community choice financial | community choice financial | community choice | community choice financial | 1 | 1.0000000 | 1528061 | 1528061 | NA | 58539 | NA | 1008991 | NA | NA | D000066756 | CCFI | 522291 | 911656313 | community choice financial-CIK;community choice financial-Computstat;community choice-Credit Union;community choice-Nonprofit;community choice financial-OpenSecrets;community choice financial-SEC | Bank | community choice financial | 3 | 42 | community choice | 58539 | 0001528061 | 1008991 | NA | D000066756 | CFPB | Payday Loan Rules | 291196 | 116666.7 | 350000 | 20588.24 | 350000 | 87500 | 719754 | 682141 | NA | NA | NA | 770180054 | NA | NA | NA | 719754 | Bank | 0 | 0 | 13 |
| progress bank | R-1438_V1 | 1 | https://www.federalreserve.gov/SECRS/2014/March/20140307/R-1483/R-1483_021314_112095_541706233068_1.pdf | FRS | progress bank | NA | NA | progress bank | progress bank trust | NA | NA | NA | NA | NA | progress bank trust | NA | progress bank | 1 | NA | NA | NA | NA | 30529 | 58719 | NA | 302076 | 3690596 | NA | NA | NA | NA | progress bank-FDIC;progress bank trust-FFIEC | Bank | NA | 2 | 2 | progress bank, james d. brown (3 kb pdf) | 30529 | NA | 302076 | NA | NA | FRS | All Other Rules | 1160733 | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | 1160733 | Bank | 0 | 0 | 26 |
| sound community bank | R-1438_V1 | 1 | https://www.federalreserve.gov/SECRS/2014/March/20140325/R-1483/R-1483_032514_112152_593835800716_1.pdf | FRS | sound community bank | sound community mhc | NA | sound community bank | sound community bank | NA | NA | sound community services | NA | NA | sound community bank | sound community services | sound community bank | 1 | 0.9966379 | NA | 1469946 | 1410086 | 57451 | 57451 | NA | 429487 | 429487 | NA | NA | 522110 | 60938920 | sound community mhc-CIK;sound community bank-FDIC;sound community bank-FFIEC;sound community services-Nonprofit | Bank | NA | 3 | 3 | sound community bank, gary l. boman (3 kb pdf) | 57451 | 0001469946 | 429487 | NA | NA | FRS | All Other Rules | 574740 | NA | NA | NA | NA | NA | 5976002 | 7822967 | 1.581M | 1581000 | 522110 | NA | NA | NA | NA | 5976002 | Bank | 0 | 0 | 52 |
| progress bank | R-1482_V1 | 1 | https://www.federalreserve.gov/SECRS/2014/March/20140307/R-1482/R-1483_021314_112095_541706233068_1.pdf | FRS | progress bank | NA | NA | progress bank | progress bank trust | NA | NA | NA | NA | NA | progress bank trust | NA | progress bank | 1 | NA | NA | NA | NA | 30529 | 58719 | NA | 302076 | 3690596 | NA | NA | NA | NA | progress bank-FDIC;progress bank trust-FFIEC | Bank | NA | 2 | 2 | progress bank, james d. brown (3 kb pdf) | 30529 | NA | 302076 | NA | NA | FRS | All Other Rules | 1160733 | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | 1160733 | Bank | 0 | 0 | 26 |
| sound community bank | R-1482_V1 | 1 | https://www.federalreserve.gov/SECRS/2014/March/20140325/R-1482/R-1482_032514_112149_593395313546_1.pdf | FRS | sound community bank | sound community mhc | NA | sound community bank | sound community bank | NA | NA | sound community services | NA | NA | sound community bank | sound community services | sound community bank | 1 | 0.9966379 | NA | 1469946 | 1410086 | 57451 | 57451 | NA | 429487 | 429487 | NA | NA | 522110 | 60938920 | sound community mhc-CIK;sound community bank-FDIC;sound community bank-FFIEC;sound community services-Nonprofit | Bank | NA | 3 | 3 | sound community bank, gary l. boman (3 kb pdf) | 57451 | 0001469946 | 429487 | NA | NA | FRS | All Other Rules | 574740 | NA | NA | NA | NA | NA | 5976002 | 7822967 | 1.581M | 1581000 | 522110 | NA | NA | NA | NA | 5976002 | Bank | 0 | 0 | 50 |
# contribution
p <- e %>%
filter(!is.na(MeanContribAmount)) %>%
ggplot() +
aes(x = MeanContribAmount/1000,
y = efficacy) +
geom_jitter(alpha = .5) +
geom_smooth(method = "lm"
) +
labs(x = "Mean PAC Contribution (Thousands USD)",
y = "Words in Comment\nAdded to Final Rule",
title = "Campaign Donors")
p
p +
geom_smooth(color = "light blue") +
scale_y_log10() +
scale_x_log10()
Efficacy x sophistication
p <- e %>%
ggplot() +
aes(x = Total_Legal_Citations,
y = efficacy) +
geom_jitter(alpha = .5) +
geom_smooth(method = "lm"
) +
labs(x = "Legal Sophistication",
y = "Words in Comment\nAdded to Final Rule")
p
p +
geom_smooth(color = "light blue") +
scale_y_log10() +
scale_x_log10()
p <- e %>%
#filter(!is.na(marketcap2)) %>%
ggplot() +
aes(x = dictionary_terms,
y = efficacy) +
geom_jitter(alpha = .5) +
geom_smooth(method = "lm"
) +
labs(x = "Technical Terms",
y = "Words in Comment\nAdded to Final Rule")
p
p + geom_smooth(color = "light blue") +
scale_y_log10() +
scale_x_log10()
Regressions
# change knitr defaults
knitr::opts_chunk$set(fig.show="show",
fig.height=1,
fig.width=5,
out.width = "80%")Sophistication
NOTE: I’m using OLS for now but will switch to Poisson or Negative Binomial.
Bluebook
b %>% drop_na(assets, Total_Legal_Citations) %>%
arrange(-Total_Legal_Citations) %>%
dplyr::select(assets, Total_Legal_Citations, comment_url) %>%
kablebox()These models have the prefix mb_. The dependent variable is a count of technical terms per comment.
rows <- tibble(
term = c("Dependent Variable"),
`1` = "Sophistication",
`2` = "Sophistication",
`3` = "Sophistication"
)
attr(rows, 'position') <- c(0)
mb_assets <- lm(Total_Legal_Citations ~ assets, data = b %>% mutate(assets = assets/10000000000))
mb_opensecrets <- glm(Total_Legal_Citations ~ MeanContribAmount,
data = b %>% mutate(MeanContribAmount = MeanContribAmount/10000))
mb_marketcap <- glm(Total_Legal_Citations ~ marketcap2,
data = b %>% mutate(marketcap2 = marketcap2/10000000000))
models <- list(mb_assets, mb_opensecrets, mb_marketcap)
modelsummary(models)| (1) | (2) | (3) | |
|---|---|---|---|
| Dependent Variable | Sophistication | Sophistication | Sophistication |
| Assets | 0.564 | ||
| (0.493) | |||
| PAC Donations | 0.002+ | ||
| (0.001) | |||
| Market Capitalization | 0.157*** | ||
| (0.011) | |||
| Num.Obs. | 13349 | 13225 | 1770 |
| Log.Lik. | −43882.099 | −42971.793 | −4977.765 |
| + p < 0.1, * p < 0.05, ** p < 0.01, *** p < 0.001 |
modelplot(mb_opensecrets) + theme(legend.position = "none") +
labs(x = "Additional Legal Citations per Ten Thousand Dollars")
modelplot(mb_marketcap) + theme(legend.position = "none") +
labs(x = "Additional Legal Citations per Ten Billion Dollars")
Technical Terms
These models have the prefix mt_. The dependent variable is a count of technical terms per comment.
t %>% drop_na(assets, dictionary_terms) %>%
arrange(-dictionary_terms) %>%
dplyr::select(assets, dictionary_terms, comment_url) %>%
kablebox()# broken out by org type
mt_assets <- lm(dictionary_terms ~ assets,
data = t %>% mutate(assets = assets/10000000000))
mt_opensecrets <- glm(dictionary_terms ~ MeanContribAmount,
data = t %>% mutate(MeanContribAmount = MeanContribAmount/10000))
mt_marketcap <- glm(dictionary_terms ~ marketcap2,
data = t %>% mutate(marketcap2 = marketcap2/10000000000))
models <- list(mt_assets, mt_marketcap)
# FIXME
# modelsummary(models)
modelplot( mt_opensecrets) + theme(legend.position = "none") +
labs(x = "Additional Technical Terms per Ten Thousand Dollars")
modelplot(mt_marketcap) + theme(legend.position = "none") +
labs(x = "Additional Technical Terms per Ten Billion Dollars")
Efficacy
Efficacy by Assets
These models have the prefix me_. The dependent variable is the efficacy score.
# broken out by org type
mea_assets <- lm(efficacy ~ assets,
data = e %>% mutate(assets = assets/1000000))
mea_opensecrets <- glm(efficacy ~ MeanContribAmount,
data = e %>% mutate(MeanContribAmount = MeanContribAmount/1000))
mea_marketcap <- glm(efficacy ~ marketcap2,
data = e %>% mutate(marketcap2 = marketcap2/1000000))
models <- list(mea_assets, mea_opensecrets, mea_marketcap)
# FIXME
#modelsummary(models)
modelplot( mea_assets) + theme(legend.position = "none") +
labs(x = "Words Added to Final Rule per Million Dollars")
modelplot( mea_opensecrets) + theme(legend.position = "none") +
labs(x = "Words Added to Final Rule per Thousand Dollars")
modelplot(mea_marketcap) + theme(legend.position = "none") +
labs(x = "Words Added to Final Rule per Million Dollars")
Efficacy by Sophistication
These models have the prefix mes_. The dependent variable is the efficacy score.
mes_bluebook <- lm(efficacy ~ Total_Legal_Citations,
data = d )
mes_terms <- glm(efficacy ~ dictionary_terms,
data = d)
mes_terms_bluebook <- glm(efficacy ~ dictionary_terms + Total_Legal_Citations,
data = d )
models <- list(mes_terms , mes_bluebook , mes_terms_bluebook )
rows <- tibble(
term = c("Dependent Variable"),
`1` = "Efficacy",
`2` = "Efficacy",
`3` = "Efficacy"
)
attr(rows, 'position') <- c(0)
# FIXME
# modelsummary(models)#, gof_map = gm)
modelplot(mes_terms) + theme(legend.position = "none") +
labs(x = "Words Added to Final Rule per Technical Term")
modelplot( mes_bluebook ) + theme(legend.position = "none") +
labs(x = "Words Added to Final Rule per Legal Citation")
modelplot(mes_terms_bluebook ) + theme(legend.position = "none") +
labs(x = "Words Added to Final Rule")
modelplot(models) + theme(legend.position = "none") +
labs(x = "Words Added to Final Rule")
Efficacy by Assets
Mediated by Sophistication
To assess sophistication as a mediator between wealth and the influence of public comments on rules (efficacy), we estimate the average conditional marginal effect (ACME, conditional on the number of technical terms or legal citations) and average direct effect (ADE) of wealth using mediation analysis.
These models have the prefix mem_. The dependent variable is the efficacy score. The mediator is technical terms.
Legal citations
library(mediation)
b %>% count(is.na(efficacy))## # A tibble: 2 × 2
## `is.na(efficacy)` n
## <lgl> <int>
## 1 FALSE 9035
## 2 TRUE 43637mediation_data <- b %>%
drop_na(efficacy)
mediation_data %>% drop_na(MeanLobbyingAmount) %>% select(assets, efficacy, contains("lobby"), contains("contrib")) %>% kablebox()| assets | efficacy | MeanLobbyingAmount | TotalLobbyingAmount | MeanContribAmount | TotalContribAmount | MeanContribAmountPerYearContributed |
|---|---|---|---|---|---|---|
| 129958383 | 131 | 10001666.7 | 60010000 | 577957.94 | 247366000 | 41227666.7 |
| 104064 | 10 | 3241407.0 | 19448442 | 185633.57 | 20790960 | 3465160.0 |
| NA | 355 | 111816.0 | 670896 | 28097.03 | 983396 | 163899.3 |
| 100476445 | 21 | 4845166.7 | 29071000 | 1094337.21 | 94113000 | 15685500.0 |
| NA | 32 | 1233835.3 | 6253012 | 201544.47 | 13705024 | 2284170.7 |
| 16527796 | 405 | 3548333.3 | 21290000 | 119502.37 | 25215000 | 4202500.0 |
| 9825389 | 222 | 35000.0 | 70000 | 10000.00 | 60000 | 30000.0 |
| NA | 202 | 1678333.3 | 10070000 | 280439.56 | 25520000 | 4253333.3 |
| 1 | 65 | 186250.0 | 745000 | 93846.15 | 1220000 | 305000.0 |
| 1027375 | 2656 | 0.0 | 0 | 0.00 | 0 | 0.0 |
| 26323 | 77 | 114000.0 | 570000 | 30000.00 | 630000 | 126000.0 |
| 16527796 | 76 | 3548333.3 | 21290000 | 119502.37 | 25215000 | 4202500.0 |
| NA | 54 | 67281666.7 | 403690000 | 623881.05 | 512206342 | 85367723.7 |
| 69631 | 229 | 645000.0 | 3870000 | 56983.70 | 5242500 | 873750.0 |
| 2203 | 26 | 0.0 | 0 | 0.00 | 0 | 0.0 |
| NA | 152 | 0.0 | 0 | 0.00 | 0 | 0.0 |
| 3831741 | 11 | 190000.0 | 1140000 | 31976.74 | 1375000 | 229166.7 |
| NA | 283 | 0.0 | 0 | 0.00 | 0 | 0.0 |
| 1 | 252 | 340000.0 | 500000 | 107656.25 | 3445000 | 574166.7 |
| NA | 241 | 0.0 | 0 | 0.00 | 0 | 0.0 |
| 801097945 | 91 | 3264666.7 | 18788000 | 380961.21 | 88383000 | 14730500.0 |
| 16527796 | 49 | 3548333.3 | 21290000 | 119502.37 | 25215000 | 4202500.0 |
| 965 | 72 | 0.0 | 0 | 0.00 | 0 | 0.0 |
| NA | 212 | 0.0 | 0 | 0.00 | 0 | 0.0 |
| 34823119 | 645 | 1137000.0 | 6822000 | 72778.69 | 8879000 | 1479833.3 |
| NA | 268 | 0.0 | 0 | 0.00 | 0 | 0.0 |
| 16527796 | 357 | 3548333.3 | 21290000 | 119502.37 | 25215000 | 4202500.0 |
| NA | 133 | 110000.0 | 110000 | 0.00 | 0 | 0.0 |
| NA | 53 | 0.0 | 0 | 0.00 | 0 | 0.0 |
| 11557207 | 345 | 1335000.0 | 8010000 | 117380.95 | 9860000 | 1643333.3 |
| 30522572 | 115 | 0.0 | 0 | 0.00 | 0 | 0.0 |
| 7684967 | 229 | 375000.0 | 2250000 | 69696.97 | 2300000 | 383333.3 |
| 10769784 | 65 | 5372000.0 | 26860000 | 347142.86 | 34020000 | 5670000.0 |
| 3101 | 362 | 0.0 | 0 | 0.00 | 0 | 0.0 |
| 203608 | 68 | 0.0 | 0 | 0.00 | 0 | 0.0 |
| 669308 | 518 | 730000.0 | 4380000 | 52800.00 | 5280000 | 880000.0 |
| 43980682 | 26 | 684571.5 | 4107429 | 130205.62 | 10286244 | 1714374.0 |
| 16527796 | 37 | 3548333.3 | 21290000 | 119502.37 | 25215000 | 4202500.0 |
| 16527796 | 10 | 3548333.3 | 21290000 | 119502.37 | 25215000 | 4202500.0 |
| 241575 | 86 | 183333.3 | 1100000 | 32861.11 | 1183000 | 197166.7 |
| 68486624 | 26 | 7083333.3 | 42500000 | 255071.09 | 53820000 | 8970000.0 |
| NA | 22 | 0.0 | 0 | 0.00 | 0 | 0.0 |
| 14054477 | 11 | 8643194.3 | 51859166 | 138907.45 | 54035000 | 9005833.3 |
| NA | 86 | 0.0 | 0 | 0.00 | 0 | 0.0 |
| 1033863 | 929 | 422000.0 | 2110000 | 105500.00 | 2110000 | 422000.0 |
| NA | 544 | 3256666.7 | 18540000 | 443220.34 | 78450000 | 13075000.0 |
| 607186 | 230 | 0.0 | 0 | 0.00 | 0 | 0.0 |
| NA | 166 | 0.0 | 0 | 0.00 | 0 | 0.0 |
| NA | 126 | 900000.0 | 5400000 | 97912.50 | 7833000 | 1305500.0 |
| 483 | 57 | 555400.0 | 1641400 | 159886.57 | 10712400 | 1785400.0 |
| NA | 26 | 0.0 | 0 | 0.00 | 0 | 0.0 |
| 336369240 | 77 | 120000.0 | 720000 | 30000.00 | 630000 | 105000.0 |
| 3421311 | 11 | 270000.0 | 1080000 | 77142.86 | 1080000 | 270000.0 |
| 17619 | 22 | 120000.0 | 720000 | 30000.00 | 690000 | 115000.0 |
| NA | 134 | 323333.3 | 970000 | 66428.57 | 2790000 | 465000.0 |
| NA | 79 | 0.0 | 0 | 0.00 | 0 | 0.0 |
| NA | 510 | 4634490.5 | 27806943 | 229983.94 | 31507800 | 5251300.0 |
| NA | 33 | 40000.0 | 40000 | 30000.00 | 60000 | 30000.0 |
| NA | 112 | 321666.7 | 1930000 | 57826.09 | 2660000 | 443333.3 |
| NA | 195 | 321666.7 | 1930000 | 57826.09 | 2660000 | 443333.3 |
| 227046 | 406 | 7946666.7 | 47680000 | 306857.95 | 54007000 | 9001166.7 |
| 1033863 | 274 | 422000.0 | 2110000 | 105500.00 | 2110000 | 422000.0 |
| 3630494 | 77 | 127846.7 | 767080 | 34235.69 | 1232485 | 205414.2 |
| NA | 14 | 331666.7 | 1990000 | 62790.70 | 2700000 | 450000.0 |
| 284 | 192 | 645000.0 | 3870000 | 56983.70 | 5242500 | 873750.0 |
| 14054477 | 473 | 8643194.3 | 51859166 | 138907.45 | 54035000 | 9005833.3 |
| NA | 125 | 0.0 | 0 | 0.00 | 0 | 0.0 |
| NA | 240 | 3120166.7 | 18721000 | 564272.73 | 55863000 | 9310500.0 |
| NA | 116 | 0.0 | 0 | 0.00 | 0 | 0.0 |
| 133851 | 681 | 2444666.7 | 12828000 | 357472.44 | 45399000 | 7566500.0 |
| 1033863 | 1223 | 422000.0 | 2110000 | 105500.00 | 2110000 | 422000.0 |
| NA | 289 | 110000.0 | 110000 | 0.00 | 0 | 0.0 |
| 29193986 | 155 | 0.0 | 0 | 0.00 | 0 | 0.0 |
| NA | 18 | 0.0 | 0 | 0.00 | 0 | 0.0 |
| 5444472 | 385 | 0.0 | 0 | 0.00 | 0 | 0.0 |
| NA | 43 | 6574083.3 | 32103000 | 498017.29 | 172812000 | 28802000.0 |
| 321186 | 1263 | 0.0 | 0 | 0.00 | 0 | 0.0 |
| NA | 267 | 0.0 | 0 | 0.00 | 0 | 0.0 |
| NA | 528 | 495000.0 | 2970000 | 223937.50 | 7166000 | 1194333.3 |
| 1 | 77 | 0.0 | 0 | 0.00 | 0 | 0.0 |
| NA | 19 | 67281666.7 | 403690000 | 623881.05 | 512206342 | 85367723.7 |
| 129958383 | 1031 | 10001666.7 | 60010000 | 577957.94 | 247366000 | 41227666.7 |
| 129958383 | 53 | 10001666.7 | 60010000 | 577957.94 | 247366000 | 41227666.7 |
| 34823119 | 686 | 1137000.0 | 6822000 | 72778.69 | 8879000 | 1479833.3 |
| 5941 | 194 | 0.0 | 0 | 0.00 | 0 | 0.0 |
| NA | 121 | 0.0 | 0 | 0.00 | 0 | 0.0 |
| NA | 282 | 0.0 | 0 | 0.00 | 0 | 0.0 |
| 610066 | 678 | 510000.0 | 3060000 | 29090.91 | 320000 | 106666.7 |
| 1766 | 27 | 128333.3 | 770000 | 13777.78 | 620000 | 103333.3 |
| NA | 182 | 1416666.7 | 8500000 | 189155.17 | 21942000 | 3657000.0 |
| NA | 645 | 2455000.0 | 4910000 | 164222.22 | 7390000 | 3695000.0 |
| NA | 267 | 591666.7 | 3550000 | 300000.00 | 6300000 | 1050000.0 |
| NA | 229 | 591666.7 | 3550000 | 300000.00 | 6300000 | 1050000.0 |
| 1 | 780 | 340000.0 | 500000 | 107656.25 | 3445000 | 574166.7 |
| 83341 | 305 | 923333.3 | 5540000 | 304444.44 | 13700000 | 2283333.3 |
| NA | 50 | 321666.7 | 1930000 | 57826.09 | 2660000 | 443333.3 |
| NA | 406 | 0.0 | 0 | 0.00 | 0 | 0.0 |
| 6694125 | 79 | 285377.7 | 1712266 | 48575.32 | 1991588 | 331931.3 |
| 560669732 | 445 | 3410000.0 | 20460000 | 261182.57 | 62945000 | 10490833.3 |
| 560669732 | 1745 | 3410000.0 | 20460000 | 261182.57 | 62945000 | 10490833.3 |
b$org_type %>% unique## [1] NA "Other Nonprofit" "Credit Union" "Other Company"
## [5] "Other PAC Donor" "Bank"mediation_data <- b %<>% mutate(
assets = coalesce(assets, `Total Assets`, ASSET),
assets_m = assets/1000000) %>%
drop_na(Total_Legal_Citations, efficacy, assets_m, org_type)
# model predicting mediator, sophistication
model.m <- lm(Total_Legal_Citations ~ assets_m * org_type,
data = mediation_data)
# model predicting DV
model.y <- glm(efficacy ~ Total_Legal_Citations + assets_m * org_type,
data =mediation_data)
models <- list(model.m, model.y)
rows <- tibble(
term = c("Dependent Variable"),
`1` = "Legal Citations",
`2` = "Efficacy",
)
attr(rows, 'position') <- c(0)
modelsummary(models)| (1) | (2) | |
|---|---|---|
| Dependent Variable | Legal Citations | Efficacy |
| Assets (in Millions) | 0.001 | 0.071 |
| (0.002) | (0.148) | |
| org_typeCredit Union | −2.517* | 1.605 |
| (1.160) | (90.167) | |
| org_typeOther Company | 1.689* | 117.024+ |
| (0.777) | (60.372) | |
| org_typeOther Nonprofit | 1.451* | −8.317 |
| (0.652) | (50.668) | |
| org_typeOther PAC Donor | 6.955* | −124.311 |
| (2.702) | (210.078) | |
| assets_m:org_typeCredit Union | −0.001 | −0.078 |
| (0.002) | (0.192) | |
| assets_m:org_typeOther Company | −0.001 | −0.076 |
| (0.002) | (0.150) | |
| assets_m:org_typeOther Nonprofit | −0.001 | −0.067 |
| (0.002) | (0.151) | |
| assets_m:org_typeOther PAC Donor | −0.784* | 22.673 |
| (0.331) | (25.758) | |
| Legal Citations | 27.599*** | |
| (1.648) | ||
| Num.Obs. | 2229 | 2229 |
| Log.Lik. | −8808.659 | −18508.613 |
| + p < 0.1, * p < 0.05, ** p < 0.01, *** p < 0.001 |
med.legal <- mediate(model.m, model.y, sims=1000, treat = "assets_m",
mediator = "Total_Legal_Citations")
summary(med.legal)##
## Causal Mediation Analysis
##
## Quasi-Bayesian Confidence Intervals
##
## Estimate 95% CI Lower 95% CI Upper p-value
## ACME -0.639 -1.207 -0.08 0.018 *
## ADE 0.720 -0.685 2.26 0.376
## Total Effect 0.081 -1.480 1.67 0.924
## Prop. Mediated -0.179 -11.473 11.20 0.934
## ---
## Signif. codes: 0 '***' 0.001 '**' 0.01 '*' 0.05 '.' 0.1 ' ' 1
##
## Sample Size Used: 2229
##
##
## Simulations: 1000plot(med.legal, main = "Legal Citations",
xlab = "Words From Comment Added to Final Rule\nPer Million Dollars in Assets")
#modelplot(med.cont) + labs()Campaign Expenditure and Lobbying Dollars
With Zeros
b %<>%
mutate(
assets_m = assets/1000000,
TotalLobbyingAmountNo0 = replace_na(MeanLobbyingAmount, 0)/1000,
MeanContribAmountNo0 = replace_na(MeanContribAmount, 0)/1000,
TotalLobbyingAmountNo0 = replace_na(TotalLobbyingAmount, 0)/1000,
TotalContribAmountNo0 = replace_na(TotalContribAmount, 0)/1000 )
mediation_data <- b %>%
drop_na(efficacy)
mediation_data %>% drop_na(MeanLobbyingAmount) %>% select(assets, efficacy, contains("lobby"), contains("contrib")) %>% kablebox()| assets | efficacy | MeanLobbyingAmount | TotalLobbyingAmount | TotalLobbyingAmountNo0 | MeanContribAmount | TotalContribAmount | MeanContribAmountPerYearContributed | MeanContribAmountNo0 | TotalContribAmountNo0 |
|---|---|---|---|---|---|---|---|---|---|
| 129958383 | 131 | 10001666.7 | 60010000 | 60010.000 | 577957.94 | 247366000 | 41227666.7 | 577.95794 | 247366.000 |
| 100476445 | 21 | 4845166.7 | 29071000 | 29071.000 | 1094337.21 | 94113000 | 15685500.0 | 1094.33721 | 94113.000 |
| 16527796 | 405 | 3548333.3 | 21290000 | 21290.000 | 119502.37 | 25215000 | 4202500.0 | 119.50237 | 25215.000 |
| 9825389 | 222 | 35000.0 | 70000 | 70.000 | 10000.00 | 60000 | 30000.0 | 10.00000 | 60.000 |
| 10746894 | 202 | 1678333.3 | 10070000 | 10070.000 | 280439.56 | 25520000 | 4253333.3 | 280.43956 | 25520.000 |
| 1 | 65 | 186250.0 | 745000 | 745.000 | 93846.15 | 1220000 | 305000.0 | 93.84615 | 1220.000 |
| 26323 | 77 | 114000.0 | 570000 | 570.000 | 30000.00 | 630000 | 126000.0 | 30.00000 | 630.000 |
| 16527796 | 76 | 3548333.3 | 21290000 | 21290.000 | 119502.37 | 25215000 | 4202500.0 | 119.50237 | 25215.000 |
| 2203 | 26 | 0.0 | 0 | 0.000 | 0.00 | 0 | 0.0 | 0.00000 | 0.000 |
| 3831741 | 11 | 190000.0 | 1140000 | 1140.000 | 31976.74 | 1375000 | 229166.7 | 31.97674 | 1375.000 |
| 801097945 | 91 | 3264666.7 | 18788000 | 18788.000 | 380961.21 | 88383000 | 14730500.0 | 380.96121 | 88383.000 |
| 16527796 | 49 | 3548333.3 | 21290000 | 21290.000 | 119502.37 | 25215000 | 4202500.0 | 119.50237 | 25215.000 |
| 965 | 72 | 0.0 | 0 | 0.000 | 0.00 | 0 | 0.0 | 0.00000 | 0.000 |
| 34823119 | 645 | 1137000.0 | 6822000 | 6822.000 | 72778.69 | 8879000 | 1479833.3 | 72.77869 | 8879.000 |
| 16527796 | 357 | 3548333.3 | 21290000 | 21290.000 | 119502.37 | 25215000 | 4202500.0 | 119.50237 | 25215.000 |
| 11557207 | 345 | 1335000.0 | 8010000 | 8010.000 | 117380.95 | 9860000 | 1643333.3 | 117.38095 | 9860.000 |
| 30522572 | 115 | 0.0 | 0 | 0.000 | 0.00 | 0 | 0.0 | 0.00000 | 0.000 |
| 7684967 | 229 | 375000.0 | 2250000 | 2250.000 | 69696.97 | 2300000 | 383333.3 | 69.69697 | 2300.000 |
| 10769784 | 65 | 5372000.0 | 26860000 | 26860.000 | 347142.86 | 34020000 | 5670000.0 | 347.14286 | 34020.000 |
| 3101 | 362 | 0.0 | 0 | 0.000 | 0.00 | 0 | 0.0 | 0.00000 | 0.000 |
| 203608 | 68 | 0.0 | 0 | 0.000 | 0.00 | 0 | 0.0 | 0.00000 | 0.000 |
| 43980682 | 26 | 684571.5 | 4107429 | 4107.429 | 130205.62 | 10286244 | 1714374.0 | 130.20562 | 10286.244 |
| 16527796 | 37 | 3548333.3 | 21290000 | 21290.000 | 119502.37 | 25215000 | 4202500.0 | 119.50237 | 25215.000 |
| 16527796 | 10 | 3548333.3 | 21290000 | 21290.000 | 119502.37 | 25215000 | 4202500.0 | 119.50237 | 25215.000 |
| 68486624 | 26 | 7083333.3 | 42500000 | 42500.000 | 255071.09 | 53820000 | 8970000.0 | 255.07109 | 53820.000 |
| 1033863 | 929 | 422000.0 | 2110000 | 2110.000 | 105500.00 | 2110000 | 422000.0 | 105.50000 | 2110.000 |
| 3421311 | 11 | 270000.0 | 1080000 | 1080.000 | 77142.86 | 1080000 | 270000.0 | 77.14286 | 1080.000 |
| 17619 | 22 | 120000.0 | 720000 | 720.000 | 30000.00 | 690000 | 115000.0 | 30.00000 | 690.000 |
| 227046 | 406 | 7946666.7 | 47680000 | 47680.000 | 306857.95 | 54007000 | 9001166.7 | 306.85795 | 54007.000 |
| 1033863 | 274 | 422000.0 | 2110000 | 2110.000 | 105500.00 | 2110000 | 422000.0 | 105.50000 | 2110.000 |
| 200405288 | 240 | 3120166.7 | 18721000 | 18721.000 | 564272.73 | 55863000 | 9310500.0 | 564.27273 | 55863.000 |
| 133851 | 681 | 2444666.7 | 12828000 | 12828.000 | 357472.44 | 45399000 | 7566500.0 | 357.47244 | 45399.000 |
| 1033863 | 1223 | 422000.0 | 2110000 | 2110.000 | 105500.00 | 2110000 | 422000.0 | 105.50000 | 2110.000 |
| 29193986 | 155 | 0.0 | 0 | 0.000 | 0.00 | 0 | 0.0 | 0.00000 | 0.000 |
| 5444472 | 385 | 0.0 | 0 | 0.000 | 0.00 | 0 | 0.0 | 0.00000 | 0.000 |
| 321186 | 1263 | 0.0 | 0 | 0.000 | 0.00 | 0 | 0.0 | 0.00000 | 0.000 |
| 1 | 77 | 0.0 | 0 | 0.000 | 0.00 | 0 | 0.0 | 0.00000 | 0.000 |
| 129958383 | 1031 | 10001666.7 | 60010000 | 60010.000 | 577957.94 | 247366000 | 41227666.7 | 577.95794 | 247366.000 |
| 129958383 | 53 | 10001666.7 | 60010000 | 60010.000 | 577957.94 | 247366000 | 41227666.7 | 577.95794 | 247366.000 |
| 34823119 | 686 | 1137000.0 | 6822000 | 6822.000 | 72778.69 | 8879000 | 1479833.3 | 72.77869 | 8879.000 |
| 48728000 | 267 | 591666.7 | 3550000 | 3550.000 | 300000.00 | 6300000 | 1050000.0 | 300.00000 | 6300.000 |
| 48728000 | 229 | 591666.7 | 3550000 | 3550.000 | 300000.00 | 6300000 | 1050000.0 | 300.00000 | 6300.000 |
| 83341 | 305 | 923333.3 | 5540000 | 5540.000 | 304444.44 | 13700000 | 2283333.3 | 304.44444 | 13700.000 |
| 6694125 | 79 | 285377.7 | 1712266 | 1712.266 | 48575.32 | 1991588 | 331931.3 | 48.57532 | 1991.588 |
| 560669732 | 445 | 3410000.0 | 20460000 | 20460.000 | 261182.57 | 62945000 | 10490833.3 | 261.18257 | 62945.000 |
| 560669732 | 1745 | 3410000.0 | 20460000 | 20460.000 | 261182.57 | 62945000 | 10490833.3 | 261.18257 | 62945.000 |
| 121086840 | 11 | 428333.3 | 2570000 | 2570.000 | 67766.67 | 3049500 | 508250.0 | 67.76667 | 3049.500 |
| 154041 | 26 | 2521000.0 | 15126000 | 15126.000 | 172784.69 | 36112000 | 6018666.7 | 172.78469 | 36112.000 |
| 232795 | 102 | 1440000.0 | 8060000 | 8060.000 | 329464.29 | 36900000 | 6150000.0 | 329.46429 | 36900.000 |
| 232795 | 443 | 1440000.0 | 8060000 | 8060.000 | 329464.29 | 36900000 | 6150000.0 | 329.46429 | 36900.000 |
| 70793838 | 868 | 0.0 | 0 | 0.000 | 0.00 | 0 | 0.0 | 0.00000 | 0.000 |
| 45342124 | 59 | 993083.3 | 5958500 | 5958.500 | 445653.85 | 11587000 | 1931166.7 | 445.65385 | 11587.000 |
| 5615146363 | 246 | 3264666.7 | 18788000 | 18788.000 | 380961.21 | 88383000 | 14730500.0 | 380.96121 | 88383.000 |
| 546530 | 260 | 0.0 | 0 | 0.000 | 0.00 | 0 | 0.0 | 0.00000 | 0.000 |
| 9825389 | 76 | 35000.0 | 70000 | 70.000 | 10000.00 | 60000 | 30000.0 | 10.00000 | 60.000 |
| 21588711 | 11 | 0.0 | 0 | 0.000 | 0.00 | 0 | 0.0 | 0.00000 | 0.000 |
| 105091 | 18 | 0.0 | 0 | 0.000 | 0.00 | 0 | 0.0 | 0.00000 | 0.000 |
| 546530 | 17 | 0.0 | 0 | 0.000 | 0.00 | 0 | 0.0 | 0.00000 | 0.000 |
| 109262 | 15 | 0.0 | 0 | 0.000 | 0.00 | 0 | 0.0 | 0.00000 | 0.000 |
| 21588711 | 29 | 0.0 | 0 | 0.000 | 0.00 | 0 | 0.0 | 0.00000 | 0.000 |
| 546530 | 21 | 0.0 | 0 | 0.000 | 0.00 | 0 | 0.0 | 0.00000 | 0.000 |
| 474516118 | 1745 | 3410000.0 | 20460000 | 20460.000 | 261182.57 | 62945000 | 10490833.3 | 261.18257 | 62945.000 |
| 20019 | 773 | 0.0 | 0 | 0.000 | 33147.73 | 2917000 | 486166.7 | 33.14773 | 2917.000 |
| 37822 | 27 | 125000.0 | 250000 | 250.000 | 176363.64 | 1940000 | 485000.0 | 176.36364 | 1940.000 |
| 546530 | 42 | 0.0 | 0 | 0.000 | 0.00 | 0 | 0.0 | 0.00000 | 0.000 |
| 56008 | 528 | 495000.0 | 2970000 | 2970.000 | 223937.50 | 7166000 | 1194333.3 | 223.93750 | 7166.000 |
| 546530 | 47 | 713333.3 | 2140000 | 2140.000 | 223913.04 | 5150000 | 1287500.0 | 223.91304 | 5150.000 |
| 62529 | 26 | 0.0 | 0 | 0.000 | 0.00 | 0 | 0.0 | 0.00000 | 0.000 |
| 546530 | 240 | 3120166.7 | 18721000 | 18721.000 | 564272.73 | 55863000 | 9310500.0 | 564.27273 | 55863.000 |
| 546530 | 70 | 223296.5 | 1339779 | 1339.779 | 35230.92 | 3065090 | 510848.3 | 35.23092 | 3065.090 |
| 546530 | 11 | 0.0 | 0 | 0.000 | 0.00 | 0 | 0.0 | 0.00000 | 0.000 |
| 546530 | 868 | 1241666.7 | 7450000 | 7450.000 | 275205.48 | 20090000 | 3348333.3 | 275.20548 | 20090.000 |
| 89190 | 102 | 0.0 | 0 | 0.000 | 0.00 | 0 | 0.0 | 0.00000 | 0.000 |
| 546530 | 171 | 323166.7 | 1939000 | 1939.000 | 31394.74 | 2386000 | 397666.7 | 31.39474 | 2386.000 |
| 546530 | 1903 | 1068333.3 | 6330000 | 6330.000 | 516219.51 | 21165000 | 3527500.0 | 516.21951 | 21165.000 |
| 2694452 | 18 | 292500.0 | 1755000 | 1755.000 | 137619.05 | 2890000 | 481666.7 | 137.61905 | 2890.000 |
| 5615146363 | 261 | 3264666.7 | 18788000 | 18788.000 | 380961.21 | 88383000 | 14730500.0 | 380.96121 | 88383.000 |
| 560669732 | 445 | 3410000.0 | 20460000 | 20460.000 | 261182.57 | 62945000 | 10490833.3 | 261.18257 | 62945.000 |
| 1301304 | 11 | 1572833.3 | 9437000 | 9437.000 | 259030.30 | 25644000 | 4274000.0 | 259.03030 | 25644.000 |
| 11502 | 1232 | 1416666.7 | 8500000 | 8500.000 | 189155.17 | 21942000 | 3657000.0 | 189.15517 | 21942.000 |
| 105091 | 1201 | 0.0 | 0 | 0.000 | 0.00 | 0 | 0.0 | 0.00000 | 0.000 |
| 1301304 | 1263 | 616666.7 | 3700000 | 3700.000 | 171600.00 | 8580000 | 1430000.0 | 171.60000 | 8580.000 |
| 56008 | 19 | 0.0 | 0 | 0.000 | 0.00 | 0 | 0.0 | 0.00000 | 0.000 |
| 20019 | 98 | 0.0 | 0 | 0.000 | 0.00 | 0 | 0.0 | 0.00000 | 0.000 |
| 546530 | 267 | 591666.7 | 3550000 | 3550.000 | 300000.00 | 6300000 | 1050000.0 | 300.00000 | 6300.000 |
| 546530 | 229 | 591666.7 | 3550000 | 3550.000 | 300000.00 | 6300000 | 1050000.0 | 300.00000 | 6300.000 |
| 56008 | 273 | 495000.0 | 2970000 | 2970.000 | 223937.50 | 7166000 | 1194333.3 | 223.93750 | 7166.000 |
| 26517379 | 1312 | 100000.0 | 100000 | 100.000 | 50000.00 | 150000 | 150000.0 | 50.00000 | 150.000 |
| 89190 | 384 | 1440000.0 | 8060000 | 8060.000 | 329464.29 | 36900000 | 6150000.0 | 329.46429 | 36900.000 |
| 105091 | 403 | 0.0 | 0 | 0.000 | 0.00 | 0 | 0.0 | 0.00000 | 0.000 |
| 1301304 | 237 | 190000.0 | 1140000 | 1140.000 | 31976.74 | 1375000 | 229166.7 | 31.97674 | 1375.000 |
| 11502 | 172 | 1416666.7 | 8500000 | 8500.000 | 189155.17 | 21942000 | 3657000.0 | 189.15517 | 21942.000 |
| 275385 | 41 | 120000.0 | 720000 | 720.000 | 30000.00 | 660000 | 110000.0 | 30.00000 | 660.000 |
| 21588711 | 357 | 0.0 | 0 | 0.000 | 0.00 | 0 | 0.0 | 0.00000 | 0.000 |
| 37822 | 69 | 0.0 | 0 | 0.000 | 0.00 | 0 | 0.0 | 0.00000 | 0.000 |
| 56008 | 53 | 0.0 | 0 | 0.000 | 0.00 | 0 | 0.0 | 0.00000 | 0.000 |
| 19233 | 132 | 0.0 | 0 | 0.000 | 0.00 | 0 | 0.0 | 0.00000 | 0.000 |
| 1630868 | 412 | 0.0 | 0 | 0.000 | 0.00 | 0 | 0.0 | 0.00000 | 0.000 |
| 26517379 | 123 | 100000.0 | 100000 | 100.000 | 50000.00 | 150000 | 150000.0 | 50.00000 | 150.000 |
| 1107765 | 278 | 0.0 | 0 | 0.000 | 0.00 | 0 | 0.0 | 0.00000 | 0.000 |
# WITH ZEROS
model.m.pac.contrib <- lm(TotalContribAmountNo0 ~ assets_m * org_type,
data = mediation_data )
# model predicting DV
model.y.pac.contrib <- lm(efficacy ~ TotalContribAmountNo0 + assets_m * org_type,
data = mediation_data)
med.cont.pac <- mediate(model.m.pac.contrib,
model.y.pac.contrib,
sims=1000,
treat = "assets_m",
mediator = "TotalContribAmountNo0",
control.value = 1,
treat.value = 10,
boot = T)
summary(med.cont.pac)##
## Causal Mediation Analysis
##
## Nonparametric Bootstrap Confidence Intervals with the Percentile Method
##
## Estimate 95% CI Lower 95% CI Upper p-value
## ACME -0.118 -0.538 0.18 0.55
## ADE 0.677 -3.145 6.19 0.73
## Total Effect 0.559 -3.236 6.09 0.76
## Prop. Mediated -0.212 -0.813 0.59 0.84
##
## Sample Size Used: 2229
##
##
## Simulations: 1000# plot(med.cont.pac, main = "Campaign (PAC) Spending", xlab = "Words From Comment Added to Final Rule\nPer Million Dollars in Assets")
model.m.lobby <- lm(TotalLobbyingAmountNo0 ~ assets_m * org_type,
data = mediation_data)
# model predicting DV
model.y.lobby <- lm(efficacy ~ TotalLobbyingAmountNo0 + assets_m * org_type,
data = mediation_data)
mediation_data %>%
dplyr::select(TotalLobbyingAmountNo0, assets) %>%
skimr::skim()| Name | Piped data |
| Number of rows | 2229 |
| Number of columns | 2 |
| _______________________ | |
| Column type frequency: | |
| numeric | 2 |
| ________________________ | |
| Group variables | None |
Variable type: numeric
| skim_variable | n_missing | complete_rate | mean | sd | p0 | p25 | p50 | p75 | p100 | hist |
|---|---|---|---|---|---|---|---|---|---|---|
| TotalLobbyingAmountNo0 | 0 | 1 | 9291.82 | 24427.16 | 0 | 0 | 0 | 8010 | 323590.7 | ▇▁▁▁▁ |
| assets | 0 | 1 | 113288098.63 | 1228477885.48 | -105999 | 325391 | 2245777 | 12822395 | 33821487443.0 | ▇▁▁▁▁ |
# Going from 1 million to 10 million
med.cont.lobby <- mediate(model.m.lobby,
model.y.lobby,
sims=1000,
treat = "assets_m", mediator = "TotalLobbyingAmountNo0",
control.value = 1, treat.value = 10, boot = T)
summary(med.cont.lobby)##
## Causal Mediation Analysis
##
## Nonparametric Bootstrap Confidence Intervals with the Percentile Method
##
## Estimate 95% CI Lower 95% CI Upper p-value
## ACME -0.111 -0.674 0.52 0.73
## ADE 0.670 -3.423 5.99 0.77
## Total Effect 0.559 -3.436 5.90 0.78
## Prop. Mediated -0.199 -2.422 1.23 0.95
##
## Sample Size Used: 2229
##
##
## Simulations: 1000#plot(med.cont.lobby, main = "Lobbying Expendature", xlab = "Words From Comment Added to Final Rule\nPer Million Dollars in Assets")Without zeros
# WITHOUT ZEROS
model.m.pac.contrib <- lm(TotalContribAmount ~ assets_m * org_type,
data = mediation_data )
# model predicting DV
model.y.pac.contrib <- lm(efficacy ~ TotalContribAmount + assets_m * org_type,
data = mediation_data)
med.cont.pac <- mediate(model.m.pac.contrib,
model.y.pac.contrib,
sims=1000, treat = "assets_m",
mediator = "TotalContribAmount", control.value = 1, treat.value = 10, boot = T)
plot(med.cont.pac, main = "Campaign (PAC) Spending",
xlab = "Words From Comment Added to Final Rule\nPer Million Dollars in Assets")
summary(med.cont.pac)##
## Causal Mediation Analysis
##
## Nonparametric Bootstrap Confidence Intervals with the Percentile Method
##
## Estimate 95% CI Lower 95% CI Upper p-value
## ACME 0.00469 -0.50447 0.55 0.98
## ADE 1.17609 -5.24627 9.40 0.69
## Total Effect 1.18078 -5.12310 9.28 0.69
## Prop. Mediated 0.00397 -0.97824 0.73 0.96
##
## Sample Size Used: 1509
##
##
## Simulations: 1000mediation_data %>% count(TotalLobbyingAmount)## # A tibble: 206 × 2
## TotalLobbyingAmount n
## <dbl> <int>
## 1 0 430
## 2 12000 1
## 3 20000 6
## 4 30000 2
## 5 34568 1
## 6 40000 1
## 7 50000 2
## 8 68000 1
## 9 70000 5
## 10 80000 6
## # ℹ 196 more rows#WTF
# model.m.lobby <- lm(TotalLobbyingAmount ~ assets_m * org_type, data = mediation_data)
# # model predicting DV
# model.y.lobby <- lm(efficacy ~ TotalLobbyingAmount + assets_m * org_type, data = mediation_data)
#
# mediation_data %>%
# dplyr::select(TotalLobbyingAmount, assets_m) %>%
# skimr::skim()
#
# # Going from 1 million to 10 million
# # "Since the treatment
# # variable is a continuous variable, we use the values of 3 and 4 as the control and treatment
# # values, respectively, and estimate the quantities of interest in terms of these values.""
# med.cont.lobby <- mediate(model.m.lobby,
# model.y.lobby,
# sims=1000,
# treat = "assets_m",
# mediator = "TotalLobbyingAmount",
# control.value = 1, treat.value = 10,
# boot = T)
#
# plot(med.cont.lobby, main = "Lobbying Expendature",
# xlab = "Words From Comment Added to Final Rule\nPer Million Dollars in Assets")Assets x technical terms
mediation_data <- b %>%
drop_na(efficacy, dictionary_terms)
# model predicting mediator, sophistication
model.m <- lm(dictionary_terms ~ assets,
data = mediation_data)
# model predicting DV
model.y <- glm(efficacy ~ dictionary_terms + assets,
data = mediation_data)
models <- list(model.m, model.y)
rows <- tibble(
term = c("Dependent Variable"),
`1` = "Technical Terms",
`2` = "Efficacy",
)
attr(rows, 'position') <- c(0)
modelsummary(models)| (1) | (2) | |
|---|---|---|
| Dependent Variable | Technical Terms | Efficacy |
| Assets | 0.000 | 0.000 |
| (0.000) | (0.000) | |
| Technical Terms | 0.121*** | |
| (0.007) | ||
| Num.Obs. | 2229 | 2229 |
| Log.Lik. | −21006.441 | −18500.716 |
| + p < 0.1, * p < 0.05, ** p < 0.01, *** p < 0.001 |
med.cont <- mediate(model.m, model.y, sims=1000, treat = "assets",
mediator = "dictionary_terms")
summary(med.cont)##
## Causal Mediation Analysis
##
## Quasi-Bayesian Confidence Intervals
##
## Estimate 95% CI Lower 95% CI Upper p-value
## ACME 0.000000000283 -0.000000012543 0.00 0.98
## ADE -0.000000001468 -0.000000033926 0.00 0.92
## Total Effect -0.000000001185 -0.000000034802 0.00 0.93
## Prop. Mediated 0.118419952314 -4.806301319385 3.95 0.78
##
## Sample Size Used: 2229
##
##
## Simulations: 1000plot(med.cont,
main = "Technical Terms",
xlab = "Words from Comment Added to Final Rule\nper Billion Dollars in Market Capitalization")
Efficacy by Market Cap
Market cap x legal citations
b %<>% mutate(marketcap_b = marketcap2/1000000000)
#b %>% count(commented, is.na(marketcap2))
mediation_data <- b %>%
drop_na(efficacy,
marketcap2)
# model predicting mediator, sophistication
model.m <- lm(Total_Legal_Citations ~ marketcap_b,
data = mediation_data )
# model predicting DV
model.y <- glm(efficacy ~ Total_Legal_Citations + marketcap_b,
data = mediation_data)
models <- list(model.m, model.y)
rows <- tibble(
term = c("Dependent Variable"),
`1` = "Legal Citations",
`2` = "Efficacy",
)
attr(rows, 'position') <- c(0)
modelsummary(models)| (1) | (2) | |
|---|---|---|
| Dependent Variable | Legal Citations | Efficacy |
| Market Capitalization (Billions) | 0.015*** | 0.426** |
| (0.003) | (0.147) | |
| Legal Citations | 21.063*** | |
| (2.643) | ||
| Num.Obs. | 299 | 299 |
| Log.Lik. | −992.886 | −2134.210 |
| + p < 0.1, * p < 0.05, ** p < 0.01, *** p < 0.001 |
med.cont.legal <- mediate(model.m, model.y, sims=1000, treat = "marketcap_b",
mediator = "Total_Legal_Citations")
summary(med.cont)##
## Causal Mediation Analysis
##
## Quasi-Bayesian Confidence Intervals
##
## Estimate 95% CI Lower 95% CI Upper p-value
## ACME 0.000000000283 -0.000000012543 0.00 0.98
## ADE -0.000000001468 -0.000000033926 0.00 0.92
## Total Effect -0.000000001185 -0.000000034802 0.00 0.93
## Prop. Mediated 0.118419952314 -4.806301319385 3.95 0.78
##
## Sample Size Used: 2229
##
##
## Simulations: 1000plot(med.cont.legal,
main = "Legal Citations",
xlab = "Words from Comment Added to Final Rule\nper Billion Dollars in Market Capitalization")
Market cap x technical terms
#mediation-marketcap-terms
# model predicting mediator, sophistication
model.m <- lm(dictionary_terms ~ marketcap_b,
data = mediation_data)
# model predicting DV
model.y <- glm(efficacy ~ dictionary_terms + marketcap_b,
data = mediation_data)
models <- list(model.m, model.y)
rows <- tibble(
term = c("Dependent Variable"),
`1` = "Technical Terms",
`2` = "Efficacy",
)
attr(rows, 'position') <- c(0)
modelsummary(models)| (1) | (2) | |
|---|---|---|
| Dependent Variable | Technical Terms | Efficacy |
| Market Capitalization (Billions) | 6.688*** | −0.056 |
| (1.036) | (0.099) | |
| Technical Terms | 0.121*** | |
| (0.005) | ||
| Num.Obs. | 299 | 299 |
| Log.Lik. | −2730.868 | −2007.449 |
| + p < 0.1, * p < 0.05, ** p < 0.01, *** p < 0.001 |
med.cont.terms <- mediate(model.m, model.y, sims=1000, treat = "marketcap_b",
mediator = "dictionary_terms")
summary(med.cont)##
## Causal Mediation Analysis
##
## Quasi-Bayesian Confidence Intervals
##
## Estimate 95% CI Lower 95% CI Upper p-value
## ACME 0.000000000283 -0.000000012543 0.00 0.98
## ADE -0.000000001468 -0.000000033926 0.00 0.92
## Total Effect -0.000000001185 -0.000000034802 0.00 0.93
## Prop. Mediated 0.118419952314 -4.806301319385 3.95 0.78
##
## Sample Size Used: 2229
##
##
## Simulations: 1000plot(med.cont.terms,
main = "Technical Terms",
xlab = "Words from Comment Added to Final Rule\nper Billion Dollars in Market Capitalization")
Market cap x technical terms x legal citations
# mediation-marketcap-terms-blueboo
# model predicting mediator, sophistication
model.m1.terms <- lm(dictionary_terms ~ marketcap_b,
data = mediation_data)
model.m1.legal <- lm(Total_Legal_Citations ~ marketcap_b,
data = mediation_data)
# model predicting DV
model.y <- glm(efficacy ~ dictionary_terms + Total_Legal_Citations + marketcap_b,
data = mediation_data)
models.med1 <- list(model.m1.terms, model.m1.legal, model.y)
rows <- tibble(
term = c("Dependent Variable"),
`1` = "Technical Terms",
`2` = "Legal Citations",
`3` = "Efficacy",
)
attr(rows, 'position') <- c(0)
modelsummary(models.med1)| (1) | (2) | (3) | |
|---|---|---|---|
| Dependent Variable | Technical Terms | Legal Citations | Efficacy |
| Market Capitalization (Billions) | 6.688*** | 0.015*** | −0.054 |
| (1.036) | (0.003) | (0.099) | |
| Technical Terms | 0.121*** | ||
| (0.006) | |||
| Legal Citations | −0.473 | ||
| (2.044) | |||
| Num.Obs. | 299 | 299 | 299 |
| Log.Lik. | −2730.868 | −992.886 | −2007.422 |
| + p < 0.1, * p < 0.05, ** p < 0.01, *** p < 0.001 |
save(models.med1, rows, file = here::here("models", "models.med2.Rdata"))
med.terms <- mediate(model.m1.terms, model.y, sims=1000, treat = "marketcap_b",
mediator = "dictionary_terms")
plot(med.terms, main = "Technical Terms",
xlab = "Words from Comment Added to Final Rule\nper Billion Dollars in Market Capitalization")
med.legal <- mediate(model.m1.legal, model.y, sims=1000, treat = "marketcap_b",
mediator = "Total_Legal_Citations")
summary(med.legal)##
## Causal Mediation Analysis
##
## Quasi-Bayesian Confidence Intervals
##
## Estimate 95% CI Lower 95% CI Upper p-value
## ACME -0.00897 -0.07474 0.05 0.80
## ADE -0.05683 -0.24801 0.13 0.58
## Total Effect -0.06580 -0.26352 0.12 0.52
## Prop. Mediated 0.08880 -2.40291 3.82 0.79
##
## Sample Size Used: 299
##
##
## Simulations: 1000plot(med.legal, main = "Legal Citations",
xlab = "Words from Comment Added to Final Rule\nper Billion Dollars in Market Capitalization")
#FI
# modelsummary::modelsummary(med.cont)Market Cap x Political Spending
#mediation-marketcap-lobbying
mediation_data %>%
dplyr::select(marketcap_b, TotalContribAmount, TotalLobbyingAmount) %>%
drop_na(marketcap_b) %>%
skimr::skim()| Name | Piped data |
| Number of rows | 299 |
| Number of columns | 3 |
| _______________________ | |
| Column type frequency: | |
| numeric | 3 |
| ________________________ | |
| Group variables | None |
Variable type: numeric
| skim_variable | n_missing | complete_rate | mean | sd | p0 | p25 | p50 | p75 | p100 | hist |
|---|---|---|---|---|---|---|---|---|---|---|
| marketcap_b | 0 | 1.0 | 89.14 | 125.65 | 0 | 1.44 | 26.54 | 151.51 | 471.65 | ▇▂▁▁▁ |
| TotalContribAmount | 30 | 0.9 | 30576500.67 | 34053368.12 | 0 | 0.00 | 21203000.00 | 57530000.00 | 247366000.00 | ▇▃▁▁▁ |
| TotalLobbyingAmount | 30 | 0.9 | 10704499.23 | 11046087.73 | 0 | 0.00 | 8010000.00 | 18788000.00 | 60010000.00 | ▇▂▂▁▁ |
# model predicting mediator, sophistication
model.cont <- lm(TotalContribAmount ~ marketcap_b,
data = mediation_data )
# model predicting DV
model.y.cont <- glm(efficacy ~ TotalContribAmount + marketcap_b,
data = mediation_data )
med.cont <- mediate(model.cont, model.y.cont, sims=1000, treat = "marketcap_b",
mediator = "TotalContribAmount", robustSE = T, boot = T,
control.value = 1, treat.value = 2)
summary(med.cont)##
## Causal Mediation Analysis
##
## Nonparametric Bootstrap Confidence Intervals with the Percentile Method
##
## Estimate 95% CI Lower 95% CI Upper p-value
## ACME 0.0475 -0.0826 0.24 0.542
## ADE 0.6613 0.2159 1.12 0.002 **
## Total Effect 0.7088 0.3566 1.07 <0.0000000000000002 ***
## Prop. Mediated 0.0670 -0.1077 0.48 0.542
## ---
## Signif. codes: 0 '***' 0.001 '**' 0.01 '*' 0.05 '.' 0.1 ' ' 1
##
## Sample Size Used: 269
##
##
## Simulations: 1000model.lob <- lm(TotalLobbyingAmount ~ marketcap_b,
data = mediation_data )
model.y.lob <- glm(efficacy ~ TotalLobbyingAmount + marketcap_b,
data = mediation_data)
med.lob <- mediate(model.lob, model.y.lob, sims=1000, treat = "marketcap_b",
mediator = "TotalLobbyingAmount",
robustSE = T, boot = T,
control.value = 1, treat.value = 2)
summary(med.lob)##
## Causal Mediation Analysis
##
## Nonparametric Bootstrap Confidence Intervals with the Percentile Method
##
## Estimate 95% CI Lower 95% CI Upper p-value
## ACME 0.1209 -0.1189 0.41 0.366
## ADE 0.5879 0.0987 1.12 0.018 *
## Total Effect 0.7088 0.3812 1.12 <0.0000000000000002 ***
## Prop. Mediated 0.1706 -0.1440 0.80 0.366
## ---
## Signif. codes: 0 '***' 0.001 '**' 0.01 '*' 0.05 '.' 0.1 ' ' 1
##
## Sample Size Used: 269
##
##
## Simulations: 1000model.y <- glm(efficacy ~ TotalLobbyingAmount + TotalContribAmount + marketcap_b,
data = mediation_data )
models.med.spending <- list(model.cont, model.lob, model.y.cont, model.y.lob, model.y)
rows <- tibble(
term = c("Dependent Variable"),
`1` = "PAC Contributions",
`2` = "Lobbying",
`3` = "Efficacy",
`4` = "Efficacy",
`5` = "Efficacy"
)
attr(rows, 'position') <- c(0)
modelsummary(models.med.spending)| (1) | (2) | (3) | (4) | (5) | |
|---|---|---|---|---|---|
| Dependent Variable | PAC Contributions | Lobbying | Efficacy | Efficacy | Efficacy |
| Market Capitalization (Billions) | 110828.288*** | 47752.827*** | 0.661*** | 0.588** | 0.527* |
| (14632.163) | (4339.059) | (0.184) | (0.201) | (0.211) | |
| PAC Donations | 0.000 | 0.000 | |||
| (0.000) | (0.000) | ||||
| Lobbying | 0.000 | 0.000 | |||
| (0.000) | (0.000) | ||||
| Num.Obs. | 269 | 269 | 269 | 269 | 269 |
| Log.Lik. | −5020.400 | −4693.413 | −1958.554 | −1958.160 | −1957.712 |
| + p < 0.1, * p < 0.05, ** p < 0.01, *** p < 0.001 |
save(models.med.spending, rows, file = here::here("models", "models.med.spending.Rdata"))
plot(med.cont, main = "Political Contributions",
xlab = "Words from Comment Added to Final Rule\nper Billion Dollars in Market Capitalization")
plot(med.lob, main = "Lobbying Expenditure",
xlab = "Words from Comment Added to Final Rule\nper Billion Dollars in Market Capitalization")
#FI
# modelsummary::modelsummary(med.cont)Market Cap mediated by Sophistication or Political Spending
#mediation-marketcap-terms-lobbying
model.m2.lob <- lm(TotalLobbyingAmount ~ marketcap_b,
data = mediation_data )
model.m2.terms <- lm(dictionary_terms ~ marketcap_b,
data = mediation_data %>% drop_na(TotalLobbyingAmount))
model.y2 <- glm(efficacy ~ TotalLobbyingAmount + marketcap_b+ dictionary_terms,
data = mediation_data )
med.lob.2 <- mediate(model.m2.lob, model.y2, sims=1000, treat = "marketcap_b",
mediator = "TotalLobbyingAmount",
robustSE = T, boot = T,
control.value = 1, treat.value = 2)
med.terms.2 <- mediate(model.m2.terms, model.y2, sims=1000, treat = "marketcap_b",
mediator = "dictionary_terms",
robustSE = T, boot = T,
control.value = 1, treat.value = 2)
summary(med.lob.2)##
## Causal Mediation Analysis
##
## Nonparametric Bootstrap Confidence Intervals with the Percentile Method
##
## Estimate 95% CI Lower 95% CI Upper p-value
## ACME 0.1313 -0.0484 0.34 0.16
## ADE -0.1926 -0.5157 0.09 0.22
## Total Effect -0.0613 -0.2718 0.13 0.57
## Prop. Mediated -2.1401 -19.0226 13.22 0.59
##
## Sample Size Used: 269
##
##
## Simulations: 1000summary(med.terms.2)##
## Causal Mediation Analysis
##
## Nonparametric Bootstrap Confidence Intervals with the Percentile Method
##
## Estimate 95% CI Lower 95% CI Upper p-value
## ACME 0.770 0.440 1.17 <0.0000000000000002 ***
## ADE -0.193 -0.512 0.09 0.190
## Total Effect 0.578 0.201 1.02 0.004 **
## Prop. Mediated 1.333 0.875 2.89 0.004 **
## ---
## Signif. codes: 0 '***' 0.001 '**' 0.01 '*' 0.05 '.' 0.1 ' ' 1
##
## Sample Size Used: 269
##
##
## Simulations: 1000models.m2 <- list(model.m2.lob, model.m2.terms, model.y2)
rows <- tibble(
term = c("Dependent Variable"),
`1` = "Lobbying",
`2` = "Technical Terms",
`3` = "Efficacy"
)
attr(rows, 'position') <- c(0)
modelsummary(models.m2)| (1) | (2) | (3) | |
|---|---|---|---|
| Dependent Variable | Lobbying | Technical Terms | Efficacy |
| Market Capitalization (Billions) | 47752.827*** | 6.373*** | −0.193 |
| (4339.059) | (1.110) | (0.124) | |
| Lobbying | 0.000* | ||
| (0.000) | |||
| Technical Terms | 0.121*** | ||
| (0.005) | |||
| Num.Obs. | 269 | 269 | 269 |
| Log.Lik. | −4693.413 | −2468.596 | −1817.169 |
| + p < 0.1, * p < 0.05, ** p < 0.01, *** p < 0.001 |
plot(med.terms.2, main = "Technical Terms",
xlab = "Words from Comment Added to Final Rule\nper Billion Dollars in Market Capitalization")
plot(med.lob.2, main = "Lobbying Expenditure",
xlab = "Words from Comment Added to Final Rule\nper Billion Dollars in Market Capitalization")
#FI
# modelsummary::modelsummary(med.cont)Testing 4 pathways to influence
- PAC donations
- Lobbying spending (LDA data)
- Technical Terms
- Legal Citations
# mediation-4way
mediation_data4 <- mediation_data %>%
drop_na(efficacy,
marketcap_b,
TotalLobbyingAmount,
TotalContribAmount,
dictionary_terms,
Total_Legal_Citations)
model.m4.cont <- lm(TotalContribAmount ~ marketcap_b,
data = mediation_data4)
model.m4.lob <- lm(TotalLobbyingAmount ~ marketcap_b,
data = mediation_data4)
model.m4.terms <- lm(dictionary_terms ~ marketcap_b,
data = mediation_data4)
model.m4.legal <- lm(Total_Legal_Citations ~ marketcap_b,
data = mediation_data4)
model.y4 <- glm(efficacy ~ marketcap_b + TotalLobbyingAmount + TotalContribAmount + dictionary_terms + Total_Legal_Citations,
data = mediation_data4 )
med.cont.4 <- mediate(model.m4.cont, model.y4, sims=1000, treat = "marketcap_b",
mediator = "TotalContribAmount",
robustSE = T, boot = T,
control.value = 1, treat.value = 2)
med.lob.4 <- mediate(model.m4.lob, model.y4, sims=1000, treat = "marketcap_b",
mediator = "TotalLobbyingAmount",
robustSE = T, boot = T,
control.value = 1, treat.value = 2)
med.terms.4 <- mediate(model.m4.terms, model.y4, sims=1000, treat = "marketcap_b",
mediator = "dictionary_terms",
robustSE = T, boot = T,
control.value = 1, treat.value = 2)
med.legal.4 <- mediate(model.m4.legal, model.y4, sims=1000, treat = "marketcap_b",
mediator = "Total_Legal_Citations",
robustSE = T, boot = T,
control.value = 1, treat.value = 2)
models.m4 <- list(model.m4.cont, model.m4.lob, model.m4.terms, model.m4.legal, model.y4)
rows <- tibble(
term = c("Dependent Variable"),
`1` = "Campaign (PAC) Spending",
`2` = "Lobbying (LDA) Spending",
`3` = "Technical Terms",
`4` = "Legal Citations",
`5` = "Efficacy"
)
attr(rows, 'position') <- c(0)
modelsummary(models.m4)| (1) | (2) | (3) | (4) | (5) | |
|---|---|---|---|---|---|
| Dependent Variable | Campaign (PAC) Spending | Lobbying (LDA) Spending | Technical Terms | Legal Citations | Efficacy |
| Market Capitalization (Billions) | 110828.288*** | 47752.827*** | 6.373*** | 0.014*** | −0.319* |
| (14632.163) | (4339.059) | (1.110) | (0.003) | (0.133) | |
| Lobbying | 0.000** | ||||
| (0.000) | |||||
| PAC Donations | 0.000** | ||||
| (0.000) | |||||
| Technical Terms | 0.118*** | ||||
| (0.006) | |||||
| Legal Citations | 2.254 | ||||
| (2.358) | |||||
| Num.Obs. | 269 | 269 | 269 | 269 | 269 |
| Log.Lik. | −5020.400 | −4693.413 | −2468.596 | −902.767 | −1813.586 |
| + p < 0.1, * p < 0.05, ** p < 0.01, *** p < 0.001 |
save(models.m4, rows, file = here::here("models", "models.m4.Rdata"))
plot(med.terms.4, main = "Technical Terms",
xlab = "Words from Comment Added to Final Rule\nper Billion Dollars in Market Capitalization")
plot(med.legal.4,
main = "Legal Citations",
xlab = "Words from Comment Added to Final Rule\nper Billion Dollars in Market Capitalization")
plot(med.cont.4, main = "Political Spending",
xlab = "Words from Comment Added to Final Rule\nper Billion Dollars in Market Capitalization")
plot(med.lob.4, main = "Lobbying Expenditure",
xlab = "Words from Comment Added to Final Rule\nper Billion Dollars in Market Capitalization")
ACME
#mediation-4way-acme
extract_acme <- function(x){
tibble(
term = x$mediator,
d0 = x$d0,
d0.ci_low = x$d0.ci[1],
d0.ci_high = x$d0.ci[2],
)
}
extract_acme(med.lob.4)## # A tibble: 1 × 4
## term d0 d0.ci_low d0.ci_high
## <chr> <dbl> <dbl> <dbl>
## 1 TotalLobbyingAmount 0.580 0.136 1.06models <- list(med.cont, med.lob, med.terms, med.legal)
models <- list(med.cont.4, med.lob.4, med.terms.4, med.legal.4)
acme <- purrr::map_df(models, extract_acme)
acme %>%
mutate(term = term %>% str_replace("TotalContribAmount", "Campaign (PAC) Spending") %>%
str_replace( "TotalLobbyingAmount", "Lobbying (LDA) Spending") %>%
str_replace( "Total_Legal_Citations", " Legal Citations") %>%
str_replace("dictionary_terms", " Technical Sophistication")) %>%
ggplot() +
aes(x = d0,
xmin = d0.ci_low,
xmax = d0.ci_high,
y = term) +
geom_vline(xintercept = 0, linetype = 2, color = "grey") +
geom_pointrange() +
labs(y = "Mediator", x = "ACME\nWords from Comment Added to Final Rule\nper Billion Dollars in Market Capitalization") +
theme(panel.grid.major.y = element_blank())
Including 0-dollar PAC donors
# mediation-4wayNo0
mediation_data4 <- mediation_data %>%
drop_na(efficacy,
marketcap_b,
TotalLobbyingAmountNo0,
TotalContribAmountNo0,
dictionary_terms,
Total_Legal_Citations)
model.m4.cont <- lm(TotalContribAmountNo0 ~ marketcap_b,
data = mediation_data4)
model.m4.lob <- lm(TotalLobbyingAmountNo0 ~ marketcap_b,
data = mediation_data4)
model.m4.terms <- lm(dictionary_terms ~ marketcap_b,
data = mediation_data4)
model.m4.legal <- lm(Total_Legal_Citations ~ marketcap_b,
data = mediation_data4)
model.y4 <- glm(efficacy ~ marketcap_b + TotalLobbyingAmountNo0 + TotalContribAmountNo0 + dictionary_terms + Total_Legal_Citations,
data = mediation_data4 )
med.cont.4 <- mediate(model.m4.cont, model.y4, sims=1000, treat = "marketcap_b",
mediator = "TotalContribAmountNo0",
robustSE = T, boot = T,
control.value = 1, treat.value = 2)
med.lob.4 <- mediate(model.m4.lob, model.y4, sims=1000, treat = "marketcap_b",
mediator = "TotalLobbyingAmountNo0",
robustSE = T, boot = T,
control.value = 1, treat.value = 2)
summary(med.lob.4)##
## Causal Mediation Analysis
##
## Nonparametric Bootstrap Confidence Intervals with the Percentile Method
##
## Estimate 95% CI Lower 95% CI Upper p-value
## ACME 0.61193 0.14865 1.12 0.008 **
## ADE -0.31742 -0.67331 0.02 0.070 .
## Total Effect 0.29451 0.00193 0.68 0.050 *
## Prop. Mediated 2.07779 0.16333 10.02 0.050 *
## ---
## Signif. codes: 0 '***' 0.001 '**' 0.01 '*' 0.05 '.' 0.1 ' ' 1
##
## Sample Size Used: 299
##
##
## Simulations: 1000med.terms.4 <- mediate(model.m4.terms, model.y4, sims=1000, treat = "marketcap_b",
mediator = "dictionary_terms",
robustSE = T, boot = T,
control.value = 1, treat.value = 2)
summary(med.terms.4)##
## Causal Mediation Analysis
##
## Nonparametric Bootstrap Confidence Intervals with the Percentile Method
##
## Estimate 95% CI Lower 95% CI Upper p-value
## ACME 0.7877 0.4491 1.15 <0.0000000000000002 ***
## ADE -0.3174 -0.6624 0.00 0.052 .
## Total Effect 0.4703 0.0173 0.90 0.034 *
## Prop. Mediated 1.6749 0.9084 6.74 0.034 *
## ---
## Signif. codes: 0 '***' 0.001 '**' 0.01 '*' 0.05 '.' 0.1 ' ' 1
##
## Sample Size Used: 299
##
##
## Simulations: 1000med.legal.4 <- mediate(model.m4.legal, model.y4, sims=1000, treat = "marketcap_b",
mediator = "Total_Legal_Citations",
robustSE = T, boot = T,
control.value = 1, treat.value = 2)
models.m4No0 <- list(model.m4.cont,
model.m4.lob,
model.m4.terms,
model.m4.legal,
model.y4)
rows <- tibble(
term = c("Dependent Variable"),
`1` = "Campaign (PAC) Spending",
`2` = "Lobbying (LDA) Spending",
`3` = "Technical Terms",
`4` = "Legal Citations",
`5` = "Efficacy"
)
attr(rows, 'position') <- c(0)
modelsummary(models.m4)| (1) | (2) | (3) | (4) | (5) | |
|---|---|---|---|---|---|
| Dependent Variable | Campaign (PAC) Spending | Lobbying (LDA) Spending | Technical Terms | Legal Citations | Efficacy |
| Market Capitalization (Billions) | 110828.288*** | 47752.827*** | 6.373*** | 0.014*** | −0.319* |
| (14632.163) | (4339.059) | (1.110) | (0.003) | (0.133) | |
| Lobbying | 0.000** | ||||
| (0.000) | |||||
| PAC Donations | 0.000** | ||||
| (0.000) | |||||
| Technical Terms | 0.118*** | ||||
| (0.006) | |||||
| Legal Citations | 2.254 | ||||
| (2.358) | |||||
| Num.Obs. | 269 | 269 | 269 | 269 | 269 |
| Log.Lik. | −5020.400 | −4693.413 | −2468.596 | −902.767 | −1813.586 |
| + p < 0.1, * p < 0.05, ** p < 0.01, *** p < 0.001 |
save(models.m4No0, rows, file = here::here("models", "models.m4No0.Rdata"))
plot(med.terms.4, main = "Technical Terms",
xlab = "Words from Comment Added to Final Rule\nper Billion Dollars in Market Capitalization")
plot(med.legal.4,
main = "Legal Citations",
xlab = "Words from Comment Added to Final Rule\nper Billion Dollars in Market Capitalization")
plot(med.cont.4, main = "Political Spending",
xlab = "Words from Comment Added to Final Rule\nper Billion Dollars in Market Capitalization")
plot(med.lob.4, main = "Lobbying Expenditure",
xlab = "Words from Comment Added to Final Rule\nper Billion Dollars in Market Capitalization")
ACME including 0-dolar PAC
#mediation-4way-acme
extract_acme(med.lob.4)## # A tibble: 1 × 4
## term d0 d0.ci_low d0.ci_high
## <chr> <dbl> <dbl> <dbl>
## 1 TotalLobbyingAmountNo0 0.612 0.149 1.12# single
models <- list(med.cont,
med.lob,
med.cont.legal,
med.cont.terms)
acme <- purrr::map_df(models, extract_acme)
acme$Model <- "Single Mediator"
# multiple
models <- list(med.cont.4,
med.lob.4,
med.legal.4,
med.terms.4)
acme.m <- purrr::map_df(models, extract_acme)
acme.m$Model <- "Multiple Mediation"
acme %>%
mutate(term = term %>% str_replace("TotalContribAmount.*", "Campaign (PAC) Spending") %>%
str_replace( "TotalLobbyingAmount.*", "Lobbying (LDA) Spending") %>%
str_replace( "Total_Legal_Citations", " Legal Citations") %>%
str_replace("dictionary_terms", " Technical Sophistication")) %>%
ggplot() +
aes(x = d0,
xmin = d0.ci_low,
xmax = d0.ci_high,
y = term,
color = Model) +
geom_vline(xintercept = 0, linetype = 2, color = "grey") +
geom_pointrange(position = position_dodge(width = 0.30),
alpha = .8) +
labs(color = "Model Assumption",
y = "Mediator",
x = "ACME\nWords from Comment Added to Final Rule\nper Billion Dollars in Market Capitalization") +
theme(panel.grid.major.y = element_blank()) +
scale_color_viridis_d(begin = .8, end = .8, option = 2)
acme.m %>%
mutate(term = term %>% str_replace("TotalContribAmount.*", "Campaign (PAC) Spending") %>%
str_replace( "TotalLobbyingAmount.*", "Lobbying (LDA) Spending") %>%
str_replace( "Total_Legal_Citations", " Legal Citations") %>%
str_replace("dictionary_terms", " Technical Sophistication")) %>%
ggplot() +
aes(x = d0,
xmin = d0.ci_low,
xmax = d0.ci_high,
y = term,
color = Model) +
geom_vline(xintercept = 0, linetype = 2, color = "grey") +
geom_pointrange(position = position_dodge(width = 0.30),
alpha = .8) +
labs(color = "Model Assumption",
y = "Mediator",
x = "ACME\nWords from Comment Added to Final Rule\nper Billion Dollars in Market Capitalization") +
theme(panel.grid.major.y = element_blank()) +
scale_color_viridis_d(begin = .1, end = .8, option = 2)
acme %>% full_join(acme.m) %>%
mutate(term = term %>% str_replace("TotalContribAmount.*", "Campaign (PAC) Spending") %>%
str_replace( "TotalLobbyingAmount.*", "Lobbying (LDA) Spending") %>%
str_replace( "Total_Legal_Citations", " Legal Citations") %>%
str_replace("dictionary_terms", " Technical Sophistication")) %>%
ggplot() +
aes(x = d0,
xmin = d0.ci_low,
xmax = d0.ci_high,
y = term,
color = Model) +
geom_vline(xintercept = 0, linetype = 2, color = "grey") +
geom_pointrange(position = position_dodge(width = 0.30),
alpha = .8) +
labs(color = "Model Assumption",
y = "Mediator",
x = "ACME\nWords from Comment Added to Final Rule\nper Billion Dollars in Market Capitalization") +
theme(panel.grid.major.y = element_blank()) +
scale_color_viridis_d(begin = .1, end = .8, option = 2)
# single
models <- list(med.cont,
med.lob,
med.cont.legal,
med.cont.terms)
models.m <- list(model.cont, model.y.cont,
model.lob, model.y.lob,
model.legal, model.y.legal, # TODO
model.terms, model.y.terms# TODO RENAME THESE ABOVE TO FIT
)
rows <- tibble(
term = c("Dependent Variable"),
`1` = "Campaign (PAC) Spending",
`2` = "Lobbying (LDA) Spending",
`3` = "Technical Terms",
`4` = "Legal Citations",
`5` = "Efficacy"
)
attr(rows, 'position') <- c(0)
modelsummary(models.m)
save(models.m, rows, file = here::here("models", "models.m.Rdata"))Mediation with two mediators
TotalContribAmount is PAC expenditure
multimed can’t do the sensitivity analysis with a continuous treatment variable
In the case of a continuous treatment variable, the researcher would specify two values of the treatment to make the contrast (Imai et al. 2010a).
https://cran.r-project.org/web/packages/mediation/mediation.pdf page 40
#mediation-multiple
#temp <- mediation_data %>% mutate(assets = assets/10000000000)
# drop_na(efficacy, MeanContribAmount, TotalContribAmount, Total_Legal_Citations, assets,org_comments, MeanLobbyingAmount, TotalLobbyingAmount, NYearsLobbying) %>%
temp <- mediation_data %>% mutate(assets = as.numeric(assets > 1000000))
temp <- mediation_data %>% mutate(assets = assets/10000000000)
temp %<>% dplyr::select(efficacy, Total_Legal_Citations, assets,org_comments, TotalLobbyingAmount, TotalContribAmount) %>% drop_na(efficacy, Total_Legal_Citations, assets,org_comments, TotalLobbyingAmount) %>%
data.frame()
temp %>%
skimr::skim( )
Xnames <- c("org_comments")
m.med <- multimed(outcome = "efficacy", med.main = "TotalContribAmount", med.alt = "TotalLobbyingAmount",
treat = "assets", covariates = Xnames,
data = temp, sims = 1000, )
# Sensitivity Analysis is blank b/c of some error, need to figure out why
summary(m.med)
plot(m.med, type = "point")
plot(m.med, type = c("sigma", "R2-total"), tgroup = c("treated", "control"))
summary(lm(formula = efficacy ~ TotalContribAmount + Total_Legal_Citations + assets + org_comments, data = b %>% mutate(assets = assets/10000000000) %>%
drop_na(efficacy, TotalContribAmount, Total_Legal_Citations, assets,org_comments)))Multimed
mmed.terms.lobby <- multimed(outcome = "efficacy",# model.y,
med.main = "dictionary_terms",# med.terms.4,
med.alt = "TotalLobbyingAmount",# med.cont.lobby,
sims=1000,
treat = "marketcap_b",
data = mediation_data4
#robustSE = T, boot = T,
#control.value = 1, treat.value = 2
)
mmed.terms.lobby
mmed.terms.lobby %>% plot(type = "point")Save data
n_comments <- nrow(efficacyXsophistication)
save(n_comments,
efficacyXsophistication,
file = here::here("data", "efficacyXsophistication.Rdata"))TODO
Presentation
Predicted probability plots for all models presented in the paper. These should replace all tables. All tables should appear in the appendix.
Nonprofit and credit union plots for the correlation between assets and sophistication
assets-tech-figures should have x-axis scales in the millions or billions
Analysis
- split out FDIC banks and nonprofits in asset mediation analysis? (at the moment, neither type of asset is correlated with efficacy, so mediation analysis is a low priority)
Data
check on the status of OCC comments (missing from the attachments table as of May 2022)
Try to get efficacy measures for key observations. For example, in cases where we have market cap:
Observations for which we have market cap and sophistication but are missing efficacy measures (POSSIBLY DUE TO THERE BEING NO FINAL RULE):
b %>% drop_na(marketcap, Total_Legal_Citations) %>%
arrange(-Total_Legal_Citations) %>%
filter(is.na(efficacy)) %>%
dplyr::select(efficacy,marketcap, Total_Legal_Citations, org_name, comment_url) %>%
kablebox()| efficacy | marketcap | Total_Legal_Citations | org_name | comment_url |
|---|---|---|---|---|